EFTA01375636.pdf

Oliver Rothauser Director I Saks & Origination Institutional Wealth Partners #Positivelmpact Please be advised that, in connection with a potential investnwnt In GTIS (directly or indirectly), we IURSII Hill be treating you as IIII"histitutional account- as such temp is defined in FINRA Rule 4512(c$3) and as such we taped that you have total assets of S50 million or more, arc able to evaluate such transaction independently, without relying on any statements or views of DBSI, and will exercise your own independent indrawn' and conduct your own due diligence in relation to any investment decision regarding such transaction. In addition to the above characteristics, In connection with any private markets transaction we will proceed under the belief that you have substantial experience investing in such offerings and that you possess the sophistication to evaluate the particular transaction. Note that in order to execute am transaction or service that we offer to you, you must be 111113 on-boarded as a client of both the Wealth Management division of Deutsche Bank and the Institutional Wealth Partners group thereof and execute all related documentation. We will regard your acceptance of this email as confirming your agreement with the above statements. If you are not in agreement with such statements, please advise us immediately. Note: As a diversified global financial services firm, Deutsche Bank .%G and its affiliates (including Deutsche Bank Securities Inc.) engage in a broad spectrum of activities including commercial and investment banking, lending. principal investing, financial and merger and acquisition advisory services, lindens riling, investment management activities, private banking sen ice, providing depositan hank and cistorl, senices, sponsoring and managing private investment funds, brokerage, trustee and other financial senices activities on a world-wide basis. In the ortlinary course of business Deutsche Bank and its affiliates nuy engage in activities In which their Interests or the interests of certain of their clients may conflict with your interests in respect of the transactions that 3ou Tito he considering executing with or through Deutsche Bank. In this regard we inform you that Deutsche Bank's Wealth Management division currently nrainia ins client relationships w it h one or more executive officers or directors of CTIS Partners; and your execution of any transaction with CDS Partners skull constitute your aclairmledginent of the potential conflicts to which Ikutsche Bank may be subject and your express agreement to hold the Bank dun adess with respect to any such conflicts IWP products and senices are intended for and available only to sophisticated. experienced investors who qualify as Institutional acecunts" under FINRA Rule 4512(cX3). and arc capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into sophisticated trading strategics and financial transactions. Transactions arc subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction. idea or opportunity discussed herein may be executed unless you arc a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only . While brokerage services offered through the 1W!' Americas desk may include invmtment =mum:Dilations and brokerage advice, IWP does not provide investment ['lanais:malt or invaantalt advisory savices, and private market opportunities and oilier products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or ditatibution of any material herein without our smitten consent is strictly forbidden. From: Andrew King Sent: Tuesday, June 18, 2019 6:22 PM To: Stewart Oldfield Paul Barrett Cc: Oliver Rothauser Subject: RE: Opportunity ones Paul, As Stew described, I've attached information on the OZ fund focused on the New York metro area: the RXR Qualified Opportunity Zone Fund (the "Fund"). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071190 CONFIDENTIAL SDNY_GM_00217374 EFTA01375636