EFTA01452279.pdf

SOF Ill - 1081 Southern Financial LLC DB SOF II investment activity As of [I) imber 31. 2013 Over US$400 million committed to 20 diversified transactions representing 66% of total commitments Underlying Underlying Invested' Initial Gross Project Name Sourcing Seller type Deal Type Funds Companies (USSm) closing multiple' Portfolio Detail 1 - Monel Limited Process Pension Fund Interests 3 15 40.6 Q311 1 4x Europe — mid-market buyout 2- Beethoven Proprietary Miscellaneous Portfolio of directs 4 15.7> 03 11 IAN Europe — growth equity 3- Rembrandt Proprietary Financial Institution Fund interests 1 8 22 03 11 3.8x Europe — late stage venture 4 - Giant Proprietary Financial Institution Fund interest 1 20 3.3 Q4 11 1.8x US —mezzanine 5 - Hemingway Limited Process Financial Institution Fund interest 1 7 16.1 Q411 g gx US — special situations 6/7/14 - Modigliani 1,118111 Proprietary Ht4W/ Family office Fund interests 16 248 24.4 02 12 1.8x Global — diversified 8 - Hockney Limited Process Asset Manager Fund interest 1 6 99 02 12 1.5x Europe — mrd-market buyout 9- Chagall Limited process Financial Institution Fund interest 1 40 9.5 Q312 1.eN Europe — mezzanine 10 - Hopper Syndication Miscellaneous Fund interest 1 5 15.1 03 12 1.1x Americas — buyout 11 - Donatello Proprietary Corporate Fund interest 1 10 2.9 03 12 2.2g Americas — Mezzanine 12 - Pollock Proprietary Family office Fund interest 1 13 12.9 03 12 14x Americas —buyout buyout 13 -Whitney Limited process Pension Fund interest 1 14 64.0 04 12 2 gx Europe — buyout 15 - Constable Limited process Asset Manager Fund interest 1 9 28 7 01 13 1 2x Europe — buyout 16 - Ceccom Proprietary Financial Institution Fund interests 4 43 12.6 Q213 1 4x Global — diversified 17- Bailey Proprietary Asset Manager Portfolio of directs 4 305 02 13 1 0x Europe — growth equity 18 - Stembeck Proprietary Financial Institution Fund interests 1 25 97.3 03 13 1.1x Global — co-invest Total as of September 30.2013 42 471 LISS335.7 19 — Guardi Limited process Family Office Fund interests 11 >100 14.0 04 13 Global — diversified 20— Williams Proprietary Family Office Fund interest 1 16 6.6 04 13 Americas — buyott Total as of December 31. 2013 54 587 USS406.3 aosfassf fjoffoosi as suf., of lost of a:2foot t•fa e fainafffirfit olioidol obi Oaten as al the iimo of ekenlg, or brio ot otfpos.loti dosing lor pc:cling dogs (2) The pertern some fames were been essorlaiesl urten nn ininridnecr foe market vetoes its of Seplernher 30. 2013 and should his read And meowed in oonsesslion rails the 'important tokens:doer fret important Pedonstanco kittens:Ilion" slides. The !)lass me gross of feet, milord:to and mooed interest which airi not charged at lho investment oriel so poileimance wand urlede.d lo be morose...Mere at investment returns to investors 1w:colors should mescal with !her own itch:toot% no to the upprepti.tie lacion to be eon:Adored in es:dusting Wit isilf0Ms.ittli Past performance Is not a prediction of future performance. (3) Excluders $17.8in ol COrniTiftrnenl to de Armdeus Ell voltske whine OB Sec ondades retains investment chscretIon (4) Thar., is no large° mat art '*grrerr iny.,51mem col ,n1810 01 form pan of a future 'wrested atoll.> or that it v41 te ..scaårtle or rifts! further &* ll il once rove uldble for OB SOP II Deutsche Asset Vileatth N4.ans.len).?n! 25 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109199 CONFIDENTIAL SDNY_GM_00255383 EFTA01452279