EFTA01370237.pdf

Deutsche Bank Compliance Rules List Ibutulay. 12 July. 2012 Role Type: UseiDedned Scheduled :Scheduled Alert Case : PrePost end of day : Rale Code Title r Description Paranatters HubbfOrgLon Detect one or mote Originators s a transactions t0 a single AcmM. Period. Week. Month, Qualm. Semi-AmmaL if Alert or Case Alas Beneficiary (monthly - lower dollar nage) Blank-Use Date Parameters = Month' Stable bloodily Stan Date fa Lookback 3•51.DD.crrr. (Lean Paned Detects one or man Ongintuors sending transactions to a single Blank Disable rule or Rosetta/meta after me oral Tome Pon-EOD Beneficiary. A tenser bon is included a the mama based at in vacua) = " Schedule Fag Monthly qualification with specified tnneaction types (9130 - mcommg End Dew for Lookteck MUDD tea. (Law Penod WSII). a verified tune penal (Month). the amount weeds 2 certain Blank. Disable ode a Reset parameter afts- rule amount (my). and the cumukinve imam: of a0 die amassboos ccecutes) = " mean these constants is between a 1c4ciftod rap ($5k-$25k) him= wareactico coat = 3' Mint mciude at least 3 transactions limn= individual transaction an = Maxi= seclandaal translate ammo. Pa rio mato= use -1 = MMIZEISIM aurepeed Ulti194101011 COMM Is 'RICO Oft Mammon aggrepad transaction =oat. For no mane= me -1 ='2000.07 List of Risk Classes sepeneed by comma. Use -ALL- for All = Lot of Customer Types separated by cocoon Use -ALL- for All. l• Lot of Amami Types separated by comma. Use -AIL- for All at '-ALL-' Last of Activoy Types separated by co Use -ALL- for All = List of Countries weaned by comma the all- for Ream or Psy. 1 fa Realm 2 for Payment, 3 for Both= '1' List of Batches equated by com=a Use -ALL- for AU List of Departs:won separated by comma Use -ALL- fa All ='-ALL Cab a noaCash 1 for Cash. 0 for NonCasb. 2 for both C•Cs.,neit %CA NIA' AS AM% I. Pap 12 of 14 http://compliance.intraneLdb.comll 15 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062900 CONFIDENTIAL SDNY_GM_00209084 EFTA01370237