EFTA00599546.pdf

JAMS ARBITRATION IN THE MATTER OF FORTRESS VRF I LLC and FORTRESS VALUE RECOVERY FUND I LLC, Claimants v. JEEPERS, INC., Respondent Case No. 1425006537 and FINANCIAL TRUST COMPANY, INC. and JEEPERS, INC., Counterclaimants and Third-Party Claimants v. Arbitrator: Hon. Anthony J. Carpinello D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. k/n/a FORTRESS VALUE RECOVERY FUNDI LLC, Counter-Respondent and D.B. ZWIRN PARTNERS, LLC, D.B. ZWIRN & CO., L.P., DBZ GP, LLC, ZWIRN HOLDINGS, LLC, DANIEL ZWIRN, and Third-Party Respondents SUBPOENA DUCES TECUM To: Perry Gruss do Ethan Brecher, Esq. Liddle & Robinson. LLP 10022 EFTA00599546  NOTICE IS HEREBY GIVEN that pursuant to the Commix:wive Arbitration Rules & Procedures of the Judicial Arbitration end Mediation Service and applicable state and federal laws, you are HEREBY COMMANDED TO APPEAR Wort the erbi Aprill0, Newl yotic2011,La 10 am to the offices of Susman Godfrey, LLP, New 10022, and to BRING ANDPRODUCE as caret on ibit A hereto. Dated: Ke,-1,1- 2011 Requested by. SUSMAN GODFREY L.L.P. Harry P. Susman SUSMAN GODFREY L.L.P. Houston, Texas 77002-5096 Telephone: Fax: &mar : Stephen D. Susman Attorneys for Respondent Counterclaimants and Third-Party Claimants Finanoial Trust Company, Inc. and Japer; Inc. EFTA00599547  JAMS ARBITRATION IN THE MATTER OF 4 4 FORTRESS VRF I LLC and FORTRESS 4 VALUE RECOVERY FUND I LLC, 4 Claimants 4 4 v. 4 4 JEEPERS, INC., 4 Respondent 4 Case No. 1425006537 4 and 4 4 FINANCIAL TRUST COMPANY, INC. and 4 JEEPERS, INC., 4 Counterclaimants and Third-Party Claimants 4 4 v. 4 4 Arbitrator: Hon. Anthony J. Carpinello D.B. ZWIRN SPECIAL OPPORTUNITIES 4 FUND, L.P. k/n/a FORTRESS VALUE 4 RECOVERY FUND I LLC, 4 Counter-Respondent 4 4 and 4 4 D.B. ZWIRN PARTNERS, LLC, 4 D.B. ZWIRN & CO., L.P., 4 DBZ GP, LLC, 4 ZWIRN HOLDINGS, LLC, 4 DANIEL ZWIRN, and 4 Third-Party Respondents 4 EXHIBIT A INSTRUCTIONS 1. These requests apply to all documents within your possession, custody, or control, including, but not limited to, all documents in the possession, custody, or control of your attorneys, agents, representatives, accountants, and employees. EFTA00599548  2. For any responsive documents withheld from production, state the date, authors, recipients, type of document, subject matter, number of pages, and the basis of the claim of privilege asserted. DEFINITIONS 1. "Zwim Entities" means Daniel Zwim, D.B. Zwim Partners, LLC, D.B. Zwim & Co., L.P., DBZ GP, LLC, and Zwim Holdings, LLC, and includes all their respective members, managers, general partners, limited partners, employees, representatives, agents, parents, subsidiaries, predecessors, affiliates, divisions, and anyone else acting on their behalf. 2. Your Lawsuit means the lawsuit captioned Perry A. Gruss v. Daniel B. Zwim, D.B. Zwim & Co., L.P., and D.B. Zwim Partners, LLC, No. 09 Civ. 6441 (S.D.N.Y.). 3. "You" means Perry Gruss. 4. Rules of construction: "All" and "each" shall be construed as all and each; "and" and "or" shall be construed either disjunctively or conjunctively as necessary to bring within the scope of this request all requests that might otherwise be construed to be outside its scope; the use of the singular form of any word includes the plural and vice versa; "any" includes and encompasses the words "each" and "all"; terms used in the present tense include terms in the past tense and terms in the past tense include terms in the present tense. DOCUMENT REOUESTS I. All copies of testimony or written statements by You in either any SEC investigation of the Zwim Entities or Your Lawsuit. EFTA00599549 JUDICIAL ARBITRATION AND MEDIATION SERVICE NEW YORK, NEW YORK FORTRESS VRF I LLC and FORTRESS VALUE RECOVERY FUND I LLC, Claimants, v. JEEPERS, INC. : Ref. No. 1425006537 Respondents, and FINANCIAL TRUST COMPANY, INC., and JEEPERS, INC., Counter-Claimants and Third-Party Claimants, v. FORTRESS VALUE RECOVERY FUNDI LLC, Counter-Respondents, and D.B. ZWIRN PARTNERS, LLC, D.B. ZWIRN & CO, L.P., DBZ GP, LLC, ZWIRN HOLDINGS, LLC, and DANIEL ZWIRN, Third-Party Respondents. SUBPOENA AD TESTIFICANDUM To: Perry Gruss c/o Ethan Brecher, Esq. Liddle & Robinson, LLP New York, NY 10022 EFTA00599550  NOTICE IS HEREBY GIVEN that pursuant to the Comprehensive Arbit Rules & Procedures of the Judicial Arbitration and Mediation Service and applicable s laws, you are HEREBY COMMANDED TO AP 2011 at 10:00 a.m. at the offices of Swann Godfrey LLP, ew York, NY, 10022, to give siepnoltion testimony at a mummy ring relating to the above- referenced matter. Dated: Mauchz3 2011 Requested by: Harry P. Seaman SHSMAN GODFREY L.L.P. Houston, T 7 - Telephone: Fax: E-mail: Stephen D. Susman New York, Ncw York 10022 Telephone Fax: E-mail: Attorneys for Respondent CounterrJaimants and Third-Patty Claimants Financial Trust Company, Inc. and Jecpers, Inc. EFTA00599551