EFTA01378700.pdf

From: Stewart Oldfield [ Sent: 9/25/2018 4:05:51 PM To: Vijay-A Sawant CC: Bradley Gillin Richard larossi BCC: Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas nr. Securities offered through Deutsche Bank Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075935 CONFIDENTIAL SDNY_GM_00222119 EFTA01378700