EFTA01478796.pdf

Subject: KCP IOI: Paylocity IPO fI From: Joshua Shoshan Date: Fri, 14 Mar 2014 To: Haig Ariyan < Cc: Caroline Kitidis Chip Packard Michael Iaquinta Tazia Smith < Vahe Stepanian Donald Summer < Classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KCP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. We expect a rather small retail allocation. In short, system-wide, we may get around 150k shares. For Mr. Epstein's KCP allocation, can we agree that out of the Wealth Management allocation next week for Paylocity, Mr. Epstein would be allocated 500-1000 shares? Mike and I will come up with an exact number as we get very close to Wednesday morning's allocation (March 19). Haig, please let us know if you agree. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Haig Ariyan/db/dbcom To: Joshua Shoshan/db/ Cc: Caroline Kitidis/db/j , Chip Packard/db/ , Joshua Shoshan/db/ , Michael Iaquinta/db/ Tazia Smith/db/IIII Date: 01/21/2014 04:03 PM Subject: Re: Fw: KCP IOI: Santander IPO (I) Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. However, the requested amount is reasonable in my view. Haig Ariyan Managing Director EFTA01478796 Co-Head Wealth Management, Americas Deutsche Asset a Wealth Management 345 Park Avenue New York NY 10154 direct phone fax From: Joshua Shoshan/db/dbcom To: Joshua Shoshan/db/ Cc- Caroline Kitidis/db/dbcom, Chip Packard/db/ Haig Ariyan/db/ Iaquinta/db/dbcom, Tazia Smith/db/dbcom Date: 01/21/2014 04:00 PM Subject: Re: Fw: KCP IOI: Santander IPO (I) Classification: For internal use only Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get a 50bps allocation off the top of the wealth management allocation. Is that agreeable to you? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Joshua Shoshan/db/dbcom To: Caroline Kitidis/db/dbcom, Cc: Chip Packard/db/ Haig Ariyan/db/ Tazia Smith/db/IIII Iaquinta/db/dbcom Date: 01/21/2014 02:16 PM EFTA01478797  Subject: Re: Fw: KCP IOI: Santander IPO Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Caroline Kitidis/db/dbcom To: Haig Ariyan/db/ Chip Packard/db/ Cc: Joshua Shoshan/db/U Date: 01/21/2014 01:20 PM Subject: Fw: KCP IOI: Santander IPO (I] Classification: For internal use only Hi guys - See KCP allocation request for Santander. We have a Capital markets KCP client request for allocation, Jeffrey Epstein, please advise if you are comfortable with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP allocations. Kind regards, Caroline Kitidis (Embedded image moved to file: pic30218.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners s Wealth Investment Coverage - Americas EFTA01478798 Deutsche Bank Securities Inc Deutsche Asset 6 Wealth Management 345 Park Avenue, 26th Floor New York NY 10154-0004 Tel. Mobile Email (Embedded image moved to file: pic04271.gif) Forwarded by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM From: Tazia Smith/db/dbcom To: Joshua Shoshan/db/ Cc: Caroline Kitidis/db/ Date: 01/21/2014 12:36 PM Subject: KCP IOI: Santander IPO (I) Classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia (Embedded image moved to file: pic04771.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 6 Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic18700.gif) EFTA01478799