EFTA01345115.pdf

Cusip: 40432XFP1 - tx via DTC - Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 - tx via DTC - Okay to free deliver: Pershing DTC # = 0443 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EH56 - tx via DTC- Okay to free deliver: Pershing DTC # = 0443 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XSO460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 - EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershing LLC IBAN: For Further credit to: Southern Financial, LLC Account #: N4G- xxx804 JPM Southern Trust Co., Inc.(wxxxx5001) - Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match. Thank you, Vahe (Embedded image moved to file: pic22357.gif) Vahe stepanian Associate wealth Investment Coverage I Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New Yor Tel. +1 Fax +1 mobile Email v (Embedded image moved to file: pic31858.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: "Young, Janet E" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031254 CONFIDENTIAL SDNY_GM_00177438 EFTA01345115