📄 Extracted Text (5,836 words)
SOUTHERN TRUST COMPANY, INC
6100 RED HOOK QUARTER, B3
ST. THOMAS 00802
VIRGIN ISLANDS (U.S.)
EFTA01548195
EFTA01548196
JPMorgan Chase Bank, N.A.
270 Park Avenue, New York, NY 10017-2014
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Asset Account
J.P. Morgan Team
William Sheridan
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
4
8
Page
2
0000004500.15.0.15.00001.SOUTHAF.20131203
Page 1 of 23
EFTA01548197
SOUTHERN TRUST COMPANY, INC ACCT. I
For the Period 11/1/13 to 11/30/13
Account Summary
Asset Allocation
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
2,310,566.33
$2,310,566.33
856.43
$2,311,422.76
Ending
Market Value
2,455,466.45
$2,455,466.45
9,172.49
$2,464,638.94
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
$80,428.15
107,417.59
(42,945.62)
$2,455,466.45
9,172.49
$2,464,638.94
Period Value
2,310,566.33
80,428.15
Change
In Value
144,900.12
$144,900.12
8,316.06
$153,216.18
Year-to-Date
Value
0.00
5,080,428.15
EFTA01548198
(4,077,400.00)
1,820,000.00
$2,823,028.15
(294,208.30)
(73,353.40)
$2,455,466.45
9,172.49
$2,464,638.94
Estimated
100,091.18
$100,091.18
Current
Annual Income Allocation
100%
100%
Page 2 of 23
EFTA01548199
SOUTHERN TRUST COMPANY, INC ACCT. I
For the Period 11/1/13 to 11/30/13
Account Summary
Income Summary
Currency Gain/Loss
Interest Income
Income
CONTINUED
Current
Period Value
107,393.16
24.43
$107,417.59
Year-to-Date
Value
(344,341.70)
50,133.40
($294,208.30)
Unrealized Gain/Loss
To-Date Value
($95,780.35)
ST Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
1,334.28
$1,334.28
Cost Summary
Cash & Fixed Income
2,510,154.13
Cost
Total
$2,510,154.13
Page 3 of 23
EFTA01548200
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-US Fixed Income
Foreign Exchange Contracts
Foreign Exchange & Non-USD Fixed Income
Total Value
Market Value/Cost
Market Value
Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
Total Value
1
Market Value
814,013.74
1,730,000.00
18,712.24
(252,159.65)
$2,310,566.33
Ending
Market Value
911,898.84
1,616,000.00
41,092.67
(113,525.06)
$2,455,466.45
Current
Period Value
2,455,466.45
2,510,154.13
(95,780.35)
100,091.18
9,172.49
11.32%
SUMMARY BY TYPE
Market
Value
798,373.78
1,616,000.00
$2,414,373.78
EFTA01548201
% of Bond
Portfolio
31%
69%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
International Bonds
Other
Total Value
Market
Value
911,898.84
1,616,000.00
(113,525.06)
$2,414,373.78
% of Bond
Portfolio
36%
64%
100%
Cash
Change
In Value
97,885.10
(114,000.00)
22,380.43
138,634.59
$144,900.12
Current
Allocation
37%
61%
2%
Foreign Exchange Contracts
100%
Non-US Fixed Income
Asset Categories
Cash & Fixed Income as a percentage of your portfolio 100%
Page 4 of 23
EFTA01548202
SOUTHERN TRUST COMPANY, INC ACCT.I
For the Period 11/1/13 to 11/30/13
Cash & Fixed Income Summary
NET FX CONTRACTS EXPOSURE SUMMARY
Value
in Currency
POUND STERLING
JAPANESE YEN
US DOLLAR
(3,000,000.00)
(490,445,000.00 )
9,746,450.00
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
911,898.84
911,898.84
911,898.84
91.18
6.49
0.01%
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 5 of 23
EFTA01548203
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Price
Non-US Fixed Income
PETROLEOS DE VENEZUELA S
5% OCT 28 2015
DTD 10/28/2009
HELD BY EUROCLEAR
ISIN XS0460546525 SEDOL BSBQGP8
71668A-9B-9
Foreign Exchange & Non-USD Fixed Income
AUD CALL USD PUT
FX EUROPEAN STYLE OPTION
FEB 06,2014 @ .92
0.9230 WINDOW KI EXPIRING 13 SEP 13
OPTION KNOCKEDIN
XAUDCA-FL-Z
AUD CALL USD PUT
FX EUROPEAN STYLE OPTION
FEB 06, 2014 @ .95
[email protected] [email protected]
XAUDCA-FO-Z
AUD PUT USD CALL
FX EUROPEAN STYLE OPTION
JAN 24, 2014 @ .89
WINDOW RKI @ 0.8760 UNTIL 9SEP13
XAUDPA-JE-Z
CAD CALL USD PUT
FX EUROPEAN STYLE OPTION
FEB 11, 2014 @ 1.02
XCADCA-FG-Z
0.12
(4,590,000.00 )
(5,410.24)
(58,500.00)
53,089.76
(4,500,000.00 )
(43,654.50)
43,654.50
0.09
(3,000,000.00 )
(2,565.88)
(35,870.21)
33,304.33
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
EFTA01548204
Accrued Interest
Yield
80.80
2,000,000.00
1,616,000.00
1,800,000.00
(184,000.00)
100,000.00
9,166.00
17.20%
0.99
(3,000,000.00 )
(29,811.68)
(11,040.00)
(18,771.68)
Page 6 of 23
EFTA01548205
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Price
Foreign Exchange & Non-USD Fixed Income
JPY PUT USD CALL
FX EUROPEAN STYLE OP
FEB 06, 2014 @ 102
KI @ 106
XJPYPB-GD-Z
NZD CALL USD PUT
FX EUROPEAN STYLE OPTION
FEB 06, 2014 @ .8
KO @ 0.77
XNZDCA-DE-Z
Total Foreign Exchange & Non-USD Fixed Income
($113,525.06)
($201,744.71)
$88,219.65
$0.00
0.00%
2.21
(2,000,000.00 )
(44,178.99)
(15,280.00)
(28,898.99)
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
0.02
(204,000,000.00 )
(31,558.27)
(37,400.00)
5,841.73
Market Value
Receivable
Trade Date
Foreign Exchange Contracts
JAPANESE YEN
POUND STERLING
US DOLLAR
US DOLLAR
Total Foreign Exchange Contracts
Nov. 20 13
Dec. 6 13
Nov. 20 13
EFTA01548206
Dec. 6 13
JPY
USD
GBP
USD
(490,445,000.00 )
4,904,450.00
(3,000,000.00)
4,842,000.00
100.000000
1.614000
102.358870
1.637977
4,904,450.00
4,791,426.45
4,842,000.00
4,913,930.88
$9,746,450.00
$9,705,357.33
113,023.55
(71,930.88)
$41,092.67
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Page 7 of 23
EFTA01548207
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
Current
Transactions
INFLOWS
Income
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
(59,742.00)
($59,742.00)
$911,898.84
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
(912,704.86)
817,855.64
($94,849.22)
-(26,353,108.63)
($26,353,108.63)
Period
Value
814,013.74
24.43
80,428.15
26,430,283.15
$26,510,735.73
Year-To-Date
Value*
-50,133.40
5,080,428.15
134,453,988.20
$139,584,549.75
(4,077,400.00)
(134,500,401.69)
($138,577,801.69
)
Current
Securities Transferred In/Out
EFTA01548208
Securities Transferred In
Period Value
Year-To-Date
Value*
1,820,000.00
Page 8 of 23
EFTA01548209
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Income
11/1
Interest Income
Description
DEPOSIT SWEEP INTEREST FOR 10/01/13 - 10/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$2,915,641.53 AS OF 11/01/13
Quantity
Cost
Per Unit
Amount
Amount
24.43
Type
Settle Date Selection Method
Contributions
11/27
Misc Credit
Description
BOOK TRANSFER CREDIT 8/0: J P MORGAN CLEARING
CORP BROOKLYN NY 11245-0003 ORG:/2427984923
SOUTHERN TRUST COMPANY INC OGB: JPMCLEARING
CORP METROTECH CENTER REF: SOUTHERN TRUST
COMPANY INC TRN: 0835600331JJ
Foreign Exchange - Inflows
Spot FX
11/5
11/8
FX Fwd Contract
Quantity
Cost
Amount
80,428.15
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
GBP EXCHANGE RATE 1.594600000 DEAL 11/01/13
(2,000,000.000 )
(3,196,000.00)
VALUE 11/05/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
AUD CONTRACT RATE : 0.959500000 TRADE 10/28/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
(1,000,000.000 )
(937,349.94)
959,500.00
3,189,200.00
EFTA01548210
Page 9 of 23
EFTA01548211
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Type
Settle Date Selection Method
Foreign Exchange - Inflows
FX Fwd Contract
11/8
11/8
11/8
11/8
11/8
11/8
11/8
11/22
11/22
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
FX Fwd Contract
Total Foreign Exchange - Inflows
Description
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
NZD CONTRACT RATE : 0.829550000 TRADE 10/28/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.617000000 TRADE 10/25/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
AUD CONTRACT RATE : 0.949570000 TRADE 10/29/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
NZD CONTRACT RATE : 0.824060000 TRADE 10/29/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 97.889000000 TRADE 10/29/13
VALUE 11/08/13 (ID: 0JPYPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 98.389000000 TRADE 10/31/13
VALUE 11/08/13 (ID: 0JPYPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.594550000 TRADE 11/01/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.609220000 TRADE 11/07/13
VALUE 11/22/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 97.874300000 TRADE 11/07/13
EFTA01548212
VALUE 11/22/13 (ID: 0JPYPR-AA-9)
$26,430,283.15
Page 10 of 23
(490,445,000.000 )
(4,904,302.87)
5,010,968.15
(3,000,000.000 )
(4,842,660.00)
4,827,660.00
(500,000.000)
(804,700.00)
797,275.00
(196,778,000.000 )
(2,010,476.49)
2,000,000.00
(293,667,000.000 )
(3,000,389.27)
3,000,000.00
(1,000,000.000 )
(825,299.95)
824,060.00
(1,000,000.000 )
(937,349.94)
949,570.00
(2,500,000.000 )
(4,023,500.00)
4,042,500.00
Quantity
Cost
(1,000,000.000 )
(825,299.96)
Amount
829,550.00
EFTA01548213
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Type
Settle Date Selection Method
Foreign Exchange - Outflows
Spot FX
11/5
11/8
11/8
11/8
11/8
11/22
11/22
FX Fwd Contract
FX Fwd Contract
Spot FX
Spot FX
Spot FX
Spot FX
Description
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.598000000 DEAL 11/01/13
VALUE 11/05/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY NZD SELL
USD CONTRACT RATE : 0.828000000 TRADE 10/25/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL
USD CONTRACT RATE : 0.957540000 TRADE 10/25/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.609400000 DEAL 11/07/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
SPOT CURRENCY TRANSACTION - BUY BUY JPY SELL
USD EXCHANGE RATE 97.876300000 DEAL 11/07/13
VALUE 11/08/13 (ID: 0JPYPR-AA-9)
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.614220000 DEAL 11/20/13
VALUE 11/22/13 (ID: OGBPPR-AA-9)
SPOT CURRENCY TRANSACTION - BUY BUY JPY SELL
USD EXCHANGE RATE 100.003000000 DEAL 11/20/13
VALUE 11/22/13 (ID: 0JPYPR-AA-9)
Total Foreign Exchange - Outflows
($26,353,108.63)
490,445,000.000
4,904,302.87
(4,904,302.87)
3,000,000.000
4,842,660.00
(4,842,660.00)
490,445,000.000
5,010,865.76
EFTA01548214
(5,010,865.76)
3,000,000.000
4,828,200.00
(4,828,200.00)
2,000,000.000
1,874,699.88
(1,915,080.00)
2,000,000.000
1,650,599.91
(1,656,000.00)
Quantity
Cost
2,000,000.000
3,196,000.00
Amount
(3,196,000.00)
Page 11 of 23
EFTA01548215
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
TRADE ACTIVITY
Note:
Trade Date
Settle Date
C indicates Currency Gain/Loss
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
11/13
11/15
11/1
11/22
Option Buyback GBP PUT USD CALL FX EUROPEAN STYLE OPTION FEB
FIFO
06, 2014 @ 1.58 [email protected] [email protected] REPURCHASE OF
WRITTEN FX OPTION (ID: XGBPPA-MH-Z)
Option Buyback JPY PUT USD CALL FX EUROPEAN STYLE OP FEB 06,
FIFO
2014 @ 102 KI @ 106 :EPURCHASE OF WRITTEN FX
OPTION AS OF 11/06/13 (ID: XJPYPB-GD-Z)
Total Settled Sales/Maturities/Redemptions
($59,742.00)
$89,960.64
$30,218.64 C
306,000,000.000
(20,400.00)
56,100.00
35,700.00 C
Quantity
3,000,000.000
Per Unit
Amount
0.013
Proceeds
(39,342.00)
Cost
33,860.64
Realized
Gain/Loss
(5,481.36) C
Trade Date
Settle Date
Type
Description
Settled Securities Purchased
11/1
11/6
11/1
11/22
EFTA01548216
Purchase Option ENTRY REVERSED ON 11/22/2013 JPY PUT USD CALL
FX EUROPEAN STYLE OPTION FEB 06, 2014 @ 102. KI
@ 106 PURCHASED FX OPTION PUT 306,000,000.00
JPY CALL 3,000,000.00 USD (ID: XJPYPB-GI-Z)
Purchase Option TO REVERSE ENTRY OF 11/06/2013 JPY PUT USD CALL
FX EUROPEAN STYLE OPTION FEB 06, 2014 @ 102. KI
@ 106 PURCHASED FX OPTION PUT 306,000,000.00
JPY CALL 3,000,000.00 USD AS OF 11/06/13
(ID: XJPYPB-GI-Z)
Total Settled Securities Purchased
$0.00
(306,000,000.000 )
20,400.00
Quantity
306,000,000.000
Per Unit
Amount
Market Cost
(20,400.00)
Page 12 of 23
EFTA01548217
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Australia Dollar
Beginning Cash Balance
US Dollar Value
Current
Transactions
INFLOWS
Total Inflows
Foreign Exchange - Inflows
OUTFLOWS **
Total Outflows
Period Value
-1,874,699.88
$1,874,699.88
Foreign
Exchange - Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
$0.00
-(67,093.72)
59,783.68
($7,310.04)
-0.00
0.00
*
Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
(71,040.00)
63,300.00
(7,740.00)
-(1,874,699.88)
($1,874,699.88)
Year-To-Date
Value*
-40,840,711.45
$40,840,711.45
(40,863,120.50)
($40,863,120.50)
Local
Value
Current
Period Value
0.00
2,000,000.00
2,000,000.00
EFTA01548218
(2,000,000.00)
(2,000,000.00)
Year-To-Date
Value*
-43,257,740.00
43,257,740.00
(43,250,000.00)
(43,250,000.00)
Page
13 of 23
EFTA01548219
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Foreign Exchange - Inflows
FX Fwd Contract
11/8
Description
SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL
USD CONTRACT RATE : 0.957540000 TRADE 10/25/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
Quantity
(1,915,080.000 )
Amount USD
Local Value
1,874,699.88
2,000,000.00
Currency
Gain/Loss USD
Type
Settle Date Selection Method
Foreign Exchange - Outflows
FX Fwd Contract
11/8
11/8
FX Fwd Contract
Description
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
AUD CONTRACT RATE : 0.959500000 TRADE 10/28/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
AUD CONTRACT RATE : 0.949570000 TRADE 10/29/13
VALUE 11/08/13 (ID: OAUDPR-AA-8)
Total Foreign Exchange - Outflows
($1,874,699.88)
$0.00
949,570.000
(937,349.94)
(1,000,000.00)
Quantity
959,500.000
Amount USD
Local Value
(937,349.94)
(1,000,000.00)
Currency
Gain/Loss USD
Page 14 of 23
EFTA01548220
EFTA01548221
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Japanese Yen
Beginning Cash Balance
US Dollar Value
Current
Transactions
INFLOWS
Total Inflows
Foreign Exchange - Inflows
OUTFLOWS **
Total Outflows
Period Value
-9,915,168.63
$9,915,168.63
Foreign
Exchange - Outflows
Ending Cash Balance
(9,915,168.63)
($9,915,168.63)
-Year-To-Date
Value*
-13,815,168.63
$13,815,168.63
(13,832,797.56)
($13,832,797.56)
-Local
Value
Current
Period Value
0.00
980,890,000.00
980,890,000.00
(980,890,000.00)
(980,890,000.00)
0.00
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
-1,362,232,000.00
1,362,232,000.00
(1,362,232,000.00
)
(1,362,232,000.00 )
-Page
15 of 23
EFTA01548222
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - Japanese Yen
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Foreign Exchange - Inflows
Spot FX
11/8
11/22
Spot FX
Total Foreign Exchange - Inflows
Type
Settle Date Selection Method
Foreign Exchange - Outflows
FX Fwd Contract
11/8
11/8
11/22
FX Fwd Contract
FX Fwd Contract
Description
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 97.889000000 TRADE 10/29/13
VALUE 11/08/13 (ID: OJPYPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 98.389000000 TRADE 10/31/13
VALUE 11/08/13 (ID: OJPYPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
JPY CONTRACT RATE : 97.874300000 TRADE 11/07/13
VALUE 11/22/13 (ID: OJPYPR-AA-9)
Total Foreign Exchange - Outflows
($9,915,168.63)
($121,038.27)
5,010,968.150
(4,904,302.87)
(490,445,000.00)
(60,162.42)
2,000,000.000
(2,010,476.49)
(196,778,000.00)
(24,424.81)
Quantity
3,000,000.000
Description
SPOT CURRENCY TRANSACTION - BUY BUY JPY SELL
USD EXCHANGE RATE 97.876300000 DEAL 11/07/13
VALUE 11/08/13 (ID: OJPYPR-AA-9)
SPOT CURRENCY TRANSACTION - BUY BUY JPY SELL
USD EXCHANGE RATE 100.003000000 DEAL 11/20/13
VALUE 11/22/13 (ID: OJPYPR-AA-9)
EFTA01548223
$9,915,168.63
Amount USD
Local Value
(3,000,389.27)
(293,667,000.00)
$0.00
Currency
Gain/Loss USD
(36,451.04)
(4,904,302.870 )
4,904,302.87
490,445,000.00
Quantity
(5,010,865.760 )
Amount USD
Local Value
5,010,865.76
490,445,000.00
Currency
Gain/Loss USD
Page 16 of 23
EFTA01548224
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - N Zealand Dollar
Beginning Cash Balance
US Dollar Value
Current
Transactions
INFLOWS
Total Inflows
Foreign Exchange - Inflows
OUTFLOWS **
Total Outflows
Period Value
-1,650,599.91
$1,650,599.91
Foreign
Exchange - Outflows
Ending Cash Balance
(1,650,599.91)
($1,650,599.91)
-Year-To-Date
Value*
-28,927,284.32
$28,927,284.32
(28,950,743.76)
($28,950,743.76)
-Local
Value
Current
Period Value
0.00
2,000,000.00
2,000,000.00
(2,000,000.00)
(2,000,000.00)
0.00
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
-35,300,000.00
35,300,000.00
(35,300,000.00)
(35,300,000.00)
-Page
17 of 23
EFTA01548225
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - N Zealand Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Foreign Exchange - Inflows
FX Fwd Contract
11/8
Description
SETTLE FORWARD CURRENCY CONTRACT BUY NZD SELL
USD CONTRACT RATE : 0.828000000 TRADE 10/25/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
Quantity
(1,656,000.000 )
Amount USD
Local Value
1,650,599.91
2,000,000.00
Currency
Gain/Loss USD
Type
Settle Date Selection Method
Foreign Exchange - Outflows
FX Fwd Contract
11/8
11/8
FX Fwd Contract
Description
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
NZD CONTRACT RATE : 0.829550000 TRADE 10/28/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
NZD CONTRACT RATE : 0.824060000 TRADE 10/29/13
VALUE 11/08/13 (ID: ONZDPR-AA-5)
Total Foreign Exchange - Outflows
($1,650,599.91)
($0.01)
824,060.000
(825,299.95)
(1,000,000.00)
Quantity
829,550.000
Amount USD
Local Value
(825,299.96)
(1,000,000.00)
Currency
Gain/Loss USD
(0.01)
Page 18 of 23
EFTA01548226
EFTA01548227
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Pound Sterling
Beginning Cash Balance
US Dollar Value
Current
Transactions
INFLOWS
Total Inflows
Foreign Exchange - Inflows
OUTFLOWS **
Total Outflows
Period Value
-12,866,860.00
$12,866,860.00
Foreign
Exchange - Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
$0.00
-4,320.95
(6,509.19)
($2,188.24)
-0.00
0.00
*
Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
2,700.00
(4,060.00)
(1,360.00)
-(12,860,060.00)
($12,860,060.00)
Year-To-Date
Value*
-51,152,805.60
$51,152,805.60
(51,158,460.93)
($51,158,460.93)
Local
Value
Current
Period Value
0.00
8,000,000.00
8,000,000.00
EFTA01548228
(8,000,000.00)
(8,000,000.00)
Year-To-Date
Value*
-31,804,060.00
31,804,060.00
(31,802,700.00)
(31,802,700.00)
Page
19 of 23
EFTA01548229
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Foreign Exchange - Inflows
Spot FX
11/5
11/8
11/22
Spot FX
Spot FX
Total Foreign Exchange - Inflows
Type
Settle Date Selection Method
Foreign Exchange - Outflows
Spot FX
11/5
11/8
11/8
FX Fwd Contract
FX Fwd Contract
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
GBP EXCHANGE RATE 1.594600000 DEAL 11/01/13
VALUE 11/05/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.617000000 TRADE 10/25/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.594550000 TRADE 11/01/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
Page 20 of 23
797,275.000
(804,700.00)
(500,000.00)
(4,975.02)
4,042,500.000
(4,023,500.00)
(2,500,000.00)
(24,875.08)
Quantity
3,189,200.000
Description
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.598000000 DEAL 11/01/13
VALUE 11/05/13 (ID: OGBPPR-AA-9)
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.609400000 DEAL 11/07/13
VALUE 11/08/13 (ID: OGBPPR-AA-9)
EFTA01548230
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.614220000 DEAL 11/20/13
VALUE 11/22/13 (ID: OGBPPR-AA-9)
$12,866,860.00
Amount USD
Local Value
(3,189,200.00)
(2,000,000.00)
$0.00
Currency
Gain/Loss USD
(6,800.00)
(4,842,660.000 )
4,842,660.00
3,000,000.00
(4,828,200.000 )
4,828,200.00
3,000,000.00
Quantity
(3,196,000.000 )
Amount USD
Local Value
3,196,000.00
2,000,000.00
Currency
Gain/Loss USD
EFTA01548231
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Type
Settle Date Selection Method
Foreign Exchange - Outflows
FX Fwd Contract
11/22
Description
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
GBP CONTRACT RATE : 1.609220000 TRADE 11/07/13
VALUE 11/22/13 (ID: OGBPPR-AA-9)
Total Foreign Exchange - Outflows
($12,860,060.00)
($23,360.16)
Quantity
4,827,660.000
Amount USD
Local Value
(4,842,660.00)
(3,000,000.00)
Currency
Gain/Loss USD
13,289.94
Page 21 of 23
EFTA01548232
SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 11/1/13 to 11/30/13
Settled Foreign Exchange Contracts
Currency
Trade Date
Settle Date Counter Currency
Trade Related
POUND STERLING
U S DOLLAR
POUND STERLING
U S DOLLAR
Speculative
N ZEALAND DOLLAR
U S DOLLAR
AUSTRALIA DOLLAR
U S DOLLAR
N ZEALAND DOLLAR
U S DOLLAR
POUND STERLING
U S DOLLAR
AUSTRALIA DOLLAR
U S DOLLAR
AUSTRALIA DOLLAR
U S DOLLAR
N ZEALAND DOLLAR
U S DOLLAR
JAPANESE YEN
U S DOLLAR
JAPANESE YEN
U S DOLLAR
Oct. 25 13
Nov. 8 13
Oct. 28 13
Nov. 8 13
Oct. 28 13
Nov. 8 13
Oct. 25 13
Nov. 8 13
Oct. 25 13
Nov. 8 13
Oct. 29 13
Nov. 8 13
Oct. 29 13
Nov. 8 13
Oct. 29 13
Nov. 8 13
Oct. 31 13
Nov. 8 13
NZD
USD
AUD
EFTA01548233
USD
NZD
USD
GBP
USD
AUD
USD
AUD
USD
NZD
USD
2,000,000.00
(1,656,000.00)
(1,000,000.00)
959,500.00
(1,000,000.00)
829,550.00
(2,500,000.00)
4,042,500.00
2,000,000.00
(1,915,080.00)
(1,000,000.00)
949,570.00
(1,000,000.00)
824,060.00
JPY (293,667,000.00)
USD
3,000,000.00
JPY (196,778,000.00)
USD
2,000,000.00
Page 22 of 23
98.389000
97.876300
2,000,000.00
(2,010,476.49)
(10,476.49)
0.828000
0.959500
0.829550
1.617000
0.957540
0.949570
0.824060
97.889000
0.825300
0.937350
0.825300
1.609400
0.937350
0.937350
EFTA01548234
0.825300
97.876300
(1,656,000.00)
959,500.00
829,550.00
4,042,500.00
(1,915,080.00)
949,570.00
824,060.00
3,000,000.00
1,650,599.91
(937,349.94)
(825,299.96)
(4,023,500.00)
1,874,699.88
(937,349.94)
(825,299.95)
(3,000,389.27)
(5,400.09)
22,150.06
4,250.04
19,000.00
(40,380.12)
12,220.06
(1,239.95)
(389.27)
Nov. 1 13
Nov. 5 13
Nov. 1 13
Nov. 5 13
GBP
USD
GBP
USD
2,000,000.00
(3,196,000.00)
(2,000,000.00)
3,189,200.00
1.598000
1.594600
1.598000
1.598000
(3,196,000.00)
3,189,200.00
3,196,000.00
(3,196,000.00)
(6,800.00)
Amount
Counter Amount Contract Rate Revaluation Rate
Contracted Base
Amount USD
EFTA01548235
Revalued
Amount USD
Currency G/L
EFTA01548236
SOUTHERN TRUST COMPANY, INC ACCT. I
For the Period 11/1/13 to 11/30/13
Trade Date
Speculative
POUND STERLING
U S DOLLAR
POUND STERLING
U S DOLLAR
JAPANESE YEN
U S DOLLAR
POUND STERLING
U S DOLLAR
JAPANESE YEN
U S DOLLAR
POUND STERLING
U S DOLLAR
JAPANESE YEN
U S DOLLAR
Nov. 1 13
Nov. 8 13
Nov. 7 13
Nov. 8 13
Nov. 7 13
Nov. 8 13
Nov. 7 13
Nov. 22 13
Nov. 7 13
Nov. 22 13
Nov. 20 13
Nov. 22 13
Nov. 20 13
Nov. 22 13
GBP
USD
GBP
USD
JPY
USD
GBP
USD
(500,000.00)
797,275.00
3,000,000.00
(4,828,200.00)
490,445,000.00
(5,010,865.76)
(3,000,000.00)
4,827,660.00
JPY (490,445,000.00)
USD
GBP
EFTA01548237
USD
JPY
USD
5,010,968.15
3,000,000.00
(4,842,660.00)
490,445,000.00
(4,904,302.87)
1.594550
1.609400
97.876300
1.609220
97.874300
1.614220
100.003000
1.609400
1.609400
97.876300
1.614220
100.003000
1.614220
100.003000
797,275.00
(4,828,200.00)
(5,010,865.76)
4,827,660.00
5,010,968.15
(4,842,660.00)
(4,904,302.87)
(804,700.00)
4,828,200.00
5,010,865.76
(4,842,660.00)
(4,904,302.87)
4,842,660.00
4,904,302.87
(15,000.00)
106,665.28
(7,425.00)
Currency
Settle Date Counter Currency
Amount
Counter Amount Contract Rate Revaluation Rate
Contracted Base
Amount USD
Revalued
Amount USD
Currency G/L
Page 23 of 23
EFTA01548238
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01548239
For the Period 11/1/13 to 11/30/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01548240
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 3
EFTA01548241
For the Period 11/1/13 to 11/30/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S)
(LINKED TO JPMS)
Your Asset Account consists of a bank account that custodies assets linked
to a brokerage account through which securities transactions are executed.
As a result, the Asset Account statement(s) reflect
brokerage transactions executed through JPMS but (except for exchange listed
options) held in custody at JPMCB. Securities purchased or sold through JPMS
in U.S. markets (other then mutual
funds) are cleared through an affiliate of JPMS, in non-U.S. markets
securities are cleared through JPMS. Positions in exchange-listed options
are held by JPMCC. For your convenience, however,
positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such account(s). All
pertinent information about your settled and pending purchases
and sales effected through your JPMS account during the period covered by
these statement(s), is summarized in the "Trade Activity" portion of the
statement(s).
In Case of Other Errors or Questions About Your Asset Account Statement(s)
Please review your statement(s) and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
EFTA01548242
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your
statement(s). Any oral communication should be
re-confirmed in writing to further protect your rights, including your
rights under the Securities Investor Protection Act (SIPA). If you have any
questions please contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMCC are protected
by SIPC up to $500,000 per customer, which includes up to $250,000 of
protection for cash. SIPC does not protect
against losses from fluctuations in the value of the securities. Assets held
in custody by JPMCB are not subject to SIPC. You may obtain information
about SIPC, including the SIPC Brochure, on their
website, at "www.sipc.org" or by contacting them at (202) 371-8300.
In Case of Errors or Questions About Your Electronic Transfers.
Disclosures Page 2 of 3
EFTA01548243
For the Period 11/1/13 to 11/30/13
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road,
1/OPS3, Newark, DE 19713-2107 as soon as
you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement on
which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is an
error or why you need more information. (3) Tell us the dollar amount of the
suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a
statement is incorrect or if you need more information about any non-
electronic transactions (checks or deposits) on this
statement. If any such error appears, you must notify the bank in writing as
soon as possible after your statement was made available to you. For more
complete details, see the applicable account
agreements and appendices that govern your account.
Deposit products and services are offered by JPMCB Member FDIC.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
With reference to JPMS and JPMCC: A financial statement of this organization
is available to you for personal inspection at its offices, or a copy will
be mailed to you upon written request.
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished or have
made available to you. Upon written request, JPMS will promptly supply you
with the latest information.
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S)
All positions in your Margin Account Portfolio(s) are held in custody at
J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center,
Brooklyn, NY 11245-001, (347) 643-2578.
EFTA01548244
If you have a margin account as permitted by law we may use certain
securities in such account for, among other things, settling short sales and
lending the securities for short sales, and as a result may
receive compensation in connection therewith.
Please keep the following in mind when using a statement to track your
brokerage activity in a margin account: The statement combines your general
margin account with the special memorandum
account required by Section 220.6 Regulation T. As required by Regulation T,
a permanent record of your separate account is available upon your request.
Free credit balances in your margin account(s) are not segregated and may be
used in the operation of JPMCCs business, subject to the limitations of SEC
Rule 15c3-3. Unless otherwise noted, JPMCC
or its agents and depositories will hold your securities. Upon your demand,
JPMCC will pay to you the amount of your free credit balance, and will
deliver to you fully-paid securities held on your behalf.
Interest will be charged on any debit balance; the method of calculating
interest is described in a letter sent to all margin customers.
Disclosures Page 3 of 3
EFTA01548245
EFTA01548246
ℹ️ Document Details
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EFTA01548195
Dataset
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Document Type
document
Pages
52
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