EFTA01480627.pdf

Source Of Wealth -identify the Clients Source of Wealth from following list of options Introduction Non Individual Entity Type Corporation - For Profit For Profit? Yes Locations Served? Domestic Public or Private Private Are beneficial owners/principal shareholders associated with Yes this business? Who owns this entity? Individual Please Provide ownership details Richard Kahn (SSN: DOB: US Citizen) owns 50% Harry Beller (SSN: DOB: US Citizen owns 50% Ownership is not equal to 100%? No Are there any authorized signers or any other individuals Yes with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ("GCS") background check, has been carried out? Cheek all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 03 Oct 2008 JPMC Network Comments Jeffrey Epstein is a longstanding client. He has dissolved his family office (New York Strategy Group) and has spit it in two: HBRK Associates Inc. and Darren K Indyke PLLC. HBRK provides consulting and accounting services to Mr. Epstein. Jeffrey Epstein is an existing client of PB. Ho is an active brokerage client across asset classes currently covered by the Fern's 010 desk. Jeffrey Epstein has been an investment advisor for numerous high not worth clients and alSO a personal investor. Jeffrey is very accessible and well known to the team We have advised him on investments as well as estate planning opportunities. Jeffrey has continues to be well connected across business channels. Epstein is well known to several JPM PB employees and senior management including Jes Staley. Also. Mr. ►stein was convicted of a felony charge in 2008. Jes Staley conferred with Stephen Culler and the decision was made to keep Mr. Epstein as a PB client Mr. Epstein completed his sentence and probation ii 2010. The relationship has been reviewed with senior management and complancolegal on a few occasions over the post year as news stones of Jeffreys past are picked up. No new claims or stories have surfaced recently. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No Individuals with authority over this entity a current or former Senior United States or Non-USA Political Official I also known as a Politically Exposed Person (PEP) or related to one? Source of Wealth/Financial Information Ghent Cat •ci for SOW For Profit Source of Wealth• identify the clients source of wealth from Employment the followi . list of o • bons Confidential Treatment Requested by JPM-SDNY-00002832 JPMorgan Chase CONFIDENTIAL SDNY GM_00272030 EFTA01480627