EFTA01360420.pdf

Case: 01082293 - salesforce.com - Unlimited Edition Page 2 of 9 Epstein & Co. as this was a company started and controlled by Mr. Epstein. RESOLVED all issues resolved Moderate Risk Reason for Rush (If Please rush. Client wants to fund applicable) accounts ASAP. High Risk Exception Expires Relationship Number e 290 Reason for Exception Applicable) Case Owner Approved KYC Booking Location NY DB Pay for Third No How Client Was Prospect party for introduction Introduced Describe, Third party Introduction Details Jeffrey Epstein was a client of Paul's ; compensation JP Morgan. Paul and Jeffrey Epstein had a mutual fnend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan Request Temporary/Permanent Exception Special Client Type (select if applicable) DB Employee DB Managed PIC DB is Trustee/Co- Bearer Shares? Trustee Custom Links Import Documents KYC Wizard Global KYC Print Export Documents Launch Due Diligence View Documents From View Due-Diligence Case-Report Repository A. Type of Photo ID Provided A. U.S. Drivers License; Passport If Other. Type of Photo ID Provided B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached B. Yes C. Please indicate the results of the database searches performed RDC searches Yes - Negative Results Found PCR checks Yes - Negative Results Found complete complete OFAC checks Yes - No Negative Results Found BIS searches Yes - No Negative Results Found complete complete Denial Orders checks Yes - No Negative Results Found Martindale-Hubbell Not Applicable complete searched https://dbforcepb.my.salesforce.com/5006000000Qah5L/p?retURL45006000000Qah5L A... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048750 CONFIDENTIAL SDNY_GM_00194934 EFTA01360420