EFTA01378134.pdf

All the authorized signers are derived from last approved respective KYC cases. Please note that the next account due for remediation as per our tracker is The 2017 Caterpillar Trust GCIS#575969. Kindly confirm whether we should continue with the review or not, in light of recent developments in this relationship? We will proceed accordingly, thanks. Kind Regards, Vijay Sawant NYC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai - 400063 , India Tel. Mobile 4 From: Stewart Oldfield Sent: Thursday, December 13, 2018 10:47 PM To: Vijay-A Sawant < Cc: Vinita Advani < >; Mayur Rathod < >; Bradley Gillin Subject: RE: Vijay, please call me when you can (I] Classification: For Internal use only I think we need all of them anyway. There are accounts that we have opened and linked internally to the relationship but may not be directly affiliated. Thanks From: Vijay-A Sawant Sent: Thursday, December 13, 2018 12:07 PM To: Stewart Oldfield < Cc: Vinita Advani < >; Mayur Rathod < Subject: RE: Vijay, please call me when you can Ill Importance: High Classification: For Internal use only Hi Stewart, As per our call earlier today, I will prepare list of all Legal Representatives/Authorized Signors for all active accounts from the SOUTHERN FINANCIAL RELATIONSHIP. During my initial review, I came across attached letter which indicates that Darren Indyke to be contacted for ALL accounts from this relationship. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075295 CONFIDENTIAL SDNY_GM_00221479 EFTA01378134