EFTA01374183.pdf

AGP LP 519 Alpha Group Gaprtal Paul Barratt No Assaranrea of :nvessiment Roeais nøre ren te no &snite Mat any le nas mye-urner/ cbjecwe w1 be arner ed cx teral ar investor nal rocrwo any rehm on sec ir,estmerd n a tane A turos perdobronn my be volacele :nyestrnon: strauf4 only tis CWIKI01"1 by persons ~can affxd a kne ot ba ene re rasmen. Rede-enes ro SPerdr Cortpanibr'Secsardies To be extent Mat Vas dccurnted canter:5 ~an IC specf.rc cOmpenes endrbt secubbea huch teteferoes eie ofestnted 'bety b flostrate tne app eston of abasobs investment piccess and sheald not be raarisviered a :ecorernendatxe dirr/ partcobr ~ny or aeciadly. Cabin ntorroben anaasser. 'narr concluvons etnian(d n tnis bocumant oonsttate andror ote basal co .smalis. Prolocoona• and lonhwd1ookfl0 nattmann" tebatdrda. abong bh*, thnien CN Tnbrettl ana entlodaned %landas) Iratrmanco cf cwr,{ert:ry. :rimraa feilel and ober sannar comptinbs, treritt (onlesonr, ao,n* to O3(441 manns -No the ans)ed, 01 Mat=a and issb4~ &bh ans yses eshmates faeplablOns adeternents and conclusons "ib ra taua -rottens by kkilOn oonceinno arts:44W ~b ba ere tsherenty skat" to seervev do)nonsc, consceetne. and ot« uncena:Mbss ana tordiagaaans ana bare toen nebbar steg tar tluattane patpows Oter te vadout Asks and uncertairbn. inoluding :nose dt14-atal abort and the :ra tacbrs sot tert r. Ta RPO'cable Aktor: Feords "mrs rimtruene OCillal mene. or mots cr «bal pisbannstsce cf a lund rroy data nattmat,/ Ironi MOS. ralected a ccnrctinptabd m surr. tonnabsiocking stastrrents Ps a *sult rattSban soee rad *ty On sode./0,w3r) k>31,")%tatenidnet n marg ber nvestrnentsdeossons Alke" the apeks)* Assaon Fund una sesoectInti salsfes eat/sea:ly brea-aim:Py? <Vy Or baist.x. b ,..Nla:tr. riwtst rf surderewt Ihp &overta et any or mit acirmann. anarystA ca K. orstaine4 Wen. inclacang ba not Netcl to any portamance (ntraen~n x asa ~ner ot troe ot any ~Ment by be Fund c< banane°. Ia any (mon Nace r Sans levenets The Ceffejentsal Eapiaratory Merrnwandsrm. htemetandom of Assxotan Abel» cd Ase-sia:on and be annotIreneser. of the ~on Otonth Crbstiete Fund Ltd rAC-O1 ase available only to °Vadt Inveacts boa of cnatge fron be Representer.. In reipe« of be Unn thstneuted :n Smatta:arg )3 Ca.IIIr104 mvestoss daue d pedramance and ptscletion at be regetbed off:ce cldaeReaeeerbise Revesenialve FIRST INDEPENDEar FLIND SERVICES LTD. kgaussense 3.i ODDS Zunch Payng Agent NP3 /tea° Privat Bank AG. Lemma:qua: i ateo22 Nede. to Ivong Kong Investon The information noraceenciart in readon to any 'nette st ard(ot investment !Ven", le ir bie dotarnent bas net Dean atmoved 0y the Sacurdba arb Fold-sete COneranden Hong Kong. 40TxdInglY (a) ans asterseets cl steurbes may not be oreeed bOId and Kl* Nrt teen &kvad or asad •n Hong Kano. Ir, M.9.1,3 Ol sny document dh& lite. to (I) 'p-dask:my 4~0%- n ~0 n P.4 S.Calr.19 and FuMrnA Ordinant° °ta°. Sdll marg Kong and any nibs made urder tnat Cbtliratxs. ol (a) in (br etc,annneal -"Oh do rot mora in TO drama Isop la '1:cosi:ed-tut n Mened in be Compates Ordinant. (Ca:: 5:22) of Slong Kong or rat-.^h do not corsleutte an offer lo be public milen toe ~troa or Nal Oblinonot. and (b) no pc-sen hes 1514104 Of bod n ds on:~ tat be pirenes- cd naue ard nsl na mue er nare e ds P01,39SSOP la die asapeases ISIAle. ~ha n Hong Kon° or eserehted an? taaratoentrat ~toa a ~sement Øg lo any intenst ot Neulte$, arecred K. a tite ~am or endt re or are Idar ro be acCe6sed a ind by be potast rs IsOng Kong (except atoma-ed to ae to 'snart teamets ta, * or Hong Kona) Vhf' Tan Yte, reeped W any ~1.M% a tercaltes etat, fl a 3m 10 Cr 4.1~ Ol all,' to PtI,1019 04.154e Heng KCeg Of om, ro -anm ,' iadesiont ara die cleliaton ot die Securbess end FV.idefOrarnance (Cess 571) of Haag Kong *Mary fob, tb~ unde, dist Gretten,. Nota ta Korna Inveracrs ~nr AGD nor A1100.1i$ mang bry tepternertabon svch respect to :he eltbley ol gny roepants d enn denienet< 2> prquim the rale« M AGO toren under be sinn of Kasa *zivist,i2 Ecnit~o the Fottur: 3chieng. rf-ansats:n Att ard rbabtatexis etterner Ttsis shatis cd AGO may only be ~tad b Cualned Notens:nal Itnestdors. as suta lerm befintal urder tre Fasane-ra Inveteran Services and end.' marrrns ALL and flOC.9 el IN, sitere. ot ADO My te dleta0. Kad ot Canada. Or dreiar a seld to any aorta° kr let-orferog Of refale arrdy a indirettly. n Korea ot ro any resdent of KOMI («apt purSuan', tO .polioabe lans and roguianons of Korea Notar ta Sagapow invotaors. Tasa documerd R ra a raospettus as aehned in be Sotete« and Futta" Ad, Chapte)214) of Srtgapne ("STA") and has not bsen rettered as a prospeztvs rat: bo ~eta:y MrSio,,ty cr Singapore Accordiny tiotalcay halsa:y tinde, the Må. in :elarkss to bie ecntent cf prospeteuus wou:d na uppl,.. und !lia <boomen, shookl not be teredundl m any var) as a a/stota:on x endte< to bry et tell an>: inderest invintrrnnt fetere-3 to en Inn dba)nasre You sAaaM contrider canatilty *heiser Ile inses~ is subbe Sa sot, The prodes! NOTN1 In bis aocutnent n no( authonsed or ter4niae4 by the Monetary Authoday of Sir:gapete (be 'adAS)tni noe* d ds ab/daslay shmes i units asal be 'tente b be cene to telta °obs: n Sirvepore fl us do-turnen, ntsy be cle4rbuted cnly (9 lo penn who ste "insb.t4nol revroors" urlaer ~an 3(I4 el br SFA or (e) b persons who are 'Tekaram persons' under action 3C6(1) or do Son or penars pursuant to se(ssan 326(2) of tie )_¥a1 t (and ady es ata Ørner< tonns ran of the PfOlpeCteL or in rnenuanclvn lar be h-4P(s), end suen deaributen s oteenmue en ocoraeante wen the condeons spee:Sea di ?neon 30S of Ne SFA Fide. ra Ursted Koalaen barett,» AGO ns an orsecognised *teatre Inystmert bellern, lot list ~Vern Of the FrarOel Snara tol Madet lict 20CO cl de United Kingdom tdie 'earl Tite cetatiorra 0i AQO m file Ursted Katalomnacoxe-ngbf4t#~0 by kny Ciberng netenes nsay only b. insstal n Me onleo KnalOrn Ib annens b Mesan bey may tawfray be enand adel bo Fil anrsr Seistas end Mabets fra 2C,O0 teintratial Promotx)n) Caber 2O%. no.sding persons who are acraded onder Me pH fl o tobed orrens"), riel north cortadato l',Qh net 'haOrth onoterrralle° ~rana pattaritorpo anten a ha ;th 'ah» Inn% and arroaris vin° ~dry at cantaid taphilaited invest'' roe ~mon stores are enly araftable tO SVta °troa. in CIO Unced Kingdom Tnt :antent cl att acoartent has not ~n teptativert by en ettncreed pram CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068750 CONFIDENTIAL SDNY_GM_00214934 EFTA01374183