EFTA01363794.pdf

"NIA Ad vssrt L Ls Nan.' 0.S.A o ...if itbi •••••• • a la Cann' and Spurns? COPen [Friel am Saanne COntn kit • Coinron.10.1Csra 'WV "VP AMU* *ern Mannernent PPM Li AN AR csorrA. VANAGEMENT aC Rachel Maghac (Asej Ta; TES IVO Annecy rune WNW AernEty Fund Untaed ECIaants 0141i YES NIP itancarct enlenntsonal irentstdre Inc Pentad esternptinsue sneereneens in: Mit:EX* went Ti' ASP enterd Inn:timers BeFore Insttstmend Materiel, Pretest YES ASP dakoin enstr Onkei Mean linnsl Ur prns• Pattst GIstmi MeCit, rut. ter MagurtAvils YES 'V.P Venal-CP Vestatin llc thdlaANCE VoyAGas, uC Moron Keg YaS ME' CLro•Pansters Fund EWO.D.E.7. 4a1 Lind Chess Nstorns 'WV (WORGF d KLISFP APORCLP R RAISER istkneel cut ASP art WYSS*. PRATTE WYSER intent Civic Manna, JAWS CAPITAL LP JAWS CAPITAL LP Mien* Pi Quern:esti YES Lepton Red Ltd Le clan Reid Ltd Eve Pere YES di L'Apita; Glenn ride 01(spat Gianni ruse FrItlarr:O OINa PS "VP OAPIcWC(tO.LC Penton WC not in LIEU Les "VP RenUI Hey I nternetsonsl Inc Petal stay intemetnnel Inc Minnie Pretelt YEE ASP SOLAERSTCLNINVESTMENTSATO SCA4FRSTONINNINTPARITNIIMITED Mint wv,ttoll YTS ASP SOUttnisN FINANCIAL11C SOnistlet FINANCIAL La Steuart CIdtiele NU ASP MO LOINS V*Eltur•S CMOCAtIOE, she La Lt. %Ledges Casporstion Mannar Preset in "VP row. LEOVAPO RELATIONSHIP notes InseetunitstS.I.0 Stan .444!! YS ANV Ineeetnyest donna, NNdilyl Ltd 'Unstinted Glnendel Inking LTD Terri Sobt00 nVIP Vsnpaard.• Smarmier.% SAS stretch. inven‘sonn SAS [natl. CLI metaftdarao as Thanks for all your help in advance. Nina — can you please add to tracker. Ian From: Kareen Johnson Sent: Tuesday, February 26, 2019 11:53 AM To: Ian Salters ; Brian Serino < Cc: Bill King < >; Davide-A Sferrazza >; Nina Tona < >; Yasmeen Alim >; Jamaal Bushara < >; Andrea Sandven Subject: RE: KYC remediation (I) Classification: For internal use only Hi Ian, We will add them to the current pipeline, and assign the cases accordingly. Thank you ! Kareen Johnson From: Ian Salters Sent: Monday, February 25, 2019 4:00 PM To: Brian Serino < >; Kareen Johnson < Cc: Bill Kin: < >; Davide-A Sferrazza < >; Nina Tona < >; Ian Salters < Subject: KYC remediation [II Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054116 CONFIDENTIAL SDNY GM_00200300 EFTA01363794