EFTA01450989.pdf

e an 26 Dec 2013 SOUTHERN FINAN Page 2 Of 2 Request Asof DeWitt* Batt AO SOUTHERN FINANCIAL, LLC IIX • OPNuts Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435f SOUTHERN FA OPTION 21-Ncv-2013 20.11ov.2014 25-Nov-2014 0.000.033 001 USD 101.030.000 ..IPY SHORT ELROPEAN CALL 101.0003 i'6I., 385 11i 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 214‘km2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG ELRCPEAN 0.0000 1137773 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 2144,4013 20-Nov.2014 25-Nov-2014 121,000 CO) USD 0 JPY LONG EUROPEAN 0.0000 10 023 56 710423463 FINANCIAL, LLC 366354439 SOUTHERN FXOPTION 214404013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 JPY LONG EUROPEAN 0.0000 879092 7104230 FNANCIAL. LLC Subtotal: .:43C 1929'; I♦ (30,192.91) Statement ID : 182298_20131226_20131227_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 107058 CONFIDENTIAL SDNY_GM_00253242 EFTA01450989