EFTA01493576.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/12 to 10/31/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Geist/Loss Settled Sales/Maturities/Redemptions 10/12 Sale UNN CO LLC a 37.63291 45,399.49 BROKERAGE (1200.000) 37.749 45,298.47 (43,800.00) 1,496A7 S 10/17 FIFO 100.00 TAX 8/OR SEC 1.02 J.P. MORGAN SECURITIES LLC (ID: 535782-10-6) 10/12 Sale WORKDAY INC-CLASS A a 48.51888 41,866.99 (900.000) 46.407 41,766.05 (25,200.00) 16,566.05 S 10/17 FIFO BROKERAGE 100.00 TAX 8/OR SEC .94 J.P. MORGAN SECURITIES LLC (ID: 98138H-10-1) 1014 Sale TO REVERSE ENTRY OF 10/10/2012 BANC OF AMERICA 2,011,909.315 60.00 (1,207,145.59) 1,148,786.30 (60,357.29) S 10/23 FIFO MORTGAGE SECURITIES SER 2007-1 CL 2Al2 6% JAN 25 2037 DTD 02/27/2007 060.00 JP MORGAN SECURITIES LLC (BIOL) FACE VALUE 2,081,519.00 AS OF 10/10/12 (ID: 05952H-BY-4) 1014 Sale BANC OF AMERICA MORTGAGE SECURMES SER 2007-1 (1,998,886.400) 60.00 1,199,331.84 (1,139,365.24) 59,966.60 S 10/23 FIFO CL 2Al2 6% JAN 25 2037 DTD 02/272007 la 60.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 2,081,519.00 (ID: 05952H-BY-4) 10/18 Sale LEXICON PHARMACEUTICALS INC a 2.24 44,800.00 (20,000.000) 2.20 43,998.99 (45,000.00) (1,001.01) 5 10/23 FIFO BROKERAGE 800.00 TAX 8/OR SEC 1.01 J.P. MORGAN SECURITIES LLC (ID: 526872-10-4) 10119 Sale BARCLAYS BANK PLC PFD SHS SER 5 81/8% 0 (39,250.000) 25.828 1,013,741.17 (1,002,565.50) 11,175.67 L. 10/24 FIFO 25,88838 1,015,333.92 BROKERAGE 1,570.00 TM 8/OR SEC 22.75 J.P. MORGAN SECURITIES LLC (ID: 0673914-36-2) 10/19 Sale CITIGROUP CAPITAL XIII 7 7/8% PFD a 28.45029 (30,000.000) 28.41 852,289.58 (750,000.00) 102,289.58 L 10/24 FIFO 853,508.70 BROKERAGE 1,200.00 TAX 8/OR SEC 19.12 J.P. MORGAN SECURITIES LLC (ID: 173080-20-1) 10/19 Sale COPANO ENERGY LLC 0 31.81882 638,376.40 (20,000.000) 31.778 635,562.14 (642,600.00) (7,037.88) S 1024 FIFO BROKERAGE 800.00 TAX 8/OR SEC 14.26 J.P. MORGAN SECURITIES LLC (ID: 217202-10-0) JP Morgan Account Page 27 of 39 Consolidated Statement Page 30 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016454 Chase CONFIDENTIAL SDNY_GM_00285652 EFTA01493576