EFTA00195524.pdf

Statements EFTA00195524  CLEARED THROUGH ITS WHOLLY ~ED SLIEGIOMAy OFFICE SERVICING YOUR ACCOUNT 8.9. Reams Stara% Cap. Bear. Stearns & Co. Inc. BOIR 383 Madison Avenue New York New York 10179 One Maraca, Calla North Ertoddrn. New Yak 11201.2859 STffiRNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERK* December 1.2006 VISIT OUR WEBSITE www.bearsteams.com THROUGH December 29.2006 ACCOUNT NUMBER What's In This Statement I ll TAXPAYER MILIMER On File LAST STATEMENT September 29.2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 0/0 JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 U any information regarding 2006interest. dividends, miscellaneous income, gross Cash Flow Analysis Cash Balance Summary proceeds or original issue 'HIS ?EKG OPENII4 ctostea discount is required to be reported to the IRS for this Opening Balance S0.02 Margin -0.02 -0.02 account, a Consolidated Form 1099wi11 be mailed to you by Closing Balance $-0.02 Net Cash Balance $-0.02 $.0.02 January 31.2007or a 1042S by March 15,2007. Portfolio Composition SKR- ION0 Your Portfolio Holdings CASH & CASH EQUIVALENTS rAssi<E1 ESTIMATED cumsvr DESCRPTION SYMBCtiCuSiP OLIANTRY PRICE VALUE MNUIL MOW SELO Ps) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Mao man an/ Mamma a ~cocoa 01 chodm or Maki. «kola a ~rani la imu. b Gal Samba al 800(344428: a ymto le Clam Sonic.* a Boa. Stara Saunas Caw . One MaYobdi Conla Now. ElroMbn, NY II201.3.59 SIT 1M admmlY damhladsl ~ass only IN ea ~pad natal damtara This Ratemart should be ~red for your record; See renew ado for ITIPOilirt ~it« 027 inomeze22 901 imo3 EFTA00195525  CLEARED THROUGH ITS VOICUY OWNED SUSSIDIAAv OFFICE SERVICING YOUR ACCOUNT SNP. Reams Secede* Corp Bear. Stearns & CO. Inc. BEAR 383 Madison Avenue New York Nee York 10179 One Metaled, Conk. North 9=401. Nov York 1120/3959 STEARNS FINANCtAL TRUST CO INC 2 c, STATEMENT PERIOD December 1.2006 THROUGH December 29.2006 ACCOUNT NUMBER TAXPAYER NUMBER DO File Your messages LAST STATEMENT September 29.2006 As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the internet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statemen 027 12/30(080923 001 V003 EFTA00195526  CLEARED THROUGH ITS YmCuy ORIVED SKISICHAriv SW. Sleben SeWOO. CUR One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 3 01 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 12/30030923 001 V003 EFTA00195527  CLEARED THROUGH ITS YRICU.Y ODISED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT &dr. steams servings corn Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue Cue Motrobsch Conks North 9roddrn. New York 11201.3859 STEARNS New York. New York 10179 FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERIOD &Inner 1.2006 VISIT OUR WERSITE yerwarearstearns.com THROUGH Septeacer 29.2006 ACCOUNT NUMBER What's In This Statement I ll TAXPAYER NUMBER On File LAST STATEMENT June 30.2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 CIO JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802 Cash Flow Analysis Cash Balance Summary "..i$ ?EPIC() OPEN CLOSING Opening Balance 5-0.02 Margin -0.02 -0.02 Closing Balance $-0.02 Net Cash Balance $-0.02 $-0.02 Portfolio Composition SKR- 1.0N5 Your Portfolio Holdings CASH & CASH EQUIVALENTS PAI,FXE1 ESTIMATED CURRENT DESCRIkTION SIGIBCPCUSIP °DANIA'S PRICE VALUE MNUN. P4COME YELO 1%) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Roza row am drtoronoo a rowans el crocks or mocks. cacaod as doltrogoa 10 psu. lo Clam Somon al 8004104.1428: a sem to Qom SONICOS at Bow. Room &comes Cap.. One Metok•ch Cooler North. Eiroo189, NY. I1201-3859. Sit Ths saYmIN a fa mfOrmaudsl passes only It ra landed natal dcont llvs staternorg should Do Maned for your records Soo mom ode fa" mortars nrainXce 027 01190/0130839 001 8915 EFTA00195528  CLEARED THROUGH ITS WHOLLY ODIVED SU851OIARY OFFICE SERVICING YOUR ACCOUNT SRN. Reams Securing!. Corp Bear. Stearns & CO. Inc. CceMotrotoch Conic. North BEAR 383 Madison Avenue New YY New York 10179 bccItlin. Nov York 11201.3859 STEARNS FINANCTAL TRUST CO INC 2 STATEMENT PERIOD 58pleffiCer 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER IMMER OR Foe Your messages LAST STATEMENT June 30.2006 Revenue Sharing These money market funds may in some cases have higher yields than money Advisers, distributors or other affiliates of certain mutual funds (which market funds whose affiliates do make revenue sharing payments. There is, include money market and non-money market funds) may enter into therefore, a potential conflict of interest in the form of an additional financial arrangements to pay brokers that distribute their shares for administrative, incentive to Bear Stearns for making available to customers money market technological or other services, including marketing and other support services funds whose affiliates enter into revenue sharing arrangements. In certain provided to such funds or their affiliates. These fees, commonly referred to as circumstances, a portion of these revenue sharing payments may be passed 'revenue sharing; are separate from and in addition to any shareholder on as compensation to certain Private Client Services account executives, servicing or distribution fees that a mutual fund pays out of its own assets pursuant to its Rule 12b-1 plan and other expenses which are described in a With respect to non money market fund shares held in Bear Stearns funds prospectus fee table. Rule 12b-1 fees and other expenses described in accounts. Bear Steams may receive Rule 12b-1 fees and other compensation a funds prospectus fee table increase a funds expense ratio and decrease the described in a funds prospectus but does not receive revenue sharing funds yieid. Revenue sharing fees, on the other hand. are paid out of the payments, With respect to non-money market fund shares held by certain assets of the fund affiliate and not from the fund's assets and, therefore, have Private Client Services customers away from Bear Steams, Bear Stearns does no impact on a funds expense ratio or yield. receive revenue sharing payments in limited circumstances, A portion of these revenue sharing payments are passed on as compensation to the Private With respect to money market funds, Bear Steams negotiates revenue sharing Client Services account executive designated by the customer. Bear Stearns payments separately with each fund family and not all fund families pay the does not believe that these revenue sharing arrangements involving such same amount or pay according to the same formula. These payments are Private Client Services customers pose a conflict of interest with respect to calculated based on a percentage of the dollar value of the fund assets held by customers whose accounts are held at Bear Stearns. Bear Steams in customer accounts. Bear Steams receives up to 0,66% per year of the average daily assets of fund shares carried in customers accounts The prospectus and statement of additional information of mutual funds at Bear Steams. Money market funds whose affiliates do not make revenue available through Bear Steams may contain additional information regarding sharing payments to Bear Steams are generally not offered or recommended revenue sharing payments made by affiliates of the fund company. by Bear Stearns to its customers, 027 0950(080839 001 V915 EFTA00195529  CLEARED THROUGH ITS WHOLLY OMIVED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT 8081. Warns 500tx1981 Gap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 One Metaled, Conk. North 9toStlin. Nov York 11201.3859 STEARNS FINANCIAL TRUST CO INC 3 STATEMENT PERIOD 589101Titet 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER WESER On Foe LAST STATEMENT June 30.2006 ra' Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: Securities and other assets in your account are the firm's collateral for any In? margin loan made to you. If the securities and other assets in your account At May 31, 2006 and July 31, 2006, the Company's net capital of decline in value, so does the value of the collateral supporting your loan, and, approximately $3.7 billion and $3.8 billion was approximately 7% and 7% of as a result, the firm can take action, such as issue a margin call and/or sell aggregate debit items and exceeded the minimum regulatory net capital securities or other assets in any of your accounts held with the member, in requirement of approximately $1.1 billion and $1,1 billion by approximately order to maintain the required equity in the account, it is important that you $2,6 billion and $2.7 billion, all respectively. fully understand the risks involved in trading securities on margin. These risks include the following: A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site www.bearsteams,com. Alternatively, to - You can lose more funds than you deposit in the margin account. request a free printed copy please call - toll free 1.866.299.9331, - The firm can force the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The firm can increase its 'house" maintenance margin requirements at any time and is not required to provide you advance written notice. - You are not entitled to an extension of time on a margin call, 027 0950(080839 001 V915 EFTA00195530  CLEARED THROUGH ITS WHOLLY ODIVED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT END. Reams Secede* Gore Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 One Notated, Conk. North bccItlin. Nov York 11201.3859 STEARNS FINANCIAL TRUST CO INC 4 STATEMENT PERM September 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER IMMER On FIk LAST STATEMENT June 30.2006 This statement is provided to explain Bear, Stearns & Co. Inc.'s ("BSC") Bar payment for order flow practices. Ear Pursuant to SEC Rule 606, please note the following: BSC routes a majority of orders for customer securities transactions to the Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following primary market for such securities, Orders may also be routed to other market web link: httpliwww.bearsteams.com/. Click on Individual Investor, Click on service vendors that assure executions pursuant to complex mathematical Equities, Click on Order Routing Practices. formulas at better than the national best bid or best offer (NBB0). BSC receives no cash payment or other consideration for such order routing other Customers of Bear, Steams & Co. Inc. may request information on any order than favorable executions or executions of limit orders at no additional charge. executed within the prior six months from the time of the request, Specifically. you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. End of Statement 027 09,300608:39 001 V915 EFTA00195531  CLEARED THROUGH ITS YmCuy ORIVED SKISICHAriv SW. Sleben SeWOO. CUR One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 5 oi s STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0930(01308:39 001 V915 EFTA00195532  CLEARED THROUGH ITS WNW:. OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Seer. steams seam* core Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 One Meer:etch Conic.. North 9rceldrn. Now York 11201.3859 STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PER100 June 1.2006 VISIT OUR WEEISITE www.bearstearns.com THROUGH June 30.2006 ACCCUNT NUMBER What's In This Statement III..illmh.hll I ll TAXPAYER NUXIIIER On Foe LAST STATEMENT Wirth 31.2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 C/O JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 Cash Flow Analysis Cash Balance Summary 'HIS ?TKO OPENING CLOSING Opening Balance SO.02 Margin -0.02 -0.02 Closing Balance $-0.02 Net Cash Balance S.0.02 Portfolio Composition SKR- LONG Your Portfolio Holdings CASH & CASH EQUIVALENTS VALET ESTIMATED CURRENT DESCRPTION SYMBWCUSIP OUANTirr PRICE VALUE MNUIL 1 110.01.16 YELL/ I%) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS May. TNT %erne/ 6 ^knot Onal room only It Is nN fIonded orator doctn,n Tas uartenort ;Null be maned for your records Soo mono code toe inporlare ntannatim 027 07/D1/08:10ES 001 Y911 EFTA00195533  CLEARED THROUGH ITS WHOLLY ODIVED SU8SCHAFiv OFFICE SERVICING YOUR ACCOUNT 8081. Reams SecodOn Goo. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 One Metaled, Conk. North 9tcc4tDn. Nov York 11201.3859 STEARNS FINANCIAL TRUST CO INC 2 STATEMENT PERIOD June 1.2006 THROUGH June 30.2006 ACCCUNT NUMBER TAXPAYER IMMER On FOR Your messages LAST STATEMENT March 31.2006 tke NOTICE OF CHANGE PURSUANT TO TRUTH IN LENDING SEC RULE 10b-16 1) The BSSC Fed Funds Rate shall be the rate for U,S, dollar funds, as quoted by an independent broker of such funds selected by BSSC for the The annual rate of interest charged on any credit extended to you by Bear, first transaction completed on the opening of the business day on which Stearns Securities Corp. ("BSSC) for the purpose of purchasing, carrying or such rate is determined, trading in any security or other property shall continue to be based on either 2) The rate of interest charged to you on any such credit extended to you in the BSSC Margin Basis Rate, the BSSC Fed Funds Rate or the London a currency other than US dollars shall be based on either (i) LIBOR, as Interbank Offered Rate ("LIBOR), as notified to you upon request. The BSSC such rate is compiled by the British Bankers Association and published on Margin Basis Rate will be quoted each business day by BSSC at our main Bloomberg or Reuters, or (ii) any other rate quoted by Reuters that is office in New York, Factors affecting the determination of the BSSC Margin applicable to the currency in which the obligation is denominated or, if a Basis Rate will include the short-term market interest rates quoted by money rate for such currency is not quoted by Reuters, the rate provided by center banks and the Federal Reserve and the rate that BSSC is charged for BSSC's local bank, as notified to you on request. borrowing money, 3) In either case, the annual rate of interest will not exceed a specified percentage above the applicable rate, specifically (i) 3% above the BSSC The purpose of this notice is to advise you that effective no earlier than thirty Margin Basis Rate, (ii) 4% above the BSSC Fed Funds Rate, or (iii) 5% (30) days from your receipt of this statement: above LIBOR, any rate quoted by Reuters or the rate provided by BSSC's local bank, and will appear on your monthly statements, 4) The amount lent to you by BSSC upon which you are charged interest may include purchases of securities for which payment is made by check for which BSSC has not yet received credit, If BSSC makes changes in any of the credit terms and conditions described herein or if a change is required by law, we will notify you of such change within a reasonable period of time, unless such change results in the same or a higher rate to you, in which case we will provide you at least 30 days' prior written notice, The annual rate of interest you are charged may fluctuate with changes in the BSSC Margin Basis Rate, the BSSC Fed Funds Rate, LIBOR, any of the rates quoted by Reuters or the rate provided by BSSC's local bank, The changes in rates resulting from this fluctuation will be made without prior notice to you (as contrasted with changes in the credit terms and conditions, notice of which will be provided as described above), The Truth-in-Lending disclosure previously provided to you shall continue to apply except as specifically noted above, 027 OW01106:1065 001 V911 EFTA00195534  CLEARED THROUGH ITS Cuy ORIVED SUBSIDIARY SW. Sleben SeUxIlkil CUR One Metaled, Conic. Huth 9toStlin. How York 11201.3859 FINANCIAL TRUST CO INC 3 01 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 07/01106:1055 001 V911 EFTA00195535  CLEARED THROUGH ITS YRICU.Y IkED SUOSOIARY OFFICE SERVICING YOUR ACCOUNT QOM SteanIS 54)0A1Ms Goo. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ono Motrotoch Conk. North BroStlin. Nov York 11201.1859 STEARNS FINANCIAL TRUST CO INC STATEMENT PEF000 March 1.2006 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEEISITE www.bearstearns.com THROUGH March 31.2006 ACCOUNT NUMBER What's In This Statement I ll TAXPAYER NU03ER ()fine LAST STATEMENT December 30.2005 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802 Cash Flow Analysis Cash Balance Summary 'HS REMO CPEN195 CLOSING Opening Balance S0.02 Margin -0.02 -0.02 Closing Balance $-0.02 Net Cash Balance $-0.02 $-0.02 Portfolio Composition MICR- IONS Your Portfolio Holdings CASH & CASH EQUIVALENTS munIc 1 ESTIMATED CURRENT DESCRPTION QUANTITY MCC VALUE MIMI& MCC/ME YELD CASH BALANCE TOTAL CASH & CASH EQUIVALENTS TM sumac/ 6 fa Sonhabonil Demists orly it is rct vended as a Ia. downer, colour en sh010 be mango, tot your words See worst ma fix fl orin doorman 027 04101/06:10:28 001 V906 EFTA00195536  CLEARED THROUGH ITS YmCuy ORYJED SUBSIDIARY Seal. Sleben SeWOOS Cory One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 2 e12 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 040106:1028 001 EFTA00195537