EFTA01362845.pdf

To: Xavier Avila • Rita Shteynberg Man Patel Mathew Negus ; GM ACO Cc: Nina Tona Alastair Mac Martin Zeman ; Davide-A Sferrazza Subject: RE: SF [I] Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara Rita Shteynberg ; Jitan Patel Mathew Negus Cc: Nina Tona Alastair Mackinlay Martin Zeman Davide-A Sferrazza Subject: SF Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF <image003.png> Kind regards, <imageO04.gif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 E . Email KCP products and senates ore intended and ovoilat* only for persons who ore sophisticatedInstitutionalInvestors within the rneoning of the FINRA Rule 4512lO(3), and who are capable of evaluating the strategies, characteristics andinvestment risks of, and exercising independent judgment in evaluating, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052502 CONFIDENTIAL SDNY_GM_00198686 EFTA01362845