EFTA01379375.pdf

From: Liam Osullivan Sent: 4/15/2019 12:16:00 PM To: Stewart 0ldfield na Hunter CC: Monica Gilkinson ; Armen Brash ( Subject: RE: CIB Offboard [C] Classification: Confldental There are no open trades. Thanks From: Stewart Oldfield Sent: Monday, April 15, 2019 12:01 PM To: Ana Hunter Liam Osullivan Cc: Monica Gilkinso Armen Brash Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board. Liam - please confirm. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter Dcut•rite WatIth \13ovoracof Su:; time Patinae. Stmt 100. Ja..bonville. It 3.1256 USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076794 CONFIDENTIAL SDNY_GM_00222978 EFTA01379375