EFTA01494096.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date a T ction Method Description Cost Market Value' Securities Transferred Out 411 Free Delivery WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT (0.001) 17J25/2034 OTD 12/01/2004 DELIVER-OFF 0.00 FRACTIONAL LEFT FROM 12/28/12 SALE TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD (1,000,080.000) (1,108,110.00) 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 1,000,000.00 ASSET TRANSFER TO NC VV91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104788082 (ID: 38141G-HY-3) 4/2 Free Delivery HSBC REN CNH 01/24/14 LNKED TO CNH VS USD (1.000.000 000) (984,400.00) 5XLEV- 500%MAXRTRN 01/09/13 INITIAL 1.000 000 00 STRIKE:6.1995 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 40432X-7D-7) 4/2 Free Delivery JPM 3YR NC CLN TO MTOR 04/18/15 INITIAL RATE (1,500,000.000) (1,578,950.00) 6.20% CPN DD 04/18/12 ASSET TRANSFER TO NC 1,500,000.00 W91850-0 SOUTHERN FINANCIAL LLC CLIENT REF 104768082 (ID: 4662A0-40-1) 4/2 Free Delivery MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- (1,000,000.000) (1067,350.00) 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/13 1,000,000.00 MRK:41.19 ASSET TRANSFER TO NC W91850-0 SOUTHERN FINANCIAL. LLC CLIENT REF 104768082 (ID: 61761J-DA-4) J.P Morgan Account W23560001 Page 8 of 15 Consolidated Statement Page 11 Confidential Treatment Requested by JPMorgan JPM-SDNY-00017065 Chase CONFIDENTIAL SDNY_GM_00286263 EFTA01494096