EFTA01372821.pdf

7 5 2019 l\YC Punt One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all part es) Individual's Name: Darren K. Indyke Date of Birth: Country of Residence: United States Country of Citizenship: United States Has client resided outside of his/her country of nationality Yes if No Address of primary residence: for 5 years or more? Profession/Occupation: Accountant Tax ID / SSN: Current Employer: Southern Financial LLC Posibon/TA1e/Rank: Accountant Address of employer: 6100 Red Hook Quarter 83 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial i ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities L ' Yes Ne Is the individual a Politically Exposed Person (PEP)?(/ Yes, descrte) N/A L Yes t No To the best of your knowledge, is the individual related to an employee of the DB group?(/ . Family , Friendship nei None Family or Afendshlp, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yadesaibe) N/A Indicate where and when the client meeting(s) took place: If applicable, indicate which bank officers have met the person: Client Private Client Placed Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: Stewart Oldfield W12/2016 Wealth Details for this individual are not filled in, because they are the same as for the following pence: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated kr Seclion 2) Nature of the Individual's Business: Primary Country of source of wealth/source af Funds? Primary industry d source of Wealth/Source of Funds? Summarize Source of Wealth: Business Owner Salary/Earnings -,... Investment 1...i Inheritance/Gfts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. Fa Mists, how did settler accumulate wealth? For inhentance, how did family accumulate wealth?For business owners, hay long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income($): Estimated amount of investable assets(;): Estimated Net Worth(f): Amount of assets planned to invest with PWM(S): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.comiservletiservletIntegration?lid=01N30000000D9Dx&eid=5000e00001NOBxm&ic= 8iiinkToken=ympf PSxNakFa. 30/42 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066708 CONFIDENTIAL SDNY GM_00212892 EFTA01372821