EFTA01274387.pdf

*UTIS UBS Financial Services he 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2014 CPZ6CO27549e9 Dila Yt 0 Your Financial Advisor. SCO77 STACKMAN/LYLE CASR1EL Phone Account name: GHI51AINE MAXWELL Friendly account name: Questions about your statement? Call your Financial Adv6or or the Account number: RMA Resourceline at 800-RMA-1000, account visit our website: www.ubscomffinancialseivices Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account it on January 310) on February 28 (I) method is FIFO, First in, First Out. you have questions about these objectives, disagree with them, or weh to Your assets 0.00 I ,8C6,597.05 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full dexription of the Value of your account $0.00 $1,606,597.05 alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital aPPreciatiOn Change in the value of your account Your risk profile: February 2014 (1) Year to date ($) Primary - Moderate investment eligibility consideration - None Opening account value $0.00 $0.00 selected Deposits, including in vestments transferred in 1,793,384 45 1,793,384 45 Change in market value 13,212 60 13,212 60 Closing account value 51,806,597.05 41.806,597.05 SDNY GM 00021630 Member SIPC CPZ60C04C072$4949 PZ6000i 44729 COOOS 02 le 03067503e Moo ►age 31 of 48 CONFIDENTIAL EFTA 00132250 EFTA01274387 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Cash activity summary See Account 4Ctoity this moNhlor (kidIs Betances in your 'weep Options are indudedin the opening and closing blames value. FDIC insurance arOlt5 only to deposits at U85 Bank USA, rot to depo9ts at 1.185 AG, Stanford &arch or bank deposits placed t tromp the 085 Internationd Depose Account prog.am. SIPC protection applies to money market sweep fund holdings but rot bank deposits See important ingormation about your statement 04 the laSt MO pages ci this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 52,594.1 7 52,594.17 Total additions $52,594.17 $52,594.17 Net cash flow $52,594.17 $52,594.17 Closing balances $52,594.17 $52,594.17 CFZ60C04002254950 P26000I 44229 00005 0214 030575004 COMSNY_GM_00028W11 32 of 48 CONFIDENTIAL EF1'A_00132251 EFTA01274388  CHIIAINE MAXWELL Resource Management Account Account nanne: Your Financial Advisor: iltUBS February 2014 friendly account name: Account number. SCOTT STACK MAN LYLE CASkiEL Your assets %me finCeS, income and current vaUeS ShOnn may De approximate. As a its ul, gal rtS and IOSSCS may rxel be acurately reflected. See importanonformabon about yoor statement a the end of des dxurrent for more informalon Cash Cash and money balances Cash and money balances may include avalable cah balances. OBS Bank. USA deposit account Glances. UBS AG Stanton:I Branch &pont account baances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hi n [WI( able limits, but are not protected by SIPC. UB5 AG Stanford Brant h deposit acoum Mance: n not insured by FDIC end am not protected by SIPC Money market sweep baronets are protected by SRC but are not insured by the FDIC. See the rmportant information about your statement at the end of this document for details about those balances. Openng Wane° Closmg taance Pnce per :hare Average DnIdence interest Dail in Hddng on Feb I(S) on Feb 28 IS) on Feb 28 (S) rate period penol Cap mount (I) MS BANK USA DEP ACCT 0.00 52,59417 250003.00 Equities Common stock Purchase pied Park !.Caber Average pace Price Per Share Vatie on uweerized Hddng Hddng dsle of shares per share (S) Cost basis (1) on Feb 28(1) Feb 28(1) gain or loss (I) period MB LID SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield 2 99% 1.475 003 --This information was unavailable.- 25.480 37.583 00 PLSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information was unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable- 27.650 27,650 00 continued next page SDNY GM 00021632 CP260004CO2254951 P26000144229 000050214 033575004 Y1235722550000000 ►age 33 of 48 CONFIDENTIAL EFTAJ30132252 EFTA01274389  Account name: GHISLAINE MAXWELL *UBS Resource Management Account F•Th-i.ry 20'4 Friendly account name: Account number. Your Ignandol Advisor: SCOTT STACKMANLYLE CASIVEL Your assets r Equities . Common stock (contmved) Purchase pica bade weber *wage price Price per share Vaue on urueazed Holding bcIdng dna of shares per than (I) Cost bade (S) on Feb 2801 Feb 28 (SS gain or lost (1) period BAYER A G WON AOR Symbol: BAYRY Exchange: OTC [Al: 4442 Current yield I 28% 245 000 ---This information was unavaiable--- 141 220 34,59890 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange: NYSE EAI: $1,027 Current yield: 3.43% 435.000 ---This information was unavailable-- 68.903 29,971 50 BHP PARIBAS SA ADR Symbol. BNPQY Exchange: OK EAI: $81 I Current yield 1 66% 1,195.00) ---This information was unavailable-- 40.870 48,839.65 80C HONG KONG HOLDINGS LTD SPON AOR Symbol. BHKLY Exchange: OTC EAI: $1,749 °Arent yield. 5. 19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This information was unavailable--- 108.790 64,186.10 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange. OTC EAI:$3,826 anent yield. 5.31% 4,270.000 ---This information was unavailable-- 16.869 72,030.63 CEUTSCI-E POST AG SPON ADA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.38% 1360.000 information was unavailable-- 37.320 50,755 20 GOF SUEZ SPON ADR Symbol- GDFZY Exchange. OTC EAI: $2,685 Caren yield- 5.33% 1,980 000 ---This information was unavailable-- 25.440 50371 20 GLAXO SMITHKLINE PLC ADR Symbol. GSK Exchange. NYSE EAI: $2,506 Cisrent yield: 4.41% 1,015.000 ---This information was unavailable-- 55.940 56,779 10 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol. HSBC Exchange: NYSE EAI: $2,748 Current yield: 4.55% 1,145.000 ---This information was unavailable.-- 52.790 60,444.55 continued next page 0,2600040022 44962 M000144229 04005 0213 0305750)4 cocttnne_om_0002Ates 34 of 48 CONFIDENTIAL EF1'A_00132253 EFTA01274390  Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SUBS February 2014 Friendly account narne: Account number. SCOTT STACK MANEYEE CASRIEL YOUE assets . Equities . Common stock (continued) Purchase pricer Trade hurter Average price Price per share value on Unrealized ticking Wiring date of shares per share (1) Coe basis <11 on Feb 28(3) Feb 28 (I) gain or loss (5) period IMPERIAL TOBACCO GROUP PLC YON ADR Sy:abet: 'WRY Exchange:OTC EAI: 11,961 Current yield: 4.66% 515.003 --This information was unavailable --- 81.750 42,101.25 KIRIN HOLDINGS LTD SPON ADR Symbol: KNEIWY Exchange: OTC EAI: 1534 Current yield 2.02% 3,010.000 --This information was %may:04We-- 13.710 41,267.10 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 13,784 anent yield: 6.72% 1,035.000 --This information was unavaiable-- 54.400 56,304 00 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 11,929 Current yield: 4.04% 2425.000 --This information was unayaiable-- 18.200 47,775.00 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,618 Current yield. 2.83% 2410.000 --This information was unavadable-- 21.870 57,080.70 NESTLE 5 A SPONSORED *DR REPSEG REG 5H5 swnz ADR Symbol. NSRGY Exchange: OTC EAI: 12,146 Current yield: 2.70% 1,055.000 --This information was unavadable--- 75.440 79,559.20 MPPON TELEG & TEL CORP SPON ADR Symbol. NIT Exchange NYSE EAI: 51,613 Current yield: 2.58% 2210.000 --This information was unaniable--- 28.240 62,410.40 NOVARTIS AG SPON ADR Symbol: NW Exchange: NYSE EAI: 11,723 Current yield: 2.12% 975.000 --This information was unamiable-- 83.180 81,100 50 ORKLA ASA A SID SPON ADR Symbol: ORKLY Exchange: OTC EAI: 11,399 Current yield: 4.05% 4,115 030 --This information was unandable--- 8.400 34,566 00 PT. TELEKOMUNIKASI INDONESIA SPON ACR Symbol: TUC Exchange: NYSE EAI: 1841 Current yield 3.11% 690.000 --This information was unawaiable--- 39.230 27,068 70 SDNY GbriskYfgar page CP260004007254953 P26000144229 00005 0214 03057%04 O00000 Page 35 of 48 CONFIDENTIAL EFTA_00I 32254 EFTA01274391  Account name: GHISLAINE MAXWELL cat UBS Resource Management Account February 2014 friendly account name: Account number. Your Asandal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets . Equities . Common stock (Conbnued) Purchase price Trade Writer Average price Price per shoe Valueon Unrealized Hddng Hddng date of shares per Mare (S) Cad bat (S) on Feb 28(Y) Feb 28(S) genes loss ($) period RECKITT 8ENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC (Al: 41,497 Current yield. 2.54% 3,540 000 --This information was unavailable-- 16.630 58,870 20 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 6 ORD SHS WON /OR Symbol: RDS.8 Exchange: NYSE EAI: 31,440 Current yield: 4.62% 400.000 ---This information was unavailable-- 77.920 31,168.00 SAWN WON ACill Symbol: SNY Exchange: NYSE (Al: 41,574 Current yield: 254% 1,195.600 --ibis information was unavailable--- 51.840 61,94880 AMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: 41,507 Current yield: 2.26% 500.000 --This information was unavailable-- 133.130 66,565.00 SNGAPORE TELECOM LTD NEW 2006 SPON Apt Symbol. SGAPY Exchange: OTC EAI: 12,249 Current yield: 4.46% 1,765.000 --This information was unavailable-- 28560 50,408.40 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $961 Current yield 2.64% 1,575.000 --This information was unavallable-- 23.150 36,461 25 STATOR. ASA WON ADR Symbol: STO Exchange NYSE EAI: 41,237 Current yield: 3.24% 1,450 000 -This information was unavailable-- 26.340 38,193.00 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 2.22% 830.000 ---This information was unavailable--- 18.070 14,998.10 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCOY Exchange: OTC EAI: 4980 Current yield 3.89% 1,520.000 --•This information was unavailable--• 16.590 25,216 80 TOTAL S.A. FRANCE WON ADR Symbol: TOT Exchange NYSE EAI: 42,941 Current yield: 4 24% 1,070 000 --This information was unavailable--- 64.900 69,413 00 continuedneAt page CP2600040022 54954 P26000144229 00005 0214 093575074 000gS1NICGM_0002445 36 of 48 CONFIDENTIAL EFTA_00132255 EFTA01274392  Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: SUBS Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) rgICtiate pica TIJO minter Average pace Pate per share WItie on unrealized Hdcing Hddng date of snares per share (S) Con bans (SI on f eb 28(1) Feb 28 (1) gin or loss (t) period UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: $1,992 Current yield: 3.09% 1.630.003 --This information was unavaiable— 39.560 64,482 80 UNTD OVERSEAS BK LTD SPONS ACR SNGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.92% 1250.000 --This information was unavaiable- 32.5OO 40,625 00 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC 2,025.000 --This information was unavailable-- 3O.56O 61,884.00 Total 31.754,OO2AB Total estimated annual income: 559.314 Your total assets Pr(entaged Cost Estimated Urges4S Value on Feb 2801 your account oas6 (S) minuet income (II wino( loTS CS) Cash Cash and money balanoss 52,594.17 2.91% 32.594.17 equities • Common stock 1,754,002.0$ 97.09% 59,314.00 Total $1,806,597.05 100.00% $52,594.17 $59,314.00 • Missing cost tx4Is inlamallas Account activity this month Dale Atlhity Description Amount (1) Deposits and other funds credited Feb 26 Deposit CHECK DEPOSIT 52,594.17 Total deposit and other funds credited $52,594.17 SDNY GM 00021636 CS26OCO4CO72 54955 n6OOO144779 030050214 030575034 000000 ►age 37 of 48 CONFIDENTIAL EFTA_00132256 EFTA01274393 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Ilnancid Advisor: SCOTT STACK MAAY LYLE CASPIEL Account activity this month tconinueth Investment transactions For more Information about the oricei value shown or reudcted securities, see Important Worrnati,n about your :tatemert at the end of this docunent proceeds Iron Funds rnwsurent wrthdrawn Ici Accrued QSe Achim,/ Description Quantity ydue (5) Pnce transachcas rnvestrnents bcu9l (I) Imerest (5) Feb26 Receive Dtc ABB LTD WON ADR 1,475 000 37258.50 0.19P: 000375204 Feb26 Receive Dtc ALSTOM ADR 4,875.000 12,675.50 CUSIP: 021244207 Feb26 Receive Dtc ASTRAZENECA PLC SPON ACP 365.000 24.747.00 CUSP: 046353108 Feb26 Receive Dtc BAE SYSTEMS PLC SPON ADR 1,000.000 27,570.00 CUSIP: 05523R107 Feb26 Receive Dtc BNP PARIBAS SA ADR 1,195.000 48266.05 055654202 Feb26 Receive Dtc BAYER A G SPON ADR 245.000 33.699.75 CUSIP: 072730302 Feb26 Receive Dtc BHP BILLITON LTD SPON ADR 435.000 30,036.75 CUSIP: 085606108 Feb 26 Receive Dtc BRITISH AMER TOBACCO PLC G8 SPON ADR 590.000 62,056.20 CUSIP. 110448107 Feb 26 Receive Dtc BOC HONG KONG HOLDINGS LTD SPON ADR 555.000 33,651 87 CUSIP: 0%613209 Feb26 Receive Dtc OEUTSCFE TELEKOM AG DE SPON ADR 4,2 70.000 72,077.60 CUSIP: 251566105 Feb26 Receive Dtc DEUTSCI€ POST AG SPON ADR 1,360.000 50220.72 CUSIP: 25157Y202 Feb26 Receive Dtc GOF SUEZ SPON ADR 1,980.000 47,559.60 CUSP: 361608105 Feb26 Receive Dtc GLAXO SMITHKUNE PLC ADR 1,015.000 57,063.30 CUSP: 37733W105 Feb26 Receive Dtc FISBC HOLDINGS PLC NEW GB SPON ADR 1,145.000 59,872.05 CUSIP: 404280406 Feb26 Receive Dtc IMPERIAL TOBACCO GROUP PLC SPON ADP 515.000 41,788.64 CU9A 453142101 continued next page CP260004002254956 P26000144229 CCOOS 0214 030575034 caSonnecmood4ter 38 of 48 CONFIDENTIAL EFTA _00132257 EFTA01274394  Resource Management Account Account name: GHISLAINE MAXVVEU. Your el nandal Advisor: *UBS February 2014 friendly account name: Account number: SCOTT STACK MAN/LYLE CASRIEL Account activity this month (continued) Investment transaaions (continued) Proteects from Funds Investment vethdrarten ICI ACC flied Date ACnxly Desoloton QLL8nlity VS,* (24 Piite tranwitcos, (s) tnve5IrrlentS 06.14 (i) merest CS) Feb 26 Receive Dtc KRIM HOLDINGS LTD SPON ADR 3,010.000 40.123.30 CUSIP: 497350306 Feb 26 Recemie Dtc Mr N GROUP LTD SPON ADR 2,625.000 47,985.00 CUSIP: 62474 MI 08 Feb 26 Receive Dtc MUNICH RE GROUP ADR 2,610.0:0 56810.90 CUSIP: 626188106 Feb 26 Receive Dtc PESTLE S A SPONSORED ACIR REPSTG REG 5115 1,055.003 79.019.50 swaz *DR CUSP: 6411:69406 Feb 26 Receive Dtc liPPON TELEG & TEL CORP SPON Al:Ft 2210.000 62A98.80 CU9P: 654624105 Feb26 Receive Dtc NOVARTIS AG SPON AOR 975.000 81,324.75 CUSIP: 66987VI 09 Feb26 Receive Dtc LUKOR. OR. CO SPON ADR (25 RUBLES) 1.035 000 57.649.50 CUSP: 677862104 Feb 26 Receive Dtc ORKLA ASA A SHS SPCN ADR 4,115.000 33,660.70 CUSP: 686331109 Feb26 Receive Dtc PT. TELEKOMUNIKASI INDONESIA SPON ADR 693.000 26868.60 CUSP: 715684106 Feb26 Receive Dtc RECKITT BENCTISER PLC WON AEA 3,540 000 59,436 60 CUSP: 756255204 Feb 26 Receive Dtc ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 400.000 31328.00 ORD SHS SPON ADR CUSIP: 780259107 Ft b 26 Receive Dtc WRNS GROUP PLC SPON AOR 1,575.000 36288.00 83238P203 Feb 26 Receive Dtc SANDS SPON ADR 1,195.000 61,494.70 CUSP: 80105N105 Feb26 Receive Dtc SINGAPORE TELECOM LTD NEW 2006 SPON ADR 1,765.000 50,620.20 CUSIP: 82929R304 Feb26 Receive Dtc SEMENS A G SPON ADR 503.000 65,850.03 CUSP: 82619750I continued next page SDNY GM 00021638 CPZ60004C07254957 PZ6000144229 00005 0214 030575034 0,3:00 Page 39 of 48 CONFIDENTIAL EFTA_00132258 EFTA01274395  UBS Account name: GHIStANE MAXWELL Resource Management Account Your lq Banda Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL February 2014 Account number: Account activity this month (commis) Investment transactions (continued) Proceeds fran Funds inwsvnenl withdrawn In Accrued Die Activity Descepacm Quantity Value (S) iunce (I) transactions (5) investments bouiP1 (S) inieres1 (S) Feb26 Receive Dtc STATOIL ASA SPON ACR 1,450.000 38.077.00 CUSIP: 85771 P102 Feb 26 Receive Dtc TAIWAN SEMICONDUCTOR MFG CO LTD ADR 830.000 14,798.93 CLI9P: 874039100 Feb26 Receive Dtc UNILEVER NV N Y SHS NEW NETHERLANDS WON 1,630.080 63.879.70 ADR CUSP: 904784709 Feb 26 Receive Dtc TOTAL S.A. FRANCE WON APR 1,070.000 67859.40 CUSIP: 89151E109 Feb26 Receive Dtc TESCO PLC SPONS ADR UNITED KIF.GDOM 1,520.030 24,943.20 CUSIP: 881575302 Feb 26 Receive Dtc UNTO OVERSEAS 8K LTD SPONS ADR 1,250.000 40,937.50 SINGAPORE ADR CUSIP: 91127 1302 Feb26 Receive Dtc ZURICH INS GROUP LTD SPON ADR 2,025.000 60,993,00 CUSIP: 989825104 Total Securities transferred in 11,740,790.28 Date AcIrvrty Description Amount (S) Money balance activities Jan 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT 52,594.17 Feb 23 Closing MIS Bank USA Deposit Account $52,594.17 The UBS Bank USA CeD09t ACCOUnt K your primary Sweep colon CP2600)40022 54958 P26000144229 COOOS 0214 03057W04 COVAIY_GM_0002%19 40 of 48 End of statement for account number CONFIDENTIAL EFTA 00132259 EFTA01274396  Important information about your statement LEIS Fiuncial Senates ix. (the F im or UBS Anemia! sent you the fin stamen on gigot the woof The Fitt together with certain affiliates, ha also account held, you choose one of the follnixi String is a merrter of all ',incise' Peony, canna:by problem *Pored. purchased applanental protection. The madmen inherent °Neches' and cptire eirthages. I.BS Frercial Senates and IBS - hone you- name ad accost number (of any) amount payable to al OBOEe dients, catch/eh take • iNodue CunentIrcome. I irtothei as seekng the Balk USA at rdrect subsdares of LES AG and — Deurbe the ova or the wander you me snare this protection is 15% million as of December 10, 2013. generation of income mole. affiliates of LBS Sectrain LIC. The Fits Ii ernial about aid.plan as clerk est:kJ can why you • Adam Capes!Appreciation: Investments waking statement is available upon reopen. The Finn went* believe t is an error a wary you need more kloOct to the pokyconditions ad limitations, cash X growth of prncjaal rather that the gereraion ol off ices au a: elomation the firm is further protected fa in to $1.9 million n the income. — Provide thedollar snot el the suspected error. aggregate for all your accounts held n a Donator • Produce Combinaton oilman. and Capital LBS Finned Segos Ix. capacity. A Iii copy of te poky waxing is /nibble Appreciatco, nesements seal* both the generation 1200 Harbor Boulevard The rim or Cad Issuer wa imiestign sour complaint Won re:writ ol name and gashof pitpll. Weehawken, to 07086 and MI correct any error prompt/. The SIPC protection and the upplemenUI protection Overall risk prairies Ibis =lament represent the ink official record of you Please make all chetah payable to the Fern or he both do not apply to. LBS Pi-uncial Senses account. Other words, rapt financial imitation edkarted on fro front of this • Conan fhagial ants controlled by (and heisted it • Conservative Seeks to mantan Sol pectoat with official tar document containing conflict-Oat; should low risk aid valeta* to the axon nal, henif Anna had:Mimeo souks accost fen accounts your account value) but held away from UBSSinacipl that men the accost does not generate signif 'cant not be relied Lyon If you bens, there is an error cr mai be subject to mailenrce fees, chars for ate Services (e.g.. certain* cash al UBS Bah (il cadn at omission, please report it armeciately n wiling to the income or returns name, not keep pace with partett for warns purchases and charges kr unpaid LOS AG Stanfordbunch (u) instate prootat. inflation. Bench Manager of the office way you account. amounts in Glib =wilt. Accounts that ate transferred including variable annatieS, sod (Iv) shun of rrutin to other httautions may be subject to a trendy tee. findt where such hares are registered dierny it the • Moderate Wang to accept tame rig to pinonal and Anach aligns shown We Mended to be accurate. name of the account holler on the bags and rank tolerate some von,* to seek higher returns. statement data shouli not be used fa tar purposes Rely UBS Sweep Options of the applied* inter a transfer agent); • Aggrene: Wiling to accept high lig to phopal aid soak Goys-end tax forms, fie.. Form 1039. Sat UBS offers options to sheepng cash bine; Winces high volatility to seek high returns over tins. 10425, etc) whinpreprregyour ter return. The Fim a to bag deposits al UBS Bat USA and UBS AG Stamford • Certain runnel contracts or Mestment interest required by low to report to tie IRS all to able anent. bra-ch (Bank Sweep Pregame, money make maul (eg., limited partneshix and prime placements) the Statement Imuseholdne reportable rattaxable *ands and eat Menet fun PaorraFung) and theInternationalDevote we rot ennead sake tie Securities Act of 1933; We may consoldase al related account statements with end on vacuities held in you wcant, net prate* Art-ant ODATfor customers nthalInternational ad the same adders n the sae envelope. Accounts may on sag transactor:a, aid cot basis cncenain covered Renate Management Account. Through tie Bank be related la this purpose Lotasio they haw owners warns. Sweep Progeny, cash balances re swept to U26EUrk • Commodities contacts (e.g. listen adage and who also mai-aain the accent rerniontbs win other USA up to ark esubkhodierd ad thento WS AG pa ins metal content. excluding fans contacts clients at the sane address. This practice's known as Communications win the Finn Stanford Brandt a a Money Fund. Deposits at UBS ad mffmnotitY anion contracts. • househoking II you prefer to retake idiv4ual • Please re-coriurn arty oral cormxncatoris in wring Bak USA are FDIC rated in accordaxe with FCC statements toted n separate envekpes — you may to further protect your eggs incladrg your nth rules. For more Hi:emotion please veil mwrldicgor. the SIPC protection and to suppiernental protection do date householang by (*erg you Frontal Advisor. Leder the Strains nests Ironton Act (SWAT Deposes a UBS AG StanfordBrach ad Sum of not apply to these awn evens they otherwise appear Money Funds aro rot inured by the FCC. on yos siaternins. fig SEC protection and the Friendly acceugname • If thefinned hstitution on the top left of Ike fro-4 scnilarrentalprotenion der not protect agora changes fi e Frendh scant name reflects rdormation that you of this statemert is not UBS Anatol Sentkes. LEIS %ratty, the 04, Milt& tO Cans balances we swept to in the main vale of you investments (whether a a mated on the Firm's onlne senices websee. Rea Handal Services caches gar account