EFTA01297647.pdf

NAME SEARCHED: Etienne Pierre Jean Binant PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Res 'o'er Comments (as necessar> ) No Hit 0 Not Required No RIK Alert (please see attached) ADC I . Rim' i(esim, • Hit C.1 No Hit 0 Not Required F1RCOSOFT II l'IRCQSOirl Rc, iiIi, No FIRCOSOFT Alert (please see attached) ■ Hit No Information Found N III. Net Media BIS 0 Yes Si No No Information Found ❑ Not Required IV. Non-Negative Media No Information Found V. Oilier I Anzio= Media No Information Found Results'? 0 Yes .11 No D&B 0 Not Required vi. D&B No Information Found Smanliax Results'? 0 Yes - No 0 Not Required VII. Smartlinx • Review by Legal May be No Information Found Court Caws Required No Results VIII. Court Outs • Search not required Prepared by: Vikram-D Singh Date: 5130/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Slartindale-Hubbellhttp://www.martindak.com/xp/Martindak/home.tml .3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only SONY_GIN_ 88 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023813 EFTA_0017 1500 EFTA01297647  OFAC RESULTS RDC: Date of Inquiry Id Response Type Tracking Id Name Address Birth: Ci Date of No Match Found Etienne Pierre Jean FRANCE Birth: Binant S. VIRGIN ISLANDS, No Match Found Etienne Pierre lean U.S. Binant FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Binant, Etienne ndividual No Alert No Alert No Alert No Alert Pierre Jean Binant. Etienne ndividual No Alert No Alert No Alert No Alert Pierre Jean BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found For Internal use only For internal use only SoNm_Gm_o00609-89 CONFIDENTIAL — PURSUANT TO FED R.QQNE IDENTIAL DB-SDNY-0023814 EF1'A_00171501 EFTA01297648  Page 2 Public Records: No Information Found D&B: No Information Found LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00060990 CONFIDENTIAL - PURSUANT TO FED R.CON(F IDENTIAL DB-SDNY-0023815 EF1'A_00171502 EFTA01297649