EFTA01403814.pdf

NAME SEARCHED: PWM BIS-RESEAR per orme ue i igence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PCR Yes BIS No Hit Hit No Hit Hit Not Required Not Required No Not Required D&B Smartlinx Court Cases Results? Yes Not Required Results? be Required Yes Not Required Review by Legal May No Results Search not required Prepared by: Urvashi Lavania Date:12/06/2013 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindale.com/- xp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. No VII. Smartlinx No Information found EFTA01403814 VIII. Court Cases No Click here for results: I. RDC Results II. PCR Results III. Negative Media Reviewer Comments (as necessary): No RDC alert (Please see attached) No PCR alert (Please see attached) No Information found IV. Non-Negative Media No Information found V. Other Language Media Not Required VI. D&B Not Required Result Found(please see attached) For internal use only EFTA01403815 OFAC RESULTS RDC: No Match Found Country:United States Date of Birth: PCR: NCA customised Auto-Closed No-Hit 06/12/2013 BIS RESULTS Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required Public Records: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis Full Name Address a division of Reed Elsevier Inc. All Rights Reserved. Count ADDITIONAL PERSONAL INFORMATION SSN DOB 1111111111Ary Name Variations For internal use only Phone NEW YORK None Listed Gender Female LexID sm EFTA01403816 Page 2 1: SSNs Summary No. SSN 1: DOBs Reported DOBs: Possible E-Mail Addresses Address Summary - 10 records found No. Address 1: 3: IN- 4: 5: 6: 7: 8: 9: EFTA01403817 Address Details 1: For internal use only State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: EFTA01403818 Page 3 Address Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed 2: Address Census Data for Geographical Region Median Head of Household Age: 39 Median Income: $126,728 Median Home Value: $329,229 Median Education: 16 years Household Members Other Associates 3: Address Mmi Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates 4: Address EFTA01403819 Census Data for Geographical Region Median Head of Household Age: 32 Median Income: $93,351 Median Home Value: $940,789 Median Education: 16 years Household Members None Listed Other Associates For internal use only Dates 8/2011 - 8/2011 Phone Dates 10/2009 - 1/2012 Phone Dates 9/2001 - 10/2013 Phone Dates 10/2009 - 10/2013 Phone EFTA01403820 Page 4 5: Address Census Data for Geographical Region Median Head of Household Age: 54 Median Income: $47,576 Median Home Value: $617,089 Median Education: 14 years Household Members None Listed Other Associates None Listed 6: Address Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $49,615 Median Home Value: $0 Median Education: 13 years Household Members None Listed Other Associates None Listed 7: Address MI= Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $44,625 Median Home Value: $0 Median Education: 12 years Household Members None Listed Other Associates None Listed 8: Address Ms - Census Data for Geographical Region Median Head of Household Age: 46 EFTA01403821 Median Income: $101,809 Median Home Value: $557,143 Median Education: 16 years Household Members None Listed Other Associates None Listed For internal use only Dates 9/2005 - 10/2005 Phone Dates 9/2005 - 10/2006 Phone Dates 6/2004 - 12/2006 Phone Dates 12/2008 - 11/2009 Phone EFTA01403822 Page 5 9: Address Dates Census Data for Geographical Region Median Head of Household Age: 37 Median Income: $92,857 Median Home Value: $408,173 Median Education: 15 years Household Members None Listed Other Associates None Listed 10: Address Mln Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed Driver Licenses - 8 records found 1: Florida Driver License Driver Information Name: Address: Data source: Governmental: II Personal Information SSN: DOB: Gender: Female Height: License Information License Type: ORIGINAL License Class: Non-Commercial Regular Operator License Attention Fla s: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: EFTA01403823 Gender: Female Race: History: Current Height: 2: Driver License For internal use only Dates 11/2004 - 11/2004 Phone 1/2005 - 7/2005 Phone EFTA01403824 Page 6 Driver Information Name: Address: Data source: Governmental: MN Personal Information SSN: DOB: Gender: Female Height: Weight: License Information License Type: REGULAR LICENSE License Class: Valid for single unit vehicles designed to carry less than 15 passengers with a GVW less than26000 lbs; vehicle combinations with a GVW less than 26000 lbs; farm trucks; fire trucks and emergency equipment or personal recreational equipment. Attention Flaps: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: Gender: Female History: Historical Height: Wei ht: 3: Driver License Driver Information Name: Address: Data source: Governmental: II Personal Information SSN: DOB: Gender: Female Height: Weight: License Information License Type: REGULAR LICENSE License Class: CONAX record.This could mean a conviction only, no driver license. Attention Fla s: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information EFTA01403825 DOB: Gender: Female History: Historical Height: Wei ht: 4: Driver License Driver Information Name: Address: For internal use only EFTA01403826 Page 7 Data source: Governmental: II Personal Information SSN: DOB: Gender: Female Height: 1116 Weight: License Information License Type: REGULAR LICENSE License Class: CONAX record.This could mean a conviction only, no driver license. Attention Fla s: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: Gender: Female History: Historical Height: Wei ht: 5: Driver License Driver Information Name: Address: Data source: Governmental: Personal Information SSN: DOB: Gender: Female Height: 'IL Weight: License Information License Type: REGULAR LICENSE License Class: CONAX record.This could mean a conviction only, no driver license. Attention Flans: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: Gender: Female History: Historical Height: Wei ht: 6: Driver License Driver Information Name: Address: EFTA01403827 Data source: Governmental: II Personal Information SSN: DOB: Gender: Female Height: Illiii Weight: License Information For internal use only EFTA01403828 Page 8 License Type: DUPLICATE PROVISIONAL LICENSE License Class: Valid for single unit vehicles designed to carry less than 15 passengers with a GVW less than26000 lbs; vehicle combinations with a GVW less than 26000 lbs; farm trucks; fire trucks and emergency equipment or personal recreational equipment. Attention Fla s: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: Gender: Female History: Historical Height: Wei ht: 7: Driver License Driver Information Name: Address: Data source: Governmental: II Personal Information SSN: DOB: Gender: Female Height: Weight: License Information License Type: PROVISIONAL LICENSE (MINOR) License Class: Valid for single unit vehicles designed to carry less than 15 passengers with a GVW less than26000 lbs; vehicle combinations with a GVW less than 26000 lbs; farm trucks; fire trucks and emergency equipment or personal recreational equipment. Attention Flags: ORGAN DONOR Issue Date: Expiration Date: Additional Driver Information DOB: Gender: Female History: Historical Height: Wei ht: 8: Driver License Driver Information Name: Address: EFTA01403829 Data source: Non-Governmental: II Personal Information SSN: DOB: License Information License Type: NO CLASS - USED FOR PERMITS License Class: NO CLASS - USED FOR PERMITS Additional Driver Information DOB: For internal use only EFTA01403830 Page 9 Potential Relatives - 6 records found 1st Degree: 5, 2nd Degree: 1 No. Full Name 1. SSN: DOB: (Age: ) Address/Phone 1.A. Deceased 2. DOB: EFTA01403831 (Age: SSN: DOB: (Age For internal use only EFTA01403832 Page 10 No. 4. Full Name E ir Address/Phone 5. Person Associates - 3 records found No. Full Name Address 1: EFTA01403833 3: For internal use only EFTA01403834 Page 11 No. Full Name Address Nei'hbors - 10 records found Name Phone SSN Phone DOB EFTA01403835 Cellular & Alternate Phones - 4 records found 1: For internal use only EFTA01403836 Page 12 Personal Information Name: Address: Phone Number: Phone Type: Mobile Carrier Information Carrier: SPRINT SPECTRUM LP Carrier City: Carrier State: 2: Personal Information Name: Address: Phone Number: Phone Type: Mobile Carrier Information Carrier: SPRINT SPECTRUM LP Carrier City: Carrier State: 3: Personal Information Name: Address: Phone Number: Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRL IL Carrier City: Carrier State: 4: Personal Information Name: Address: Phone Number: Phone Type: Carrier Information Carrier: QWEST CORPORATION Carrier City: Carrier State: Sources - 44 records found All Sources Driver Licenses Email addresses Historical Person Locator Person Locator 1 Person Locator 5 EFTA01403837 Person Locator 6 PhonesPlus Records Utility Locator 44 Source Document(s) 4 Source Document(s) 1 Source Document(s) 9 Source Document(s) 9 Source Document(s) 9 Source Document(s) 4 Source Document(s) 4 Source Document(s) 4 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud For internal use only EFTA01403838 Page 13 Your GLBA Permissible Use is: Legal Compliance CopyrightO 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. D&B: Not Required LEGAL RESULTS: Court Cases: No Information Found For internal use only EFTA01403839