EFTA01370254.pdf

Deutsche Bank Compliance There were 5,700 distinct customers who had activity in this time period. Only 1% or 61 of those customers had incoming and outgoing activity amounts that differed by 5% of less. However, within that subset of customers, 17 customers did not generate velocity alerts because the percentage difference did not meet the criteria for that particular pattern of activity. Another 8 customers did not generate velocity alerts because the pattern of activity is not currently monitored. An in-depth analysis of transaction pattems by customers found the following: Week 2/6/12-2/10/12 Miriam Type Clittsilt parameter Customer Sum of In And Sum of Out And %DM Comments Observed DO DepAtilre 5% Crepek 2% Dep-OutWire, incWee-OritWIre 1% $ 1.178,504.05 $ 1,175,381.91 0.2649% IncWinethe IncWite-Chk 3% Generate alert $ 101,157.20 $ 96,579.09 4.5257* Deposit.the 2% Doesn't meet criteria $ 1.793.70 $ 1,844.03 -.2.4632% Deposit.Chk 2% Doesn't meet one ri a $ 50.000.0 $ so,aomoo 0.0060% r-rRec-OutWire N/A N/A • TIX pattern not monitorect $ 13,235.00 $ 13.244.03 -0.0686% lncWire-Off(bIr 3% Generate alert $ 25,00100 $ 23,983.61 4.0656as incWrie-Outwire 1% Doesn't meet [Melia $ mo.00aao $ 96,95187 3.0171% lrnWire.OutWire 1% Doesn't meet criteria $ 350,000.00 $ 350000.00 0000% IncWire-OutWrie 1% Generate alert $ 866,286.37 $ 866,286.37 0. . incW1re.OutWire 1% Generate alert $ 15,000.00 $ 15,000.00 0.0000% incWireDuiVilre 1% Generate alert $ wominao $ 100,000.00 0.0060% tri<Wire•Ourwire 1% Generate alert $ 100,003.00 $ 10.000.0 66000'6 ImWire.DuiWite 1% Generate alert $ 2,960,870.50 $ 2,960,871.00 0.0005 inoWire.OurWire 1% Generate alert $ 500,033.00 $ 500,812.50 411625% incVeite•OutVAre 1% Generate alert $ 65,960.00 $ 68,000.00 4.0328% tncWire•Outlifire 1% Doesn't meet criteria $ 200.00 $ 210.00 •5.0000% imPeare•OtitWite 1% Dee usl meet criteria $ 9.949915.86 $ 9.846.725.90 1.0371% Reversal FrRec N/A N/A- Trx pattern not moni tato $ 4,871.84 $ 4,871.84 0.0000% Reversal Irt.Wrre N/A N/A. Ira pattern not sponitorec $ 240.003.0 $ 240.000.00 (loom Reversal Irebtre N/A N/A-Trx pattern not mom tcreo http:// db.com// 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062918 CONFIDENTIAL SDNY_GM_00209102 EFTA01370254