📄 Extracted Text (137 words)
Confidential Due Diligence Report
Executive Summary
On 1/5/2012, GS&I was requested by Paul V Morris to conduct a background investigation.
Full research was conducted on Neptune LLC in FL and DE only.
Media research was conducted on Harry Beller and Janusz Banasiak.
Throughout this search, the following records were researched:
Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), CSSS/FPS
internal database search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches,
publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control).
Please Note: All research is subject to the availability of electronic database resources.
Confidential - This report is not to be disseminated or photocopied to any third party
without the express consent of Global Security & Investigations.
520454412B.doc 2
Confidential Treatment Requested by JPM-SDNY-00003067
JPMorgan Chase
CONFIDENTIAL SDNY_GM_00272265
EFTA01480837
ℹ️ Document Details
SHA-256
c74e362f32f9aea4b687f71447bac23d2d4099485c83949368e5c779aa4f023c
Bates Number
EFTA01480837
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0