EFTA01384296.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Portfolio Holdings (continued) U.S. DO LLA RS (continued) Unrealized Estimated Estimated Dete Acquired Quantity Unit Cop Cosa Bats Market Price Mired Value Gainless Annual Income Yield EQUITIES (continued) Common Stocks (continued) 810GEN IDEC INC COM Security Identifier: 8116 Dividend Option: Cash CUSP. 09062X133 02/14/12 t3 2,095.000 110.2720 231,019.65 333.7800 699.269.10 468,249.45 2CENTENEOOPP DEL COM Security Wentifw: CNC Dividend Option: Cash CUSIP 61358111 09/08/14 15,550.000 63.6450 989.67915 130.5700 2.030.363,50 1,040,683.75 KARYOPHARM THERAPEUTICS INC COM Security Identifier: KPTI Dividend Oplion: Cash CUSP. 4857611136 07/12/18 25,000.000 18.6840 467.106 00 8 4700 211 750 00 -255,356.00 Total Common Stocks $62,968.600.96 563.805.559 56 $836,958.58 $1,369,257.31 Preferred Stocks (Listed by expiration date) GMAC CAP TR IUD TR PFD SECSMR 2 CPS- Security Identifier: ALLY PRA 8125% FRE° ORTLY MATY•02/672040 CALL CUSP: 361860208 ANYTIME125 W/30 DAYS BEGINS 02/6/E Dividend Option: Cash 02122/12 80,000.000 23.5350 1,882,773.60 26.1100 2.088.800.00 206,026.40 163,568.48 7.63% Total Preferred Stocks $1,882,773.60 $2,068,800.00 $206,026.40 $163,568.48 TOTAL EQUITIES $64,851,374.58 $65.894.359.56 $1,042.984.98 $1,532.825.79 Unrealized Awed Metaled Cod Buis Market Value Gein:Lose lidded Annual Income TOTAL U.S. DOLLARS $88,909,151.66 $89,003,290.61 $94,138.95 $354,473.83 $3,108,879.11 EURO Opening Closing Accrued 30-Day Description Quantity Balance Balance Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 0.00 .42 57 EUR -48 84 050 Page 7 of Account Number Rated Excellent Cleats through Pin LW. • wholly sword Go paperless 0/40R 4 Every Year Since 2007 0708AR RA TM COMPAVNICA71076 EXCELIDKE subsifun of The Bakal New Yea Man Comorafion (WY MAW PCISrat LLC. motto( MLR& NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084403 CONFIDENTIAL SDNY_GM_00230587 EFTA01384296