EFTA01423347.pdf

Subject: Re: Deposit Return - A/c # *** Query for pwm return Item [C] From: Bradley Gillin Date: Fri, 29 Sep 2017 11:29:21 -0400 To: Julian J Leff Cc: William-M Finn Erna Menniti Sara Castro < Gail F Mahabir < Stewart Oldfield > Theresa Coleman Raphael A Marin Norma A Kenne Mariela Lopez Cynthia Rodri CUST INV Evon A Lawrence Joy E Mitchell Muhammod J Uddin Classification: Confidential Successfully? Regards, Brad From: Julian J Leff Sent: Friday, September 29, 2017 11:25 AM To: Bradley Gillin Cc: ; Divya Rajawat; Stewart Oldfield; William -M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman; Joy E Mitchell; 'Pamela.Pu [email protected]' Subject: RE: Deposit Return - A/c # Query for pwm return Item [C] EFTA01423347 Classification: Confidential Bradley, It was already redeposited yesterday per your instructions. Thanks, Julian Julian Leff Vice President DB Services New Jersey, Inc. COO Corporate & Investment Banking Technology and Operations 100 Plaza One, 07311-3901 Jersey City, NJ, USA Tel. Mobile Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin EFTA01423348 Sent: Friday, September 29, 2017 11:09 AM To: Joy E Mitchell < ; Julian J Leff 4 ; 'Pamela.Pu [email protected]' • • • • • Cc: ; Divya Rajawat ; Stewart Oldfield ; William- M Finn ; Cynthia Rodriguez 4 ; Gail F Mahabir ; CUST INV • ; Mariela Lopez Norma A Kenney • ; Raphael A Marin ; Muhammod J Uddin ; Evon A Lawrence Hemant-Kumar Rathore Erna Menniti Sara Castro ; Theresa Coleman *** Subject: Re: Deposit Return - A/c # Query for pwm return Item [C] Classification: Confidential Please do not re-deposit. The are going to wire the funds instead. Please confirm. Regards, Brad From: Joy E Mitchell Sent: Friday, September 29, 2017 09:55 AM To: Bradle Gillin; Julian .7 Leff; 'Pamela.Pu•h@fis lobal.com' Cc: ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] EFTA01423349 Hi Brad, The check was re- deposited yesterday. Kind regards, Joy Mitchell Operations Specialist {cid:1 [email protected]} DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email {cid:[email protected]} EFTA01423350 From: Bradley Gillin Sent: Friday, September 29, 2017 9:51 AM To: Joy E Mitchell ; Julian J Leff 'Pamela Pu h@fis lobal.com' C Ra awat ; Stewart Oldfield ; William- M ; Cynthia Rodriguez ; Gail F Mahabir ; CUST INV ; Mariela Lopez Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin ; Evon A Lawrence Hemant-Kumar Rathore Erna Menniti ; Sara Castro >; Theresa Coleman *** Subject: Re: Deposit Return - A/c # Query for pwm return Item [C] Classification: Confidential I have just been instructed from the client to try to deposit on Monday. Please confirm that this can be done. Thanks. Regards, Brad From: Joy E Mitchell Sent: Thursday, September 28, 2017 01:15 PM To: Bradle Gillin; Julian J Leff; Pugh, Pamela A Fernandes, Maria I >; Groover, Karen A Itile, Renel Anna E Del Rosso Cc: ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item EFTA01423351 [C] Classification: Confidential Thank. Regards, Joy Mitchell Operations Specialist {cid:1 [email protected]} DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email {cid:[email protected]} EFTA01423352 From: Bradley Gillin Sent: Thursday, September 28, 2017 1:05 PM To: Joy E Mitchell < ; Julian J Leff >; Pu h, Pamela A Fernandes, Maria I Groove r, Karen A ; Itile, Renel < Anna E Del Rosso C ; Div a Ra awat >; Stewart Oldfield ; William- ; Cynthia Rodri•uez ; Gail F Mahabir ; CUST INV ; Mariela Lopez Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin ; Evon A Lawrence Hemant-Kumar Rathore Erna Menniti ; Sara Castro ; Theresa Coleman *** Subject: RE: Deposit Return - A/c # Query for pwm return Item [C] Classification: Confidential Confirmed. Please re-deposit the check. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 EFTA01423353 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Thursday, September 28, 2017 12:59 PM To: Julian J Leff ; Bradle Gillin Fernandes, Ma ; Groover, Karen A Anna C Divya Rajawat Stewart Oldfield ; William - M Finn >; Cynthia Rodri ; Gail F Mahabir ; CUST INV ; Mariela Lopez >; Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin >; Evon A Lawrence Hemant-Kumar Rathore >; Erna Menniti ; Sara Castro ; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential Hi Brad, Just to confirm that yesterday PWM charged the client an instructed Return Items to Return the check. This means that an advice will be generated and sent to Return Items by FIS. Upon receipt, Return Items will re-associate the check to the advice and mail to the client (see attachment). This is the procedure in place for PWM return checks. EFTA01423354 I am reiterating, as per your e-mail below dated 9/28, you would like for the check to be re-deposited. This means that Return Items will be preparing a deposit ticket and submit to FIS for processing. Looking forward to your confirmation. Kind regards, Joy Mitchell Operations Specialist fcid:1 [email protected] DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email fcid:[email protected] EFTA01423355 From: Julian J Leff Sent: Thursday, September 28, 2017 12:13 PM To: Bradley Gillin < ; Pugh, Pamela A ; Fernandes, Maria I >; Groover, Karen A Itile, Renel Anna E Del Rosso C ; Div a Ra awat ; Stewart Oldfield ; William- M ; Cynthia Rodri•uez Joy E Mitchell ; Gail F Mahabir CUST INV Mariela Lopez Norma A Kenney Ra hael A Marin ; Muhammod J Uddin Evon A Lawrence < >; Hemant-Kumar Rathore Erna Menniti ; Sara Castro ; Theresa Coleman Subject: RE: Deposit Return - A/c # Query for pwm return Item [I] Classification: For internal use only Hi Brad, You can try. EFTA01423356 FIS - If a $450,000 PWM deposit (535269691) is flagged as a duplicate, please allow it to pass thru. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Thursday, September 28, 2017 12:06 PM To: Hemant-Kumar Rathore < =s; Julian J Leff Cc: ; Divya Rajawat EFTA01423357  ; Stewart Oldfield < >; William- M Finn ; Cynthia Rodri uez ; Joy E Mitchell ; Gail F Mahabir >; CUST INV Mariela Lopez Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # * Query for pwm return Item [I] Classification: For internal use only Our client just spoke with Banco Popular in St. Thomas. Banco Popular informed them that they are now up and running. Can we try to re-deposit the check? Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, Se tember 27, 2017 3:28 PM To: Julian J Leff ; Bradley Gillin Cc: ; Divya Rajawat EFTA01423358  ; Stewart Oldfield < >; William- M Finn ; Cynthia Rodri uez ; Joy E Mitchell ; Gail F Mahabir >; CUST INV Mariela Lopez Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # * Query for pwm return Item [I] Classification: For internal use only Hi Bradley, As discussed this Item will be return and we will do debit entry in client's a/c for same. Thanks, With regards, Hemant-Kumar Rathore fcid:[email protected] Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. AVAYA - Mobile Email Please send all the Bankin' related Queries to our new Group E-mail ID EFTA01423359 From: Julian J Leff Sent: Wednesday, September 27, 2017 3:07 PM To: Bradle Gillin Cc: Div a Ra awat ; Stewart Oldfield ; William - M Finn ; Cynthia Rodriguez ; Joy E Mitchell ; Gail F Mahabir >; Hemant-Kumar Rathore ; CUST INV ; Mariela Lopez >; Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # * Query for pwm return Item [I] Classification: For internal use only Hi Bradley, PWM can pass the credit and hold the difference in a suspense account, given the uncertainty as to when the check can be deposited again or Mr. Epstein should explore another option for this transaction. I suggest he call Banco Popular to see if they might be able to wire the funds into his PWM account. Thanks, Julian Julian Leff Vice President EFTA01423360 DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Wednesday, September 27, 2017 2:38 PM To: Joy E Mitchell ; Gail F Mahabir ; Hemant-Kumar Rathore CUST INV ; Mariela Lopez Norma A Kenney Ra hael A Marin Muhammod J Uddin Cc: ; Div a Ra awat ; Stewart Oldfield -; William - M Finn ; Cynthia Rodri uez ; Julian J Leff Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Classification: For internal use only Hi Joy, Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online. EFTA01423361 Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Wednesday, September 27, 2017 1:50 PM To: Gail F Mahabir Hemant-Kumar Rathore <- ; CUST INV >; Mariela Lopez • Norma A Kenney • Ra I hael A Marin ; Muhammod J Uddin . Cc: . ; Bradle Gillin . ; Divya Rajawat ; Stewart Oldfield ; William-M Finn . C nthia Rodri uez . ; Julian .7 Leff Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Hi, The check in question is drawn on Bank Of America located in St Thomas, US EFTA01423362 Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. Kind regards, Joy Mitchell Operations Specialist {cid:1 [email protected]} DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email {cid:[email protected]} From: Gail F Mahabir Sent: Wednesday, September 27, 2017 11:58 AM EFTA01423363 To: Hemant-Kumar Rathore ; CUST INV ; Mariela Lopez >; Norma A Kenney ; Ra hael A Marin ; Jo E ; Muhammod J Uddin ; Bradle Gillin ; Divya Rajawat ; Stewart Oldfield ; William-M Finn Cynthia Rodriguez Subject: RE: Deposit Return - A/c # Query for pwm return Item [I] Classification: For internal use only Hemant-Kumar, The check was returned by Banco Popular for not authorized, you will have to contact Banco Popular for further explanation. Kind Regards, Gail F Mahabir DB USA Core Corporation Check Support 60 Wall Street 12th Floor New York, NY 10005 Tel. EFTA01423364 Fax • Email From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:34 AM To: CUST INV ; Mariela Lopez A Kenney ; Ra hael A Marin < Joy E Mitchell ; Muhammod J Uddin F Mahabir Cc: ; Bradley Gillin a Rajawat >; Stewart Oldfield ; William-M Finn Cynthia Rodriguez Subject: RE: Deposit Return - A/c # * Query for pwm return Item [I] Classification: For internal use only Hi Team, Can you please answer for below question or Bradly which is related with one item of Deposit return :- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? EFTA01423365 {cid:[email protected]} Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited C00 Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. AVAYA - Mobile Email Please send all the Bankin related ueries to our new Group E-mail ID From: Bradley Gillin Sent: Wednesday, September 27, 2017 11:26 AM To: Hemant-Kumar Rathore < ; Div a Ra awat ; Stewart Oldfield ; William- M Finn ; Cynthia Rodri Cc: Subject: RE: Deposit Return - A/c # [I] EFTA01423366 Classification: For internal use only The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:22 AM To: Bradley Gillin ; Divya Rajawat ; Stewart Oldfield ; William- M Finn ; C nthia Rodri > Cc: Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Hi Bradley, EFTA01423367 Refer to maker reason shows that Beneficiary directly need to reach out to originator for more clarification. From: Bradley Gillin [mailto: Sent: Wednesday, Se tember 27, 2017 11:09 AM To: Div a Ra'awat Stewart Oldfield ; William-M Finn <I >; Cynthia Rodri Cc: Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Please clarify what 'Refer to Maker' means. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01423368 From: Divya Rajawat Sent: Wednesday, September 27, 2017 11:06 AM To: Stewart Oldfield William-M Finn cwilliam- [email protected]>; Bradley Gillin ; Cynthia Rodriguez Cc: Subject: Deposit Return - A/c # Hi Team, Check # 001012 for $ 450,000.00 has been deposited to A/c — but returned with reason as remitter's account in 'REFER TO MAKER' status. As the return reason REFER TO MAKER , then the item will be return only. Copy of checks attached above. Thanks, With regards, Divya Rajawat fcid:[email protected] Divya Rajawat EFTA01423369 DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. AVAYA -- Email Please send all the Bankin' related Queries to our new Group E-mail ID This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423370