EFTA01414048.pdf

DataSet-10 4 pages 531 words document
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Subject: RE: Butterfl Trust C I From: Kimberly Hart Date: Fri, 12 Oct 2018 07:59:13 -0400 To: Ian Salters , Stewart Oldfield , Zbynek Kozelsk Cc: Martin Zeman Liam Osulliva zia Memon Classification: For internal use only Thanks Ziggy — Are you comfortable that you can properly monitor activity based on the proposed controls? All — Before we move forward, Zia just needs to review the corporate docs. {https://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gif} Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Tel. Fax + Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01414048 From: Ian Salters Sent: Thursday, October 11, 2018 6:52 PM To: Stewart Oldfield <ffi; Zbynek Kozelsky Cc: Kimberly Hart " ' Martin Zeman Liam Osullivan Subject: RE: Butterfly Trust [C] I am comfortable with this. Ian Sent with BlackBerry Work (www.blackberry.com) From: Stewart Oldfield <ffi Date: Thursday, Oct 11, 2018, 18:32 To: Zbynek Kozelsky , Ian Salters Cc: Kimberly Hart , Martin Zeman , Liam Osullivan Subject: RE: Butterfly Trust [C] Ziggy and Ian, EFTA01414049 I just spoke to Kim (copied here). She's comfortable with this arrangement if you both feel this meets your needs as well and we document accordingly. Please confirm. Thanks From: Liam Osullivan Sent: Thursday, October 11, 2018 3:31 PM To: Stewart Oldfield Cc: Martin Zeman ; Zbynek Kozelsky ; Ian Salters Subject: Butterfly Trust [C] Classification: Confidential I discussed the below with Ziggy, Ian and Martin. We propose that the Butterfly Trust is opened with the KCP team. We will open the account under the N4G prefix. We will request a new CA number for Martin Zeman that will be used to separate Butterfly Trust from accounts that have signed KCP packages on file. Martin will sign a quarterly attestation that the account is not being offered KCP products. Kind regards, Liam O'Sullivan {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email EFTA01414050 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01414051
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c43682b89150427bc80fc15331f91e083bd3930c81457eb4d437ee7ae5ffc534
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EFTA01414048
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DataSet-10
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document
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4

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