EFTA01371992.pdf

Port to o -o dings Disc osures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal (or your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to ?A, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness (or a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Please note the following information for Pershing's 20 18 IRS Form 10 99 (B, DIV, INT, M ISC and 0ID): Your Form 10 99 will be delivered as early as possible, beginning January 31, 2019. By February 15, you will be mailed either your Form 13 99 or a special Pending 13 99 Notice. The Pending 1399 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 10 99 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1399. Your 1399 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(0)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary An 8n104 Sit 04 n are;., base .-010,.‘Yi Creeds Tlis Period Debits This Period Net ThIsPerkid tredltsYeN4o•Date Debits Year-to-Date Net Yea4o•DSe Securities Securities Bought 000 0.00 0.00 0.00 -14 084,179.54 -14,084,179.54 Securdies Sold 0.00 0.00 0.00 13,820,590.90 0.00 13,820,590.90 Total Securities $0 00 $0.00 $0 00 S13.820.590.90 414.084.179 54 4263.588.64 Dividends and Interest $29 696 88 $0.00 $29696 88 $762,989.22 -$265 09 $762,724.13 Distributions $0 00 $0.00 $0.00 $2,878,760.00 $0 00 $2,878,760.00 Page 6 of 10 Account Number Rated twellere MISR One* Penabos UC. • wholly orwd Go paperless Every Year Since 2007 04BAR WED COMPAVNICA710.5 subsidurey of The Bakal New Yort Mellon Comeration (WY Mellen) SNOUT ICILNOW EXCELLENCE PCISrat LLC. motto( AURA. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065589 CONFIDENTIAL SDNY_GM_002117 7 3 EFTA01371992