EFTA01356228.pdf

Ian Salters ; Oliver Esslinge Subject: RE: Cases for this Week - 6/21III Classification: For internal use only Hi Team, Please see the updated list. Ellenoi added the 4 clients. Kindly review and advise what is required to remediate, please ensure Red Okas is worked on first. Pending with COB Client Name KYC Type Status Action COB Due Date Responsible Remediation COB IT issue Jamaal 06/19/2019 Remediation COB IT issue Joe 6/14/2019 Remediation COB With G KYC Checker Jamaal 6/21/2019 Remediation COB Provide remediation list Jamaal 6/28/2019 (High Priority) Remediation COB Provide remediation list Joe 6/28/2019 Remediation COB Provide remediation list Jamaal 6/28/2019 Remediation COB Provide remediation list Joe 6/28/2019 Pending with Business Client Name KYC Type Status Extension Client to provide clarification to AFC question Extension With business to obtain from client Remediation Tax issue, KIIFID opt-out NCA With business to obtain from client NCA With business to obtain from client Refresh With business to obtain from client Extension With business to provide required info NCA Pending with business NCA Pending with business NCA With business to obtain from client Remediation With business to obtain from client. Client on vacation Remediation With business to provide list of requirements Remediation Pending with business Thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041975 CONFIDENTIAL SDNY_GM_00188159 EFTA01356228