EFTA01356917.pdf

where applicable, its principal or (0 any instrument representing or principals). Accordingly, Client (or giving an entitlement to any of the where applicable, its principal or above. principals) should make its own assessment of any transaction that it is 10.2 DB offers a wide range of services considering in the light of its own including: objectives and circumstances including (a) dealing in financial instruments and the possible risks and benefits of entering executing transactions in financial into that transaction. Client (or where instruments for clients; applicable, its principal or principals) should not rely on any information, (b) sponsoring. underwriting, placing or proposal or other communication from otherwise participating in the issue DB as being a recommendation or advice of a financial instrument; in relation to that transaction. (c) safekeeping and administration of 9.2 Any marketing communication provided financial instruments and settlement to Client (or where applicable, its and clearing services; principal or principals) shall not be taken (d) foreign exchange services; as an endorsement of or advice regarding the products and services concerned. DB (e) services in connection with mergers shall not be required to carry out an and acquisitions; assessment of Client's (or where applicable, its principal's or principals') (0 financing the purchascr of financial financial position or investment instruments; objectives when providing marketing (g) loan origination; and information. (h) providing investment research. 10. PRODUCT INFORMATION 10.3 Other services, or services in respect of 10.1 DB offers a wide range of services in other financial instruments or other relation to financial instruments of all investments, may be provided as descriptions, including: specifically agreed with Client and, (a) equity and debt securities; subject to any agreement to the contrary•, will be covered by these Terms of (b) money market instruments, foreign Business. exchange and bullion; 10.4 Further information on the financial (c) units in collective investment instruments in relation to which DB undertakings: provides services referred to above and the risks associated with them will be (d) options, futures, forwards, swaps made available on the following website: and other derivative instruments littns://db.com/riskdisclosures or as relating to underlying financial otherwise notified by DB to Client. instnunents or other assets, rights, obligations, indices or measures; 10.5 Disclosure and terms in relation to Foreign Exchange business will be made (e) loans, guarantees and other sureties; available on the following website: and hos://ww.w.db.comienicontentiforap- Exchange-Disclosureshun or as otherwise notified to Client from time to time. Disclosure and terms in relation to sir CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043115 CONFIDENTIAL SDNY_GM_00189299 EFTA01356917