EFTA01431985.pdf

Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 16:56:14 -0400 To: Coley Jellinghaus Cc: Bradley Gillin Liam put it all together. Based on the number of attachments, it's hard to imagine we left anything out. Thanks From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 4:53 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: Butterfly brokerage Correct. Did you confirm with the team all the docs he needs? Still haven't heard back from Zia Sent with BlackBerry Work (www.blackberry.com) From: Stewart Oldfield Date: Tuesday, Sep 25, 2018, 1:01 PM To: Coley Jellinghaus Cc: Bradley Gillin Subject: RE: Butterfly brokerage I sent him account docs in the meantime. Those should be the same no matter where this ends up EFTA01431985 From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 10:47 AM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: Butterfly brokerage Ok I'm trying Zia, best experience for client would be same coverage. I'll be back. From: Stewart Oldfield ‹ > Date: Tuesday, Sep 25, 2018, 7:44 AM To: Coley Jellinghaus Cc: Bradley Gillin Subject: RE: Butterfly brokerage Yes. This a trust with several of Epstein's employees as beneficiaries, and him as grantor. He will have trading authority along with the trustee, but the assets are no longer his since the trust is irrevocable. So Zia felt we could not combine with his other assets to get to the KCP standard. Having said that, it's not clear to me that a client needs to be $50mm net worth to trade cash equities and bonds in KCP. Presumably not all of the IPO business meets that threshold, but you would know better. Either way, need to decide and get an account open as soon as we can at this point. Thanks EFTA01431986 From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 10:41 AM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: Butterfly brokerage Is this the one we discussed with Ziggy that currently has KCP coverage for some related accounts? Sent with BlackBerry Work (www.blackberry.com) From: Stewart Oldfield Date: Tuesday, Sep 25, 2018, 7:05 AM To: Coley Jellinghaus Cc: Bradley Gillin Subject: FW: Butterfly brokerage What's your current thinking on this? Need to get something opened for him. He asked a month ago From: Richard Kahn [mailto: Sent: Tuesday, September 25, 2018 10:04 AM To: Stewart Oldfield a> Subject: Re: Butterfly brokerage EFTA01431987 any update on when account may be opened? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 18, 2018, at 3:12 PM, Stewart Oldfield wrote: Who will have trading authority? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management EFTA01431988 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01431989