EFTA01365900.pdf

KYC Print Page 1 of 13 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01346733 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Monis r New PWM Relationship F Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: F Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) How Was the Oient(s) Introduced? How long has the RM personally known Please provide details (e.g. name of referral source, how many years RM personally has known client, the client? etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank Does Deutsche Bank pay a F Yes F No retrocession or similar compensation to a third party for the introduction (If Yes, desaibe) of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 F Gratitude America, Ltd 2/18/2015 2 F Gratitude America, Ltd 2/18/2015 Who i the primary ontact person for the RM? (Note: Preferred method of This person needs to have Darren Indyke contact(indicate phone 212 971 1314 signatory rights and/or no., fax no., e-mail information right for the address, etc.): accounts.): Imps://dbforcepb .salesforce.com/servlet/servlet .1ntegrati on?Ii d=01N30000000D9Di&ei ... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057271 CONFIDENTIAL SDNY_GM_00203455 EFTA01365900