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📄 Extracted Text (531 words)
Subject: RE: Butterfl Trust C I
From: Kimberly Hart
Date: Fri, 12 Oct 2018 07:59:13 -0400
To: Ian Salters ,
Stewart Oldfield ,
Zbynek Kozelsk
Cc: Martin Zeman
Liam Osulliva
zia Memon
Classification: For internal use only
Thanks
Ziggy —
Are you comfortable that you can properly monitor activity based on the
proposed controls?
All —
Before we move forward, Zia just needs to review the corporate docs.
{https://brandportal.intranet.db.com/img/modules/-
DAWN_logo_metallic 46x46.gif}
Kimberly Hart
Managing Director I Divisional Control Officer
Wealth Management Americas
Deutsche Bank Trust Company Americas
345 Park Avenue, 14th floor, New York, NY 10154
Tel.
Fax +
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
EFTA01414048
From: Ian Salters
Sent: Thursday, October 11, 2018 6:52 PM
To: Stewart Oldfield <ffi; Zbynek Kozelsky
Cc: Kimberly Hart " ' Martin Zeman
Liam Osullivan
Subject: RE: Butterfly Trust [C]
I am comfortable with this.
Ian
Sent with BlackBerry Work
(www.blackberry.com)
From: Stewart Oldfield <ffi
Date: Thursday, Oct 11, 2018, 18:32
To: Zbynek Kozelsky , Ian Salters
Cc: Kimberly Hart , Martin Zeman
, Liam Osullivan
Subject: RE: Butterfly Trust [C]
Ziggy and Ian,
EFTA01414049
I just spoke to Kim (copied here). She's comfortable with this arrangement
if you both feel this meets your needs as well and we document accordingly.
Please confirm.
Thanks
From: Liam Osullivan
Sent: Thursday, October 11, 2018 3:31 PM
To: Stewart Oldfield
Cc: Martin Zeman ; Zbynek Kozelsky
; Ian Salters
Subject: Butterfly Trust [C]
Classification: Confidential
I discussed the below with Ziggy, Ian and Martin.
We propose that the Butterfly Trust is opened with the KCP team. We will
open the account under the N4G prefix. We will request a new CA number for
Martin Zeman that will be used to separate Butterfly Trust from accounts
that have signed KCP packages on file. Martin will sign a quarterly
attestation that the account is not being offered KCP products.
Kind regards,
Liam O'Sullivan
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
EFTA01414050
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01414051
ℹ️ Document Details
SHA-256
c43682b89150427bc80fc15331f91e083bd3930c81457eb4d437ee7ae5ffc534
Bates Number
EFTA01414048
Dataset
DataSet-10
Type
document
Pages
4
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