EFTA01360046.pdf

From: Richard larossi Sent: 10/18/2018 5:12:06 PM To: Bradley Gillin I Subject: RE: Epstein - negative media [I] Attachments: Gerber Notice of Dismissal.pdf; Kim Hart Memo on Jeffrey Epstein.pdf Classification: For Internal use only Hi Kim, AML Compliance has requested that we get your approval to move forward on all Southern Financial Relationship KYCs due to this latest lawsuit Stewart has pointed out below. Per the attachment, this lawsuit has been dismissed on October 5th, 2018. As this occurred after your initial approval on October 2n°, we would ask that you please confirm again we are comfortable moving forward with this client. Thank You, Rich Richard larossi Assistant Vice Prendait u;he game& Securities offered th rough Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, October 10, 2018 2:06 PM To: Richard larossi Subject: FW: Epstein - negative media [I] Classification: For internal use only From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield < Cc: Bradley Gillin < Subject: RE: Epstein - negative media [I] Classification: For internal use only Was this returned as an RDC alert — or part of the regular lexis/Nexis due diligence? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048247 CONFIDENTIAL SONY GM_00194431 EFTA01360046