EFTA01373883.pdf

From: Stewart Oldfield Sent: 5/14/2018 5:28:57 PM To: Davide-A Sferrazza CC: Vahe Ste anian ;Joshua Shoshan Liam OsullIvan Subject: RE: AIS Request AIS-00006017 has been Approved (II That will be done overnight. I got the Southern does. Thanks Original Message From: Davide-A Sferrazza Sent: Monday, May 14, 2018 3:54 PM To: Stewart Oldfield Cc: vahe stepanian ; Joshua Shoshan ; Liam Osullivan Subject: : SMA S quest AIS-00006017 has been Approved [I] classification: For internal use only Stew, Glendower materials have been approved for southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re-submit that one? Thanks, Davide original Message From: zbynek Kozelsky Nally) sent: monday, may 14 2018 3:52 PM To: Laura Martin ; Kiflin Turn r : Alexander Litvin Enge ert Melendez ; Davide-A Sferrazza Frank Fuentes Su ject: AIS Request AIS-00006017 has been Approve The Following Alternative Investment Suitability request has been Approved. AIS Request Number: AIS-00006017 Client Name : Southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - zbynek Kozelsky : QIB entity Reason for Rejection: Reason for Cancel: Reason for Onkold: Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068298 CONFIDENTIAL SDNY_GM_00214482 EFTA01373883