EFTA01478820.pdf

Subject: Fw: 2008 1099 Reci ients - Addresses [I] From: Kimberly Hart Date: Sat, 22 Mar 2014 10:46:14 -0400 To: Chip Packard Just a heads up that we found out yesterday that 2008 1099s were sent to 1225 recipients by mistake. A letter was drafted by Marketing and approved by Compliance explaining the error. We are now working to verify addresses so the apology letter can be mailed early next week. Sageview - a former client of Mary Ann Coleman's - brought the issue to our attention. 100+ of their investors received the old 1099s. Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Private Wealth Management 345 Park Avenue, 24th Floor New York NY 10154 Tel Fax Mobi Emai Securities offered through Deutsche Bank Securities Inc. From: Josh Rosen Sent: Friday, March 21, 2014 4:14 PM To: Melissa Pressl Cc: Kimberly Hart; Andrew Gallivan Subject: 2008 1099 Recipients - Addresses [I] Classification: For internal use only Melissa, When the letter is ready, please respond to the group. Attached is the list of recipient address as provided by Roseann Defina from Thompson Reuters. (See attached file: 2008 Beneficiary_Address_List_2008_mailed_3_18_2014_6618.xlsx) Kind regards, Josh Rosen EFTA01478820 Josh Rosen Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, New York, NY, 10005-2836 USA Tel. Fax Mobi Emai This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material in this communication is prohibited. Deutsche Bank does not render legal or tax advice and information contained in this communication should not be regarded as such. Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voice-mail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. EFTA01478821 EFTA01478822