EFTA01121602.pdf

Global Investment Opportunities Group JP. Morgan Securitim U.C. CIO,. 04.b. Account Position and MTM Summary (Open Positions) Preparml foe Southern Financial LLC as of October 31. 2013 Curetnt EX • CormikodIty rates WOMEN 110231 KAY/S0 1323,15 GIPUSO I 6037 liSCUPV 90350 USIXARS 1.9)13 USDKAW 1060.13 EURUSO 350) USD1101 21306 MOO 0.9001 triDCAD IOU? VSOSaY 1 596 VSMIOK 5911 hi tie Illoueber Oiodend Letry Niaa Dade Pete Snaked %herds Company Corneas industry Colt thni. 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EUE Gensumfr.Gulical 2.67% (1115211) 1175.248 Sr).29 (451 520,037 12.4.40 MIO 1000 knatIt EM COrnurattGYO 7 267% .5159.729) 1175.20 59 96 64 51 $15519 11.0.11 500 3500 Gompfoni•fm Sant4oban (UR indukuvl 320% OIS1.611) 114.196 34AS IS 71 124514 12.4.40 500 3250 Compegnie De Sont.Goton CIA tvIwIr 01 320% ($157.20M 1171.039 36.33 )075 51;3- 31.00 VOW) /CO Volkwara refew4 COMumtf.GWIte ISO% w6,µ) 1177.992 1)969 10720 0202) 114,4.13 VOW) 7C0 Yolkmoven Woof Wit Caraumor, Cyclical MO% x11$51 1)71.02 ISS46 1(0 20 7..m Structured Mates • Mao Pt vie morn ol Trade Date Maturity Face Amount lOn9 nest•Tplinn Cost Bath (SI Market Valise IS) Inlinnt ours Prue IS) Curren) Prve WI Received 2 .Aujl4 w1) WEN SYSF 60wEKObnlrerduon.irLC.Plnloal(ael'21M.29 (57.0:0':0:( 52)237.03 50 00003 "5013 Awe,. 2.0)00t0 SO Market MA WOCrude, 7575% 44(4410•CPN. NKµped 0.2.0:040:( $1.90.000 SO swoco 245.411 17.0350 1.00020 PM allIS)OP. SS% Cent belly.0, GPM 2S•Cep, marl owl 106 )7 (170:0502( 11.00003 SO Waco EFTA01121602  Global Investment Opportunities Group 1.11Morgan Seturftiell/C. Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of October 31. 2013 Colliart FP s commodity nits USOMali 130231 )01)150 132151 MINA) 10037 U5D1PY 90.150 RADIOS 59113 uSOKIOf 10(4.21 1LMJSO 1 3513 uS011111. 22398 USDO4f 05000 VSDCAD 1NV U50'T 1 596 uSO/OIC 1951 Intoenational Mood Income oPriremi.4111orliorq Enby Prim 1/ ado Date Maturity face Amount lotus SAP Rating Cunoncy Coupon Principal Cool 0) II.rki Y.W. 15) T°I.1In Yield to Wont Conant chive moral' NUM Accrued IS) (Loud) ( 0-/m.)• )2 ifOns10.0 Ouch Oink /lc 1311. 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Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of October 31. 2013 Current FP • Commodity rotes USOMX11 120231 %n1/050 1321/02 „Pus° 1 2A33 VSD1tY 90350 uSINAS 5.9113 LOOneti 4060.13 0.021S0 13583 uSterkt 22)% WOOM COON V1DCe D 10427 USOTRY 1 WS uSDnOIC 5911 MIM Snapshot (Awn Minl TOVITIADA PI Opor MIM • 2013 Oared IN Perlonname Smoak°, MN 1.0 1443.331 S311•971 Ma 302 TRAMOTROCO StOTAMAT HAW WAN RAMOVTD MOM TMI DATA Alf, $910.•66 52939.103 SIONSTO 2912100 OPM1MTM 52.477.17S Moe SO W 39 Current Open MM $1.122.031 MI 1ST SO W DDIVIAWO ORONO 02210191 WIDOW VT° ChODDO Oinn Ram OtS911.144) AITTITATIVO SO W SO 1013 PA. 53.0a.SW What ď Miscellaneous SO W SO ADAMS WANTAA Own Ate EFTA01121604  Global Investment Opportunities Group murret 52~2242 t/C. GIO Account Position and NIM Summary (2013 Closed Positions) Prepninal for 5oarthern FlinarM0 0C e5 010.044~. 71. 700 Tude S~ 1.4..yeen Company ("14(" 4 Cosi 114s Matte( VM.* (SI C.o.;” Claue .1= 1)" CloyInp Yrke No,» 04. Tm/4 lan CLMT 4.4W C.~1534OM, 7,0040 UYp Ine44. 919% 303.(4, 5132.452 632013 31 Si 113a 325171 0~0 11111 IAM to4Crp1I41d USD ILIWKLYI 07% 61011fø 11434 0~13 244 24.02 31.0721 5.0.11 TIM 3240 /m<no log00 LP USD Inny 40% 41314401 Si,'3-' 94.0 41.0 MIO 5101 04.13 L5AC 0303 Vu CondnrrunrllMnlK USD YWwnul 7.17% 0103001 51~ 1540.13 110 17.71 01.741 14-13 ALM 24W afflytave•Pon1~413 U50 »Rm«. Non n< 000% 043121 55040 19~13 2113 2035 51.721 14-13 Mis 4303 1.0.m.yne Ff U50 MuAb. la» ck *K% 065.341 544125 16.107.13 9» 1002 5715 11-13 AVE0 MIO 4.4) 09M4445(4 U50 MILOW. 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USD InaMnan6 000% (115.0401 114:eo 044.1.3 75 1400 4920) 1100.11 Iv 11300 7.a%nwSelenMl USD Comunmborn 02% 540• 13eØ 044.1.3 2040 110 50100 11.04.12 Iv 09) 414annalesponMe USD Comunonorn 1.42% 1400 117.513 044.1.3 1212 MIO 0140 1940.13 MAS 2.003 54.0,33 (~~411 ,14 1.00 COnYyne,, (roks 266% 65400)1 541.419 9~13 27.03 »71 57.4" 25.4.13 9154 1000 Pyobm1.4 USD LOD% .91.74,0401 50.4136 54~3 41.93 41-91 siss A0.13 K54 003 4100.40.240t4l1100) 1.00 flnyevig 1,51% 675.0031 5732» ~13 1675 »36 53.231 26A0.13 5474C 600 5004.1.46 014 U50 »Rm«. 504.a n< 000% 610.1031 511.2» ~13 180) 1970 5420 1-14r13 SAM 4/103 Mdati 4440•1444 a USD Camunmnorn 1.07% Pimpe» 5Ø4n M0.10 272I 27.32 CM» 2144,3 VOTA 2.003 ...genen( USD 4,444 0.13% 6399031 $39...» 11443 19.50 »22 6541) 1-Mar13 CMI 2503 CPm10.SpommelMe USD Camanancabora 079% 634.031 $14.134 40.13 170 17.07 5139 1~13 an 0000 Conallsopsan404 tyl USD Cammayueor• 000% 670.7501 $10249 40.13 2.75 419 414413 Mfi 040 Kovoiseviivohoov uso »lamet songok 0<o): 693434:01 90.311 11443 2475 2436 6616 3.143.1 MIN 1/103 Vagn% In, • Cl A USD M 000% (171,7501 $71.274 M0.13 23.4 2174 n) 1444.13 2.003 1614140441.44“04 U50 41m47:171 215% 645.6031 $45.5» 11443 2210 2176 1$1,11 2444.12 Ce 4000 0410 ~SC. 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