EFTA01453622.pdf

02 Apr 2014 Page 2 Of 2 Osubchs Bunk AG SOUTIERN FINANCIAL. LLC FX:601“. Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Neo-2013 20-Nov-2014 25-Nov-2014 (1.000 COD CO: USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 ,"':B 4.:I FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nat-2013 2041eN-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUICPEAN 0.0003 10.48628 FINANCIAL. LLC athOpt SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 8,785.17 FINANCIAL. LLC ouchOpt SOUTHERN EXOnet3ananeT 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD 0 FY LONG ELPCPEAN 0.0000 7,30929 FINANCIAL. LLC ouchOpt SOUTHERN FoEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (1O.CCO.0O3 CO) USD 1.025000.000 PT SHORT ELRCPEAN CALL 102 5000 (164.924/M) FINANCIAL. LLC SOUTHERN EX091a1Cpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,003.0(000) USD SHDRT ELRCPEAN CALL 37 5950 (1622063) FINANCIAL, LLC Subtotal: ; IA3 3AJ " 7. Catenates - Dagteges Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Stfike Price MTM(USD) SOUTHERN FINANCIAL: Commodity 13-Mar.2014 15May-2014 22-May-20I4 LONG EUROPEAN WTI 103.00303 USD 00000 /' I LLC Demative Subtotal: ,: 1 313 I.;: Total: (280,469.30) Statement ID: The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111349 CONFIDENTIAL SDNY_GM_00257533 EFTA01453622