📄 Extracted Text (5,885 words)
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 5/1/10 to 5/31/10
0000012479.00.0.20.00003.MAXWE00.20100602
GHISLAINE MAXWELL
16 ISLAND AVE APT 7D
MIAMI BEACH FL 33139-1331
Asset Account
J.P. Morgan Team
Paul Morris
Ian Hirschfield
Janet Young
William Doherty III
Banker
Investment Specialist
Client Service Team
Client Service Team
Table of Contents
Account Summary
Holdings
Equity
Cash and Short Term
Fixed Income
Options
Foreign Exchange Contracts
Other Assets
Portfolio Activity
Online access
www.MorganOnline com
Page
2
4
7
10
12
13
14
15
Page 1 of 31
EFTA01568843
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Account Summary
Asset Allocation
Equity
Cash & Short Term
Fixed Income
Options
Other Assets
Market Value
Accruals
Market Value with Accruals
Beginning
Ending
Market Value
494,878.80
789,943.80
405,435.13
0.00
15,963.00
$1,706,220 73
5,516.42
$1,711,737.15
Market Value
468,755.38
691,242.43
94,220.15
(528.00)
17,990.00
$1,271,679 96
5,221.84
$1,276,901 80
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
1,706,220.73
(670.67)
1,160,745.35
(1,536,417.40)
($376,342.72)
(458.97)
EFTA01568844
(57,739.08)
$1,271,679.96
5,221.84
$1,276,901.80
Change
In Value
(26,123.42)
(98,701.37)
(311,214.98)
(528.00)
2,027.00
($434,540.77)
(294.58)
($434,835.35)
Equity
Year-to-Date
Value
1,903,840.37
(176,327.22)
4,212,410.11
(6,847,484.71)
($2,811,401.82)
28,260.34
2,150,981.07
$1,271,679.96
5,221.84
$1,276,901.80
Estimated
6,947.50
13,550.34
7,352.65
Current
Annual Income Allocation
37%
55%
7%
1%
$27,850.49
100%
Other
Assets
Fixed
Income
Cash &
Short Term
Asset Allocation
Page 2 of 31
EFTA01568845
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
CONTINUED
Current
Period Value
420.00
Year-to-Date
Value
1,110.00
3.20
(878.97)
($458.97)
8,869.91
18,277.23
$28,260.34
Unrealized Gain/Loss
To-Date Value
($69,009.09)
ST Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
(3,811.77)
($3,811.77)
Cost Summary
Equity
Cost
Cash & Short Term
Fixed Income
Options
Other Assets
Total
500,248.66
716,252.37
98,876.49
(891.97)
26,203.50
$1,340,689.05
Page 3 of 31
EFTA01568846
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Equity Summary
Asset Categories
US Large Cap
US Mid Cap/Small Cap
Non US Equity
Emerging Markets
Preferred Stocks
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
238,718.50
44.20
179,091.10
16,400.00
60,625.00
$494,878.80
Ending
Market Value
227,219.00
38.48
170,067.90
13,280.00
58,150.00
$468,755.38
Current
Period Value
468,755.38
500,248.66
(31,493.28)
6,947.50
270.00
1.48%
Non US Equity
Change
In Value
(11,499.50)
(5.72)
(9,023.20)
(3,120.00)
(2,475.00)
($26,123.42)
Current
EFTA01568847
Allocation
17%
1%
13%
1%
5%
37%
US Mid Cap/Small Cap
Emerging Markets
Preferred Stocks
US Large Cap
Asset Categories
Equity
Page 4 of 31
EFTA01568848
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Equity Detail
Estimated
Quantity
US Large Cap
AT&T INC
GOOGLE INC
CL A
38259P-50-8 GOOG
PFIZER INC
717081-10-3 PFE
PROSHARES ULTRASHORT S&P 500
Total US Large Cap
74347R-88-3 SDS
3,800.000
US Mid Cap/Small Cap
VISTEON CORP
DEFAULT
92839U-10-7 VSTN Q
Non US Equity
BP PLC
HELD BY JPMORGAN CHASE BK LON
ISIN GB0007980591
SEDOL 0798059
G12793-91-8 GBP
Page 5 of 31
$227,219.00
$245,504.40
($18,285.40)
$2,760.00
$270.00
1.21%
1,000.000
34.39
34,385.00
44,809.50
(10,424.50)
1,500.000
15.23
22,845.00
26,460.00
(3,615.00)
1,080.00
270.00
4.73%
1,000.000
00206R-10-2 T
300.000
485.63
145,689.00
EFTA01568849
147,944.90
(2,255.90)
24.30
24,300.00
26,290.00
(1,990.00)
1,680.00
6.91%
Price
Market
Value
Tax Cost
Adjusted
Original
Unrealized
Gain/Loss
Annual Income
Accrued
Dividends
Yield
26.000
1.48
38.48
429.00
(390.52)
18.000
7.15
128.77
164.25
(35.48)
EFTA01568850
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Estimated
Quantity
Non US Equity
CURRENCY SHARES EURO TRUST
GLAXOSMITHKLINE PLC
23130C-10-8 FXE
1.000
HELD BY JPMORGAN CHASE BK LON
ISIN GB0009252882/SEDOL 0925288
G3910J-90-6 ZZZZ GBP
SPDR GOLD TRUST
Total Non US Equity
78463V-10-7 GLD
1,419.000
Emerging Markets
CHANGYOU.COM LTD
A/D/R
15911M-10-7 CYOU
Preferred Stocks
JPM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 JPM PC
2,500.000
23.26
58,150.00
62,500.00
(4,350.00)
4,187.50
7.20%
$170,067.90
$175,077.26
($5,009.36)
$0.00
0.00%
400.000
118.88
47,552.40
33,482.00
14,070.40
16.73
16.73
26.60
(9.87)
1,000.000
122.37
122,370.00
141,404.41
(19,034.41)
Price
EFTA01568851
Market
Value
Tax Cost
Adjusted
Original
Unrealized
Gain/Loss
Annual Income
Accrued
Dividends
Yield
500.000
26.56
13,280.00
16,738.00
(3,458.00)
Page 6 of 31
EFTA01568852
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Cash & Short Term Summary
Beginning
Asset Categories
Cash
Short Term
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
Short Term
Less than 3 months
482,310.76
Market
Value
Market Value
261,781.91
528,161.89
$789,943.80
Ending
Market Value
208,931.67
482,310.76
$691,242.43
Current
Period Value
691,242.43
716,252.37
(25,009.94)
13,550.34
1,581.67
1.96%
SUMMARY BY TYPE
Short Term
International Bonds
Mutual Funds
Total Value
Market
Value
482,309.76
1.00
$482,310.76
% of Bond
Portfolio
99%
EFTA01568853
1%
100%
Short Term
Cash
Change
In Value
(52,850.24)
(45,851.13)
($98,701.37)
Current
Allocation
16%
39%
55%
Asset Categories
Cash &
Short Term
Page 7 of 31
EFTA01568854
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Note:
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Short Term Detail
Quantity
Cash
CANADIAN DOLLAR
POUND STERLING
US DOLLAR
Total Cash
Short Term
JPMORGAN NEW YORK MUNICIPAL MONEY
MARKET FUND
MORGAN SHARE CLASS
FUND 3
7-Day Annualized Yield: .10%
4812A0-81-3
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/27/2010 MATURITY 06/03/2010
HELD BY LONDON TREASURY SERVICES
Bearer
60708T-9M-9 NOK
578,012.71
15.46
89,374.65
100,506.83
(11,132.18)
1,117.18
15.46
1.27%
1.00
1.00
1.00
1.00
0.10%
105,600.63
11.28
108,496.45
0.95
1.45
1.00
100,418.91
16.31
108,496.45
$208,931.67
EFTA01568855
100,000.60
17.66
108,496.45
$208,514.71
$416.96
418.31
(1.35)
54.24
4.95
$54.24
$4.95
0.05%
0.03%
Price
Market
Value
Tax Cost
Adjusted
Original
Estimated
Unrealized
Gain/Loss
Annual Income
Accrued Interest
Yield
Page 8 of 31
EFTA01568856
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Quantity
Short Term
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.6500%
DATED 05/28/2010 MATURITY 06/04/2010
HELD BY LONDON TREASURY SERVICES
Bearer
60708U-9H-7 AUD
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.4000%
DATED 02/19/2010 MATURITY 08/19/2010
HELD BY LONDON TREASURY SERVICES
Bearer
60707E-9X-9 AUD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.8500%
DATED 02/19/2010 MATURITY 08/19/2010
HELD BY LONDON TREASURY SERVICES
Bearer
60707F-9G-3 NOK
Total Short Term
1,543,171.48
$482,310.76
$507,737.66
($25,426.90)
$13,496.10
$1,576.72
2.80%
613,539.04
15.46
94,867.88
100,429.08
(5,561.20)
1,755.05
497.20
1.84%
120,593.58
84.77
102,227.19
101,363.31
863.88
3,475.72
984.75
3.37%
231,025.15
84.77
195,840.04
205,437.44
(9,597.40)
EFTA01568857
7,148.15
79.31
3.66%
Price
Market
Value
Tax Cost
Adjusted
Original
Estimated
Unrealized
Gain/Loss
Annual Income
Accrued Interest
Yield
Page 9 of 31
EFTA01568858
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Fixed Income Summary
Asset Categories
US Fixed Income - Taxable
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
Fixed Income
Less than 5 years,
1
Market
Value
94,220.15
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Beginning
Market Value
354,556.00
50,879.13
$405,435.13
Ending
Market Value
0.00
94,220.15
$94,220.15
Current
Period Value
94,220.15
98,876.49
(4,656.34)
7,352.65
3,370.17
8.16%
SUMMARY BY TYPE
Fixed Income
International Bonds
Market
Value
94,220.15
EFTA01568859
% of Bond
Portfolio
100%
Change
In Value
(354,556.00)
43,341.02
($311,214.98)
Current
Allocation
Fixed
Income
7%
7%
Asset Categories
Page 10 of 31
EFTA01568860
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Fixed Income Detail
Quantity
Non-US Fixed Income
INTER AMERICAN DEVEL BANK - IDR
6.7% OCT 31 2011
DTD 10/30/2009
HELD BY EUROCLEAR
ISIN:XS0459432679 SEDOL:928690B
458183-9K-8 AAA /AAA IDR
INTL BK RECON & DEVELOP - BRL
8 3/4% JUN 15 2012
DTD 08/20/2009
HELD BY EUROCLEAR ISIN:XS0446421157
SEDOL:B435Z93
459058-96-1 NA /AAA BRL
Total Non-US Fixed Income
419,715,000.000
$94,220.15
$98,876.49
($4,656.34)
$7,352.65
$3,370.17
8.16%
90,000.000
54.01
48,606.91
50,106.74
(1,499.83)
4,316.25
3,370.17
9.56%
419,625,000.000
0.01
45,613.24
48,769.75
(3,156.51)
3,036.40
6.66%
Price
Market
Value
Tax Cost
Adjusted
Original
Estimated
Unrealized
Gain/Loss
Annual Income
Accrued Interest
EFTA01568861
Yield
Page 11 of 31
EFTA01568862
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Options Summary
Asset Categories
Equity
Beginning
Market Value
0.00
Ending
Market Value
(528.00)
Change
In Value
(528.00)
Current
Allocation
Current
Market Value/Cost
Market Value
Premium
Unrealized Gain/Loss
Options Detail
Quantity
Equity
CURRENCYSHARES EURO TR
CALL OPTION SEP 10 @ 140
Underlying Asset Price = $122.37
23130C-9A-C FXE AAA /
SPDR GOLD TRUST
CALL OPTION JUL 10 @ 125
Underlying Asset Price = $118.90
78463V-9A-Z GLD AAA /
Total Equity
(12.000)
($528.00)
($891.97)
$363.97
(2.000)
1.39
(278.00)
(221.99)
(56.01)
(10.000)
0.25
(250.00)
(669.98)
419.98
Price
Market
Value
Premium
EFTA01568863
Unrealized
Gain/Loss
Period Value
(528.00)
(891.97)
363.97
Page 12 of 31
EFTA01568864
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Foreign Exchange Contracts Summary
NET CURRENCY EXPOSURE SUMMARY
Value
BRAZILIAN REAL
US DOLLAR
in Currency
(125,000.00)
66,673.78
Foreign Exchange Contracts Detail
Market Value
Receivable
Trade Date
Trade Related
BRAZILIAN REAL
US DOLLAR
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Feb. 5 10
Feb. 5 10
BRL
USD
(125,000.00)
66,673.78
1.874800
1.874800
66,673.78
66,673.78
Page 13 of 31
EFTA01568865
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Other Assets Summary
Asset Categories
Other
Beginning
Estimated Value
15,963.00
Ending
Estimated Value
17,990.00
Change
In Value
2,027.00
Current
Allocation
1%
Asset Categories
Other
Assets
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Other Assets Detail
Cost
Quantity
Other
PROSHARES ULTRSHORT QQQ
74347R-87-5 QID
1,000.000
17.99
17,990.00
26,203.50
(8,213.50)
Price
Estimated
Value
Adjusted
Original
Estimated
Gain/Loss
Accruals
Period Value
17,990.00
26,203.50
(8,213.50)
Page 14 of 31
EFTA01568866
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
Income
INFLOWS
479.37
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
891.97
$891.97
$108,496.45
* Year to date information is calculated on a calendar year basis.
166,673.78
(61,608.03)
$105,065.75
-$0.00
$0.00
$0.00
-(50,378.76)
($50,378.76)
$479.37
15,137.97
107,312.17
$122,450.14
(172,628.00)
(50,378.76)
($223,006.76)
$0.00
$0.00
$0.00
$0.00
Period
Value
157,503.87
Year-To-Date
Value*
-INCOME
Current
EFTA01568867
Period
Value
0.00
Year-To-Date
Value*
-Page
15 of 31
EFTA01568868
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Settlement
Date
5/3
5/3
Type
Domestic Dividend/Distribution
Interest Income
Description
AT&T INC
@ 0.42 PER SHARE
DEPOSIT SWEEP INTEREST FOR APR. @
.03% RATE ON NET AVG COLLECTED
BALANCE OF $151,776.37
AS OF 05/01/10
5/6
Spot FX
LINKED CURRENCY TRANSACTION - BUY
BUY IDR SELL USD
EXCHANGE RATE .000000000
DEAL 05/03/10 VALUE 05/06/10
5/7
Free Delivery
GOLDMAN SACHS GROUP INC
1 5/8% JUL 15 2011
DTD 01/21/2009
JPMORGAN CLEARING CORP
TRADE DATE 05/07/10
AS OF 05/07/10
5/11
5/28
Corporate Interest
Free Delivery
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
JPMORGAN CLEARING CORP
TRADE DATE 05/28/10
AS OF 05/28/10
(50,000.000)
(45,394.50)
50,000.000
0.001
55.63
(150,000.000)
EFTA01568869
(150,780.00)
453,408,836.000
50,378.76
(50,378.76)
3.74
Quantity
Cost
1,000.000
Per Unit
Amount
0.42
PRINCIPAL
Amount
420.00
INCOME
Amount
Page 16 of 31
EFTA01568870
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
INFLOWS & OUTFLOWS
Settlement
Date
5/28
Type
Free Delivery
Description
JPMORGAN CHASE & CO
7.9% PFD STK APR 29 2049
DTD 04/23/2008
JPMORGAN CLEARING CORP
TRADE DATE 05/28/10
AS OF 05/28/10
Total Inflows & Outflows
TRADE ACTIVITY
Settlement
Trade
Date
Date
5/5
5/5
Type
Settled Securities Purchased
5/4
5/4
Write Option
Write Option
Total Settled Securities Purchased
Description
CURRENCYSHARES EURO TR
CALL OPTION SEP 10 @ 140
COVERED CALL
SPDR GOLD TRUST
CALL OPTION JUL 10 @ 125
COVERED CALL
$891.97
(2.000)
110.995
221.99
Quantity
(10.000)
($49,899.39)
Quantity
Cost
Per Unit
Amount
(150,000.000)
(157,909.17)
PRINCIPAL
EFTA01568871
Amount
INCOME
Amount
Per Unit
Amount
66.998
Market Cost
669.98
Page 17 of 31
EFTA01568872
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - Australia Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS
Total Outflows
Withdrawals
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
$0.00
-100,000.00
(101,363.31)
($1,363.31)
-0.00
0.00
119,047.61
(120,593.58)
(1,545.97)
-Period
Value
Beginning Cash Balance
-583.34
$583.34
(583.34)
($583.34)
Year-To-Date
Value*
-4,237.97
$4,237.97
(2,874.66)
($2,874.66)
Local
Value
Current
Period Value
0.00
674.84
674.84
(674.84)
(674.84)
Year-To-Date
EFTA01568873
Value*
-4,736.81
4,736.81
(3,190.84)
(3,190.84)
Page
18 of 31
EFTA01568874
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - Australia Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Settlement
Date
5/7
Type
Foreign Interest
Description
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.5500%
DATED 04/30/2010 MATURITY 05/07/2010
HELD BY LONDON TREASURY SERVICES
5/7
5/7
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - AUD
AUSTRALIAN DOLLAR
(230,350.310)
LONDON TIME DEPOSITS 3.5500%
DATED 04/30/2010 MATURITY 05/07/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
(159.010)
(143.02)
(159.01)
Quantity
230,350.310
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Per
EFTA01568875
Unit
Amount USD
Local Value
0.001
PRINCIPAL
Amount USD
Local Value
143.02
159.01
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 19 of 31
EFTA01568876
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
INFLOWS & OUTFLOWS
Per Unit
Settlement
Date
5/7
Type
Receipt of Assets
Description
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.7500%
DATED 05/07/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/14
Foreign Interest
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.7500%
DATED 05/07/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
5/14
5/14
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - AUD
AUSTRALIAN DOLLAR
(230,509.320)
LONDON TIME DEPOSITS 3.7500%
DATED 05/07/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/14
Receipt of Assets
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.8500%
DATED 05/14/2010 MATURITY 05/21/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/21
Foreign Interest
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.8500%
DATED 05/14/2010 MATURITY 05/21/2010
HELD BY LONDON TREASURY SERVICES
5/21
Misc. Disbursement
REP: ROLLOVER TO TIME DEPOSIT
AUSTRALIAN DOLLAR
(172.690)
EFTA01568877
(141.49)
(172.69)
230,677.400
0.001
141.49
172.69
230,677.400
(168.080)
(151.16)
(168.08)
230,509.320
0.001
151.16
168.08
Quantity
230,509.320
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 20 of 31
EFTA01568878
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
INFLOWS & OUTFLOWS
Per Unit
Settlement
Date
5/21
Type
Free Delivery
Description
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.8500%
DATED 05/14/2010 MATURITY 05/21/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/21
Receipt of Assets
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.9000%
DATED 05/21/2010 MATURITY 05/28/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/28
Foreign Interest
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.9000%
DATED 05/21/2010 MATURITY 05/28/2010
HELD BY LONDON TREASURY SERVICES
5/28
5/28
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - AUD
AUSTRALIAN DOLLAR
(230,850.090)
LONDON TIME DEPOSITS 3.9000%
DATED 05/21/2010 MATURITY 05/28/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/28
Receipt of Assets
JP MORGAN CHASE BANK - AUD
LONDON TIME DEPOSITS 3.6500%
DATED 05/28/2010 MATURITY 06/04/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
Total Inflows & Outflows
$0.00
231,025.150
(175.060)
EFTA01568879
(147.67)
(175.06)
230,850.090
0.001
147.67
175.06
230,850.090
Quantity
(230,677.400)
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 21 of 31
EFTA01568880
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - Indonesian Rupia
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Income
Foreign Exchange - Inflows
Total Inflows
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-(1,609.01)
50,378.76
$48,769.75
(48,769.75)
($48,769.75)
-Year-To-Date
Value*
-(1,609.01)
50,378.76
$48,769.75
(48,769.75)
($48,769.75)
-Local
Value
EFTA01568881
Current
Period Value
0.00
(14,481,086.00)
453,408,836.00
438,927,750.00
(438,927,750.00)
(438,927,750.00)
0.00
Year-To-Date
Value*
-(14,481,086.00)
453,408,836.00
438,927,750.00
(438,927,750.00)
(438,927,750.00)
-Page
22 of 31
EFTA01568882
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Detail - Indonesian Rupia
INFLOWS & OUTFLOWS
Settlement
Date
5/6
Type
Accrued Interest Paid
Description
INTER AMERICAN DEVEL BANK - IDR
6.7% OCT 31 2011
DTD 10/30/2009
HELD BY EUROCLEAR
ISIN:XS0459432679 SEDOL:928690B
5/6
Spot FX
LINKED CURRENCY TRANSACTION - BUY
BUY IDR SELL USD
EXCHANGE RATE .000000000
DEAL 05/03/10 VALUE 05/06/10
Total Inflows & Outflows
TRADE ACTIVITY - Indonesian Rupia
Per Unit
Trade
Date
Settlement
Date
5/6
Type
Settled Securities Purchased
5/3
Purchase
Description
INTER AMERICAN DEVEL BANK - IDR
6.7% OCT 31 2011
DTD 10/30/2009
HELD BY EUROCLEAR
ISIN:XS0459432679 SEDOL:928690B
Quantity
419,625,000.000
104.60
Amount USD
Local Value
Market
Cost USD
Local Value
(48,769.75)
(438,927,750.00)
Currency
Gain/Loss USD
EFTA01568883
$48,769.75
$0.00
(50,378.760)
50,378.76
453,408,836.00
Quantity
(14,481,086.000 )
1.00
Per Unit
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(1,609.01)
(14,481,086.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 23 of 31
EFTA01568884
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS
Total Outflows
Withdrawals
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
$0.00
-100,000.00
(100,429.08)
($429.08)
-0.00
0.00
611,000.00
(613,539.04)
(2,539.04)
-Period
Value
Beginning Cash Balance
-87.33
$87.33
(87.33)
($87.33)
Year-To-Date
Value*
-894.86
$894.86
(465.78)
($465.78)
Local
Value
Current
Period Value
0.00
548.79
548.79
(548.79)
(548.79)
Year-To-Date
EFTA01568885
Value*
-5,312.15
5,312.15
(2,773.11)
(2,773.11)
Page
24 of 31
EFTA01568886
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Portfolio Activity Summary - Norwegian Krone
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Settlement
Date
5/6
Type
Foreign Interest
Description
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 04/29/2010 MATURITY 05/06/2010
HELD BY LONDON TREASURY SERVICES
5/6
5/6
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - NOK
NORWEGIAN KRONE
(577,463.920)
LONDON TIME DEPOSITS 1.2500%
DATED 04/29/2010 MATURITY 05/06/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
(140.360)
(23.13)
(140.36)
Quantity
577,463.920
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Per
EFTA01568887
Unit
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
23.13
140.36
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 25 of 31
EFTA01568888
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
INFLOWS & OUTFLOWS
Per Unit
Settlement
Date
5/6
Type
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.1500%
DATED 05/06/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/14
Foreign Interest
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.1500%
DATED 05/06/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
5/14
5/14
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - NOK
NORWEGIAN KRONE
(577,604.280)
LONDON TIME DEPOSITS 1.1500%
DATED 05/06/2010 MATURITY 05/14/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/14
Receipt of Assets
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/14/2010 MATURITY 05/20/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/20
Foreign Interest
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/14/2010 MATURITY 05/20/2010
HELD BY LONDON TREASURY SERVICES
5/20
Misc. Disbursement
REP: ROLLOVER TO TIME DEPOSIT
NORWEGIAN KRONE
(120.360)
EFTA01568889
(18.73)
(120.36)
577,751.890
18.73
120.36
577,751.890
(147.610)
(23.95)
(147.61)
577,604.280
23.95
147.61
Quantity
577,604.280
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 26 of 31
EFTA01568890
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
INFLOWS & OUTFLOWS
Per Unit
Settlement
Date
5/20
Type
Free Delivery
Description
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/14/2010 MATURITY 05/20/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/20
Receipt of Assets
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/20/2010 MATURITY 05/27/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/27
Foreign Interest
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/20/2010 MATURITY 05/27/2010
HELD BY LONDON TREASURY SERVICES
5/27
5/27
Misc. Disbursement
Free Delivery
REP: ROLLOVER TO TIME DEPOSIT
JP MORGAN CHASE BANK - NOK
NORWEGIAN KRONE
(577,872.250)
LONDON TIME DEPOSITS 1.2500%
DATED 05/20/2010 MATURITY 05/27/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
5/27
Receipt of Assets
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.2500%
DATED 05/27/2010 MATURITY 06/03/2010
HELD BY LONDON TREASURY SERVICES
CLIENT REF FTD
Total Inflows & Outflows
$0.00
578,012.710
(140.460)
EFTA01568891
(21.52)
(140.46)
577,872.250
21.52
140.46
577,872.250
Quantity
(577,751.890)
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 27 of 31
EFTA01568892
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
Settled Foreign Exchange Contracts
Currency
Trade Date
Settle Date Counter Currency
Trade Related
INDONESIAN RUPIA
U S DOLLAR
May. 3 10
May. 6 10
IDR
USD
453,408,836.00 9000.000000
(50,378.76)
9000.000000
(50,378.76)
50,378.76
Amount
Counter Amount Contract Rate Revaluation Rate
Contracted Base
Amount USD
Revalued
Amount USD
Currency G/L
Page 28 of 31
EFTA01568893
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
In Case of Errors or Questions About Your Electronic Transfers.
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of this statement or write us at , 1/OPS, Newark,
DE 19713-2107 as soon as you can, if you
think your statement is wrong or if you need more information about a
transfer on the statement. We must hear from you no later than 60 days after
we sent you the FIRST statement on which the error
or problem appeared. (1) Tell us your name and account number. (2) Describe
the error or the transfer you are unsure about, and explain as clearly as
you can why you believe it is in error or why you
need more information. (3) tell us the dollar amount of the suspected error.
If you contact us orally, you must send us your complaint or question in
writing within 10 business days in order to preserve
your rights. We will investigate your complaint and will correct any error
promptly. If we take more than 10 business days to do this (20 days for
purchases using your debit card or for international
transactions), we will credit your account for the amount you think is in
error, so that you will have the use of money during the time it takes us to
complete our investigation.
In case of errors or questions about your statement, including your line of
credit.
If you think that your statement is incorrect or if you need more
information about a transaction on your statement including a line of credit
transaction, you must write to us on a separate sheet describir
the error and send it to: J.P. Morgan's Private Bank,
, 1/OPS3, Newark, DE 19713-2107. We must hear from you no later than 60
days after the statement on which the
error or problem appeared is sent. You can contact your client service
specialist but doing so will not preserve your rights.
Please review your account statement and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, and unaccounted cash
positions in writing to both the introducing broker, JPMSI and the clearing
firm, JPMCC at the addresses shown on your statement. Any oral communication
should be re-confirmed in writing to further
protect your rights, including your rights under the Securities Investor
Protection Act (SIPA). If you have any questions please contact your JPMSI
Account Representative or JPMSI Compliance
Department at
In your letter, please provide the following information: (1) your name and
account number; (2) the dollar amount of the suspected error; and (3) a
description of the error and explanation, if you can, why
you believe there is an error. If you need more information, you must
describe the item you are unsure about.
Important Information about Pricing and Valuations
Certain assets including but not limited to, pooled private investments, non
publicly traded and infrequently traded securities, derivatives, partnership
interests and tangible assets are generally illiquid,
the value of which may have been provided to us by third parties who may not
EFTA01568894
be independent of the issuer or manager. Such information is reflected as of
the last date provided to us, and is not
independently verified.
Prices, some of which are provided by pricing services or other sources
which we deem reliable, are not guaranteed for accuracy or as realizable
values.
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein has been obtained
from sources that J.P. Morgan believes to be
reliable and is furnished for the exclusive use of the client.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms on which existing
transactions or securities could be liquidated.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price.
All values provided for structured yield deposits (for example, JPMorgan
London Time Deposits) reflect the original deposit amount only.
The current value for Real Estate, Mineral Interests and Miscellaneous
Assets may not reflect the most current value of the asset.
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are indicative values as of the
Page 29 of 31
EFTA01568895
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
close of business of the date of this statement and, except as otherwise
agreed in writing, these valuations do not represent the actual terms at
which transactions or securities could be bought or sold or
new transactions could be entered into, or the actual terms on which
existing transactions or securities could be liquidated as of the date of
this statement. We do not warrant their completeness or
accuracy. These valuations are derived from proprietary models based upon
well-recognized financial principles and we have, when necessary to
calculate the present value of future cash flows, made
reasonable estimates about relevant future market conditions. Valuations
based on other models or different assumptions may yield different results.
J.P. Morgan expressly disclaims any responsibility
for (1) the accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put.
Valuations are provided for information purposes only and are intended
solely for your own use. Please refer to the trade confirmation for details
of each transaction.
Please review your statement promptly and report any discrepancies
immediately to an account officer whose name appears on the contact page of
this statement.
The JPMorgan Funds or The JPMorgan Institutional Funds or The American
Century Funds
Shares of the funds are not bank deposits and are not guaranteed by any
bank, government entity, or the FDIC. Return and share price will fluctuate
and redemption value may be more or less than
original cost. While the money market funds seek to maintain a stable net
asset value of $1.00 per share, there is no assurance that they will
continue to do so. The estimated annual income and
dividend yield figures for mutual funds represent the funds' most recent
income dividend annualized.
The distributor of the JPMorgan Funds is JPMorgan Distribution Services,
Inc., which is an affiliate of the Bank. The Bank and its affiliates receive
compensation from JPMorgan Funds for providing
services. American Century Investment Services, Inc. is the distributor of
the American Century Funds. American Century Investment Management Inc.
serves as investment advisor to its respective
fund family and receives compensation from that fund family for providing
investment advisory and other services.
This statement is not an official document for income tax reporting purposes.
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; Amounts in such foreign accounts do not have the
benefit of any Domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Account (TD F 90-22.1).
Important Information Regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily,
EFTA01568896
weekly and monthly resets, there is no guarantee that there will be
liquidity. If there are not enough bids at an auction to redeem the
securities available for sale, the result may be a failed auction. In the
event of a failed auction, there is no assurance that a secondary market
will develop or that the security will trade at par or any other price
reflected on statements and online. Accordingly, investors
should not rely on pricing information appearing in their statements or
online with respect to ARS. Where J.P. Morgan was unable to obtain a price
from an outside service for a particular Muni Auction
Based Inverse Floaters ARS, the price column on your statement and online
will indicate "$0.00" which however should not be relied on as the price at
which ARS would trade.
Additional Information About Your Accounts
Securities purchased or sold through JPMSI (1) other than mutual funds, are
cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI,
and (2) other than exchange-listed options,
are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in
exchange-listed options are held by 3.P.Morgan Clearing Corp. and are not
delivered to or from your Asset Account. For
your convenience, however, positions in exchange-listed options are
presented in this Asset Account statement together with other assets held in
that account. All pertinent information about your
settled and pending purchases and sales effected through your JPMSI account
during the period covered by this statement, is summarized in the "Trade
Activity" portion of this statement.
You should have received separate confirmations for each securities
transaction. All transactions are subject to the terms and conditions stated
on the reverse side of such confirmations and are subject
to the constitution, by-laws, customs and interpretations of the marketplace
where executed and governed by and construed in accordance with the laws of
the State of New York and all applicable
federal laws and regulations. Further information with respect to
commissions and other charges related to the execution of transactions,
including options transactions, has been included in
confirmations that were previously furnished to you. Upon written request,
JPMSI will promptly supply you with the latest such information.
Shareholders of certain JPMorgan Funds are charged a redemption fee equal to
2% of the proceeds if they exchange or redeem shares of such funds within 60
days of purchase, subject to certain
exceptions set forth in the prospectus of the applicable Fund. Please
consult your J.P. Morgan representative for a list of the JPMorgan Funds
that impose redemption fees.
Page 30 of 31
EFTA01568897
GHISLAINE MAXWELL ACCT.
For the Period 5/1/10 to 5/31/10
JPMCC and JPMSI are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMSI and JPMCC are
protected by SIPC up to $500,000 per customer, which includes up to $100,000
of protection for cash. SIPC does not
protect against losses from fluctuations in the value of the securities.
Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank") are not
subject to SIPC. You may obtain information about
SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by
contacting them at
To the extent applicable, please read the following disclosures regarding
estimated annual income (EAI) and estimated yield (EY): EAI and EY for
certain types of securities could include a return of
principal or capital gains in which case the EAI and EY would be overstated.
EAI and EY are estimates and the actual income and yield might be lower or
higher than the estimated amounts. EY reflects
only the income generated by an investment. It does not reflect changes in
its price, which may fluctuate.
JPMSI, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JPMorgan Funds, American Century Funds, or funds
established, sponsored, advised, or managed by third parties, and the J.P.
Morgan Companies may be compensated for such services.
A financial statement of this organization is available to you for personal
inspection at its offices, or a copy will be mailed to you upon written
request
Bank products and services are offered through JPMCB and its affiliates.
Securities are offered by JPMSI and, to the extent noted above, cleared
through JPMCC.
If a partial call is made with respect to an issue of securities included in
your Account we will allocate the call by a method we deem fair and
equitable.
You must promptly advise JPMSI of material changes in your investment
objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI
will consider the information currently in its files to be
complete and accurate.
JPMSI is not a bank and is a separate legal entity from its bank or thrift
affiliates, including JPMCB. The securities sold, offered, or recommended by
JPMSI:
(1) Are not insured by the Federal Deposit Insurance Corporation, or any
other governmental agency;
(2) Are not deposits or other obligations of JPMSI's bank or thrift
affiliates (unless otherwise indicated), and are not guaranteed by or the
responsibility of any such affiliates (unless explicitly stated
otherwise); and
(3) Involve investment risks, including possible loss of the principal
invested.
JPMSI's banking affiliates may be lenders to issuers of securities that
EFTA01568898
JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI
may be used for the repayment of such loans, and
you should refer to the disclosure documents relating to particular
securities for discussion of any such lending relationships. The Federal
Reserve requires that JPMSI obtain your consent before it can
obtain certain information from its bank or thrift affiliates, including
their credit evaluation of you. We will assume that your continuing to
transact business with JPMSI will constitute your consent to the
sharing of such information by JPMSI and its bank or thrift affiliates, to
the extent permitted by law.
Page 31 of 31
EFTA01568899
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EFTA01568900
ℹ️ Document Details
SHA-256
c862892910093fdced8df41831da0001072327d67af76d99ccb58cd5e1be0a48
Bates Number
EFTA01568843
Dataset
DataSet-10
Document Type
document
Pages
58
Comments 0