EFTA01364141.pdf

rdc Person Name: Jeffrey Epstein DB12000P - Deutsche Bank Private Bank Batch Date: 10/12/2016 Added to Monitoring: 10/12/2016 Alert Date: Date of Birth: 01/20/1953 Alert 10/12/2016 Address: Gountty United States Tracking ID: GCIS 00000483289 Reporting ID: KYC 01651789 Alerted Entity ft 3 of 3 Alert ID: 6472545.11593674.64322136 Entity Information Entity ID: 64322136 Riskid: R110194221 Entity Name: Jeffrey R. Epstein Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number: 1993-003378 - Respondents shall pay to Claimant $736.00. This award is joint and several., 01/31/1994, New York - Stock Exchange Arbitration Decisions Event: • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number 1993-003378 - Respondents shall pay to Claimant $736.00. This award is joint and several., 01/31/1994. New York - Stock Exchange Arbitration Decisions Alert Notes Notes: Jeffrey R. Epstein, of United States, appears on New York - Stock Exchange Arbitration Decisions Site. Source Information RDC URL: httasAgrid.rdc.comhvss/entily.html?entityld=238099a3ea52d8275d3f3d53eb346cc4 Source Name: RiskConnect, 10/11/2016 Entity URL: http://ffnraawardsonline.finra.org/turing.aspx7doc=37613 Sources: NY Stock Exchange Arbitration Decisions, NY Stock Exchange Arbitration Decisions, htb):/Mww.mise.cornfregulation/nyse/1022221394131.html Consistent nth the terms and cceetrbonsol your RDC Subscriber Agreement the inlocrrehan curtained m the document is for alert purposes only and rs not to be used fa purposes of determsning an relroduars elrgialty la any aedrt or any other FCRA permamble purposes User further agrees to hold such metered and intotrnaten in strictest confidence, rot to make use thereof other than lot authatted purposes, to relate a only to employees rearming such tralormaten, and not to release a disc.:seat° any other party The Alert Somata, contained in the document may et may not pertain lathe mdrodual or ertty referenced el your equity. Page 5 of 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054659 CONFIDENTIAL SDNY GM_00200843 EFTA01364141