EFTA01493479.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 9/3W12 Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/25 Principal Payment MORTGAGEIT TRUST 2005-2 CL 1M1 VAR RT (15,829.800) 100.00 15,829.80 (11,080.86) 4,748.94 S 9/25 Pro Rata 05/25/2035 DTD 04/27/2005 PAYMENT NC PRINCIPAL (ID: 61915R-AD-8) 9/20 Sale APPROACH RESOURCES INC 0 29.28507 292,850.70 (10,000.000) 29.244 292,444.14 (305,000.00) (12,555.86) S 9/25 FIFO BROKERAGE 400.00 TAX 8/OR SEC 6.56 J.P. MORGAN SECURITIES (SC (ID: 03834A-10-3) 9/20 Sale TRULIA INCA 23.8512619,081.00 BROKERAGE (800.000) 23.726 18,980.57 (13,600.00) 5,380.57 S 9/25 FIFO 100.00 TAX 8/OR SEC .43 J.P. MORGAN SECURITIES LW (ID: 897888-10-3) 9/24 Sale GS CONT BUFF E0 SPX 719/1380% CONIIN BARRIER- (3,000,000.000) 105.40 3,162,000.00 (3,000,000.00) 162,000.00 S 9/27 FIFO 10.5%CPN 15% CAP INITIAL LEVEL-8/20/12 SPX:1355.69 A 105.40 JP MORGAN SECURITIES LLC (BIDL) (ID: 38143U-29-5) 9/24 Sale HSBC MARKET PLUS SPX 05/17/13 72% KO BARRIER- (5,000,000.000) 106.30 5,315,000.00 (5,000,000.00) 315,000.00 S 9/27 FIFO 0%CPN ,UNCAPPED INITIAL LEVEL-02/14/12 SPX:1350.50 e 108.30 JP MORGAN SECURITIES LLC (BIDL) (ID: 4042K1-X0-1) 9/25 Sale APOLLO RESIDENTIAL MTG INC PFD 8% • 25.07853 (15,000.000) 25.038 375,569.52 (375,000.00) 569.52 S 9/28 FIFO 376,177.95 BROKERAGE 600.00 TAX 8/OR SEC 8.43 J.P. MORGAN SECURITIES LLC (ID: 03763V-20-1) 9/25 Sale APOLLO RESIDENTIAL MTG INC PFD 8%0 25.08 (10,000.000) 25.039 250,394 38 (250,000.00) 394.38 S 9/28 FIFO 250,800.00 BROKERAGE 400.00 TAX 8/OR SEC 5.62 J.P. MORGAN SECURITIES LLC (ID: 03763V-20-1) 9/25 Sale BANK OF NEW YORK MELLON PFD 5.2%@ 24.78309 (51,000.000) 24.723 1,260,849.30 (1275,000.00) (14,150.70) S 9/28 FIFO 1,262,917.59 BROKERAGE 2,040.00 TAX 8/OR SEC 28.29 J.P. MORGAN SECURITIES LLC (ID: 064058.20.9) JP Morgan Account W23560001 Page 27 of 36 Consolidated Statement Page 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16342 Chase CONFIDENTIAL SDNY_GM_00285540 EFTA01493479