EFTA01356276.pdf

From: Samantha Harmon Sent: 9/12/2017 10:16:57 AM To: Andrew Gallivan I Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [I] Attachments: Moderate Risk Trust Clients compare to DB as Trustee.xlsx Classification: For Internal use only Bad news. I'm triple and quadruple checking the calculations, but it looks as if DB is not the Trustee on any of these. Kind regards• Samantha Harmon Samantha Harmon Sales Support Analyst Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, 24m Floor New York, NY, 70754.0004 USA Tel. Emal From: Andrew Gallivan Sent: Tuesday, September 12, 2017 9:01 AM To: Samantha Harmon < Subject: FW: What are you presenting to the Risk committee Monday on high risk KYC's Classification: For Internal use only From: Vaishali-P Mehta Sent: Monday, September 11, 2017 9:10 AM To: Adrienne Bull; Andrew Gallivan; Patrick Harris Cc: Rodrigo Quintero Subject: RE: What are you presenting to the Risk committee Monday on high risk KYCs [I] Classification: For Internal use only Hello Please see attached, all the moderate rate risk Trust clients. Please let me know if anything else is required Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042064 CONFIDENTIAL SDNY_GM_00188248 EFTA01356276