EFTA01455638.pdf

a e an 22 Sep 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 22 Sep 14 Deutsahe Bank AO SOUTHERN FINANCIAL, LLC IIX • Osabas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEurcepl 21-Noy-2013 20410%42014 2611ov.2014 (1,000 CO3 CYJ1 USD 101036000 JPY SHORT EUROPEAN CALL 1010000 :13 24! 661 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 298.97 710423461 FINANCIAL. LLC oichOpl 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,M0 001 USD 0 JPY LONG EUROPEAN 0.000D 190.90 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 26Nov.2014 121.000 MI USD 0 FY LONG EtACCEAN 0.0000 121.76 710423465 F INANCIAL. U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.000 00) cmi SHORT ELFICKAN PUT 6.1600 r. 89 & (+1251 8344623% FINANCIAL. LLC Subtotal: (2615313?, Baal: (261,531.31) Statement ID: 18229820140922_20140923_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114507 CONFIDENTIAL SDNY_GM_00260691 EFTA01455638