EFTA01499615.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost GelidLoss Settled Sales/Maturities/Redemptions 5/23 Sale IMPAC CMB TRUST SER 2005-2 CL 1M1 VAR RT (1,580099.390) 78.125 1234,452.68 (1,106,069.20) 128,383.48 S* 8/8 High Cost 04/25/2035 DTD 03/03/2005e 78.125 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 10,000,000.00 (ID: 45254N-NB-9) 8/7 Sale ALLISON TRANSMISSION HOLDING fa 22.50 45,000.00 (2,000.000) 22.46 44,919.21 (44,000.00) 919.21 S 8/12 High Cost BROKERAGE 80.00 TAX 8/OR SEC .79 J.P. MORGAN SECURITIES LLC (ID: 01973R-10-1) 8/8 Sale ADVENT SOFTWARE INC 6 28.10 28,100.00 BROKERAGE (1,000.000) 28.06 28,059.51 (27,000.00) 1,059.51 S 803 High Cost 40.00 TAX 8/OR SEC .49 J.P. MORGAN SECURITIES LLC (ID: 007974-104) 8/8 Sale DCT INDUSTRIAL TRUST INC 6 727 29,080.00 (4,000.000) 7.23 28,919.49 (28,800.00) 119.49 5 8/13 High Cost BROKERAGE 160.00 TAX &OR SEC .51 J.P. MORGAN SECURITIES LLC (ID: 233153-10-51 8/8 Sale KAR AUCTION SERVICES INC ig 25.8805 25,880.50 (1,000.000) 25.82 25,820.05 (25,000.00) 820.05 S 8/13 High Cost BROKERAGE 40.00 TAX 8/OR SEC .45 J.P. MORGAN SECURITIES LLC (ID: 48238T-104) 8/8 Sale DCP MIDSTREAM PARTNERS LP C 50.040107 (3,000.000) 49.999 149,997.70 (150,120.00) (12230) S 8/14 High Cost 150,120.32 BROKERAGE 120.00 TAX 8/OR SEC 2.62 J.P. MORGAN SECURITIES LLC (ID: 23311P-10-0) 8/8 Sale INTREXON CORP C 22.00 27,500.00 BROKERAGE 15.00 (1,250.000) 21.988 27,484.52 (20,000.00) 7,484.52 S 8/14 High Cost TAX 8/OR SEC .48 J.P. MORGAN SECURITIES LLC (ID: 46122T-10-2) 8/9 Sale NORWEGIAN CRUISE LINE HOLDIN C 30.443 30,443.00 (1,000.000) 30.402 30,402A7 (29,750.00) 652A7 S 8/14 High Cost BROKERAGE 40.00 TAX 8JOR SEC .53 J.P. MORGAN SECURITIES LLC (ID: G66721.104) 8/9 Sale QEP MIDSTREAM PARTNERS LP O 22.70 113,503.00 (5,000.000) 22.66 113,298.02 (105,00000) 8,298.02 S 8/14 High Cost BROKERAGE 200.00 TAX 8/OR SEC 1.98 J.P. MORGAN SECURITIES LLC (ID: 74735R-11-5) J.P Morgan Accou Page 26 of 48 Consolidated Statement Page 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023403 Chase CONFIDENTIAL SDNY_GM_00292601 EFTA01499615