EFTA01345306.pdf

KYC Print Page 5 of 19 One sheet must be established for EACH INDIVIDUAL PARTY in Secdon 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Darren I ndyke - Date of Birth. Country of Residence. USA Country of Otizenship. USA Has client resided outside of his/her country of Address of primary Med Slates nationality for 5 years or O Yes V. Na residence- more? Professon' Occupation. Lawyer Tax ID .' SSN Current Employer: Southern Finandal LLC Position.Title: Rani Address of employer: United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in ,-- he financial industry? (Not applicable for operating entities) LJYes 0 No Is the Individual a Politically Exposed Person (F£P)?(If Yes, describe) OYes ®No To the best of your knowledge, is the individual related to an employee of the DB OFamily O Friendship None group?(if Family or Friendship. describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, dent referral OYes 66 No source, supplier of goods or services)?(if Yes,describe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Oient Noce Bank Officer Name(s) Bank Office Prwate Other Location (specify): Date of Business: Denote. El O o O O E O O Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner O Salary/Earnings O In vestment : nneritance, G Its O Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees. level a' profitability? Indicate type of business, countries of major activities, important business partners.) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031572 CONFIDENTIAL SONY GM_00177756 EFTA01345306