EFTA01374278.pdf

345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigue ; Bradley Gillin Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product andInsurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. Account # J Customer EEA Country I Customer Owner Account Address Line 1 Italy Stewart Oldfield THE HAZE TRUST Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email [email protected] Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068894 CONFIDENTIAL SDNY_GM_00215078 EFTA01374278