EFTA01493027.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 4/1/12 to 4/30/12 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4 20 Purchase Option JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 415,000,000.000 (26.500.00) 4 24 22.2012 it 83. PURCHASED FX OPTION PUT 415,000,000.00 JPY CALL 5,000,000.00 USD (ID: XJPYPB-AN-Z) 4 20 Write Option JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY (405000,000 000) 26,500.00 424 22, 2012 081. KI 079 WRITTEN FX OPTION CALL 405000,000.00 JPY PUT 5.000.000.00 USD (ID: XJPYCA-RZ-Z) 4/19 Purchase GUIDEWIRE SOFTWARE INC @ 28.25 J.P. MORGAN 1,500.000 28.25 (42,375.00) 4/24 SECURITIES LLC (ID: 40171V-10-0) 4/18 Purchase SPLUNK INC @ 17.00 J.P. MORGAN SECURITIES LLC 500.000 17.00 (8,500.00) 4/24 (ID: 848637-104) 4/19 Purchase TUMI HOLDINGS INC fg 18.00 J.P. MORGAN 700.000 18.00 (12,600.00) 4/24 SECURITIES LLC (ID: 89969Q-10-4) 4/19 Purchase PNC FINANCIAL SERVICES 61/8% PFD @ 25.00 J.P. 27.000.000 25.00 (675.000.00) 4/24 MORGAN SECURITIES LLC (ID: 693475-85-7) Total Settled Securities Purchased (59A75,321.41) Trade Dale Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 4/26 Sale ARES COMMERCIAL REAL ESTATE (ID: 04013V-10-8) (3,150.000) 18.00 56,541.22 (58,275.00) (1,733.78) S 5/1 4/26 Sale MFA FINANCIAL INC PFD 8% (ID: 55272X-30-0) (11,095.000) 24.917 275,897.49 (277,375.00) (1,477.51) S 5/1 J.P.Morgan Account W23560001 Page 25 of 26 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 15850 Chase CONFIDENTIAL SDNY_GM_00285048 EFTA01493027