EFTA01583092.pdf

1 diswei, SOUTHERN TRUST COMPANY, INC ACCT. VV97565001 For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY Note: C indicates Currency Gain/Loss Trade Date Type Per UnN Realized Settle Date Selection Method Description Quantity Amount Proceed* COO GaIn/Los* Settled Sales/Maturities/Redemptions 9,9 Option Buyback NZD PUT USD CALL FX EUROPEAN STYLE OPTION OCT 3,000,000.000 0.012 (36,800.00) 43,320.00 6,720.00 C 9/11 FIFO 24, 2013 .8 KO 0.84 REPURCHASE OF WRITTEN FX OPTION (ID: 9/19 Option Buyback NZD PUT USD CALL FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.009 (45,030.00) 78,144.00 33,114.00 C 9.23 FIFO 23.2014 Q .7910 0.75 REPURCHASE OF WRITTEN FX OPTION (ID: Total Settled SalesivlatuntiesiRedemptions (581,830.00) 5121.484,00 539,834.00 C Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/3 Write Option AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB (5,000,000.000) 0.004 18,400.00 95 05,2014 0 .92 0.9230 WINDOW 10 EXPIRING 13 SEP 13 WRITTEN FX OPTION CALL 5 000.000.00 AUD PUT 4,600,000.00 USD (ID: 9/10 Write Option AUD PUT USD CALL FX EUROPEAN STYLE OPTION JAN (5,000,000.000) 0.01 51,100.00 9/12 24, 2014 6 .69 KJ Q 0.84 WRITTEN FX OPTION PUT 5,000 000.00 AUD CALL 4,450,000.00 USD (ID: l i 9/10 VVrite Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION JAN (5,000,000.000) 0.016 78,144.00 9/12 23, 2014 O .79 KI C 0.75 WRITTEN FX OPTION PUT 5,000,000.00 NZD CALL 3,960,000.00 USD (ID: il :I J.P.Morgan Account VV97565001 Page 19 of 38 Consolidated Statement Page 22 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062704 EFTA01583092