EFTA00151444.pdf

Financial Crimes Enforcement Network FinCEN I c.c.! Delhi:malt of the rtabuty 1 co co FBAR Transcript BSA: and DCN: Filing Information Filing Type(s) Initial Report Filing Date 10/13/2019 Received Date 10/15/2019 Entry Date 10/16/2019 Report for Calendar Year 2018 Submission Method Electronic batch filing Submitted by Authorized Third Yes Party Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Filer First Name GHISLAINE Filer Date of Birth Filer Address Address Type Foreign account filer address Street Address C/O DGC, - Enhanced City WOBURN WOBURN - Enhanced State MA MA - Enhanced ZIP Code 01801 01801-1121 - Enhanced Country US US - Enhanced Financial Interest in 25 or No More Accounts Signature Authority in 25 or No More Accounts Information on Financial Account(s) Owned Separately Account 1 of 5 Report For Calendar Year 2018 Filer Role Foreign account filer Page 1 The enclosed nformatis was ca ected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accadingty. The information may be used only fa a purpose con ustent with acr.-int tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttlg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crones Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of posstle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminsi or civil sanctions. EFTA00151444  FinCEN I Financial Crimes Enforcement Network United Sacs D cpsman of the Ticasuty co co FBAR Transcript BSA: and DCN: Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSIXPTIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Account Type Bank Account Number or Other Designation Maximum value of Account $1,656,801 During Calendar Year Reported Name of Financial Institution BARCLAYS in which the Account is Held Financial Institution Address Address Type Foreign account financial institution address Street Address - Enhanced City LONDON LONDON - Enhanced ZIP Code SW31QF SW3 1QF - Enhanced Country GB GB - Enhanced Account 2 of 5 Report For Calendar Year 2018 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Account Type Bank Account Number or Other Designation Maximum value of Account $644,686 During Calendar Year Reported Name of Financial Institution BARCLAYS in which the Account is Held Financial Institution Address Address Type Foreign account financial institution address Street Address - Enhanced City LONDON Page 2 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treated accadingly. The information may be used only fa a purpose con ustent with acrmna tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluemg analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal vicinity. akin to ccofidential informant tips. Unauthorized release of infccmatmn collected wider the BSA may re-cult in criminal or civil sanctions. EFTA00151445  FinCEN Financial Crimes Enforcement Network UttItcd Slaws Di:pa:man of the ftoausy FBAR Transcript BSA: and DCN: Information on Financial Account(s) Owned Separately LONDON - Enhanced ZIP Code SW31QF SW3 1QF - Enhanced Country GB GB - Enhanced Account 3 of 5 Report For Calendar Year 2018 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Account Type Bank Account Number or Other Designation Maximum value of Account $41,291 During Calendar Year Reported Name of Financial Institution BARCLAYS in which the Account is Held Financial Institution Address Address Type Foreign account financial institution address Street Address - Enhanced City LONDON LONDON - Enhanced ZIP Code SW31QF SW31QF - Enhanced Country GB GB - Enhanced Account 4 of 5 Report For Calendar Year 2018 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Account Type Other Other Type of Account PENSION Page 3 The enclosed mformation was collected and disseminated under provisions of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or countermtelligence activities. inclueng analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without priors approval of the Director of Fnancial Crones Enforcement Network or he authorized delegate. Suspicious activity reports ffrd under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. EFTA00151446  FinCEN I Financial 'Joliet! Crimes Enforcement Network Ua•.. te the ricasuty co co FBAR Transcript BSA: and DCN: Information on Financial Account(s) Owned Separately Account Number or Other Designation Maximum value of Account $48,113 During Calendar Year Reported Name of Financial Institution WEALTH AT WORK LIMITED in which the Account is Held Financial Institution Address Address Type Foreign account financial institution address Street Address - Enhanced City LIVERPOOL LIVERPOOL - Enhanced ZIP Code L25RH L2 5RH - Enhanced Country GB GB - Enhanced Accnun 5 •f S Report For Calendar Year 2018 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or MAXWELL Organization Name Account Type Bank Account Number or Other Designation Maximum value of Account $640,205 During Calendar Year Reported Name of Financial Institution BARCLAYS in which the Account is Held Financial Institution Address Address Type Foreign account financial institution address Street Address - Enhanced City LONDON LONDON - Enhanced ZIP Code SW31QF SW3 1QF - Enhanced Country GB GB - Enhanced Page 4 The enclosed mformaticn was caected and disseminated under provision: of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treated accadingly The information may be used only fa a purpose con ustent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucYlg analysis, to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crames Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the GSA may rezult in criminal or civil sanclicnr.. EFTA00151447  FinCEN I Financial t s., I Crimes Enforcement Network )c.. , the nanny 1 FBAR Transcript BSA: and DCN: Signature Signature Date 10/13/2019 Third Party Preparer Use Only Preparer's Last Name BAROOSHIAN Preparer's First Name LAURA Preparer's MI K Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name DICICCO, GULMAN & COMPANY, LLP Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Firm Address Street Address - Enhanced City WOBURN WOBURN - Enhanced State MA MA - Enhanced ZIP Code 01801 01801-1121 - Enhanced Country US US - Enhanced Page S The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act Otte SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFA Chapter X. The nformation is sensitive ti nature and is to be heated accadingly. The information may be used only fa a purpose consistent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclutYlg analysis. to protect against nternational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential inform ant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. EFTA00151448