EFTA01357236.pdf

From: Urvashi Lavania on behalf of PWM 81$-Research Sent: 11/14/2014 10:08:05 AM To: Amanda Kirby CC: PWMUS AMLKYC Subject: Richard Kahn Mc and per alert flj Attachments Richard Kahn per alert.pdf; Richard Kahn per alert_1.pdf; Richard Kahn rdc alert.pdf; Richard Kahn rdc alert_1.pdf Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (see attached file: Richard Kahn per alert.pdf)(see attached file: Richard Kahn per alert_1.pdf)(see attached file: Richard Kahn rdc alert.pdf)(see attached file: Richard Kahn rdc al ert_l . pdf) Regards urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043660 CONFIDENTIAL SDNY_GM_00189844 EFTA01357236